PD-1631-14 & PD-1632-14 COURT OF CRIMINAL APPEALS AUSTIN, TEXAS Transmitted 3/4/2015 2:55:50 PM Accepted 3/6/2015 2:16:17 PM ABEL ACOSTA Nos. PD-1631-14 & PD-1632-14 CLERK
IN THE
Court of Criminal Appeals At Austin __________
JIMMIE JOHNSON, Appellant v.
THE STATE OF TEXAS Appellee _________ Cause numbers 1346765 & 1366083 In the 338th Judicial District Court Of Harris County, Texas
Cause numbers 01-13-01056-CR & 01-13-01057-CR In the Court of Appeals for the First Judicial District _________
Appellant’s Petition for Discretionary Review __________
KELLY ANN SMITH Texas Bar No. 00797867 Kelly.A.Smith.06@gmail.com P.O. Box 10751 March 6, 2015 Houston, TX 77206 281-734-0668
Counsel for Appellant Ground For Review
The Court of Appeals erred by holding the trial court did not abuse its discretion by failing to allow the appellant to withdraw his guilty plea because the Appellant’s guilty plea was not a knowing, intelligent act done with sufficient awareness of the relevant circumstances and likely consequences.
Statement Regarding Oral Argument
Because this case involves important issues regarding this state's jurisprudence, the
appellant submits that oral argument would benefit this Court and pursuant to TEX.
R. APP. P. 68.4 (c), requests the opportunity to present oral argument.
i Nos. PD-1631-14 & PD-1632-14
THE STATE OF TEXAS Appellee _________ Cause numbers 1346765 & 1366083 In the 338th Judicial District Court Of Harris County, Texas
Cause numbers 01-13-01056-CR & 01-13-01057-CR In the Court of Appeals for the First Judicial District _________
Appellant’s Petition for Discretionary Review TO THE COURT OF CRIMINAL APPEALS OF TEXAS:
The appellant, by and through undersigned counsel, files this Petition for
Discretionary Review and urges this Court to grant discretionary review in this case
and in support demonstrates the following.
ii IDENTITY OF PARTIES AND COUNSEL
The Appellant has provided a complete list of all interested parties’ names below,
under TEX. R. APP. P. 68.4.
The appellant or convicted person: Jimmie Johnson Appellant TDCJ # 01898717 Connally Unit 899 FM 632, Kenedy, TX 78119
Counsel for the appellant: Kelly Ann Smith Counsel on appeal PO Box 10751 Houston, Texas 77206 Phone: (281) 734-0668
Jerome Godinich, Jr. Counsel at trial 929 Preston St., Ste. 200 Houston, TX. 77002 Phone: (713) 237-8388
Counsel for the State: Devon Anderson District Attorney of Harris County Harris County Criminal Justice Center David Overhul Assistant District Attorney in the convicting court John Jordan Harris County Criminal Justice Center 1201 Franklin, Suite 600 Houston, Texas 77002 Telephone: 713•755•5800
Trial Judge: Hon. Brock Thomas Presiding Judge of the 338th District Court
iii Table of Contents Page
GROUND FOR REVIEW................................................................................................. I STATEMENT REGARDING ORAL ARGUMENT ............................................................... I IDENTITY OF PARTIES AND COUNSEL ....................................................................... III INDEX OF AUTHORITIES.............................................................................................. V STATEMENT OF THE CASE ...........................................................................................2 STATEMENT OF THE PROCEDURAL HISTORY ...............................................................2 GROUND FOR REVIEW .................................................................................................3 REASONS FOR REVIEW ................................................................................................3 PRAYER .......................................................................................................................6 CERTIFICATE OF COMPLIANCE & SERVICE ..................................................................7
iv INDEX OF AUTHORITIES
Cases Brady v. United States, 397 U.S. 742 (1970) ...................................................................... 5 DeVary v. State, 615 S.W.2d 739 (Tex. Crim. App. 1981) ........................................................................ 4 DuBose v. State, 915 S.W.2d 493 (Tex. Crim. App. 1996) ........................................................................ 4 Fairfield v. State, 610 S.W.2d 771 (Tex. Crim. App. 1981) ........................................................................ 4 Jackson v. State, 590 S.W.2d 514 (Tex. Crim. App. 1979) ....................................................................... 4 McWherter v. State, 571 S.W.2d 312 (Tex. Crim. App. 1978) ....................................................................... 4 Montgomery v. State, 810 S.W.2d 372 (Tex. Crim. App. 1990) (op. on reh’g) ................................................................................................................... 4 See Turner v. State, No. AP-76580, — S.W.3d —, 2013 WL 5808250, at *11 (Tex. Crim. App. Oct. 30, 2013) .......................................................... 5 Solis v. State, 945 S.W.2d 300 (Tex. App.—Houston [1st Dist.] 1997, pet. ref'd) .............................................................................................. 5
Statutes TEX. CODE CRIM. PROC. art. 26.13 ...................................................................................... 5
Rules TEX. R. APP. P. 68.4.............................................................................................................. i
v TO THE HONORABLE COURT OF APPEALS:
STATEMENT OF THE CASE
The State accused the appellant of aggravated robbery in cause number 1366083
and burglary of a habitation in cause number 1346765. (CR1366083 10; CR1346765 11). The
appellant pled guilty to the indictments’ allegations, waived his right to a jury trial, and
the case on punishment was tried before the Honorable Brock Thomas, presiding judge of
the 338th District Court in Harris County, Texas (CR1366083 114, 124-29; CR1346765 11,
88, 98-103; RR Vol. III at 12-20). The judge found the appellant guilty: of aggravated
robbery then assessed his punishment at forty-five years in cause number 1366083; and
of burglary of a habitation then assessed his punishment at twenty years in prison in
cause number 1346765 (CR1366083 133-4; RR Vol. III at 56). The appellant filed a notice
of appeal, and the trial court certified the appellant’s right to appeal (CR1366083 130, 136).
STATEMENT OF THE PROCEDURAL HISTORY
The First Court of Appeals affirmed the appellant’s conviction in Jimmie Johnson
v. The State of Texas, Nos. 01-13-01056-CR & 01-13-01057-CR, (Tex. App.—Houston
[1st Dist.] October 30, 2014). Neither party filed a motion for rehearing.
2 GROUND FOR REVIEW
The Court of Appeals erred by holding the trial court did not abuse its discretion by failing to allow the appellant to withdraw his guilty plea because the Appellant’s guilty plea was not a knowing, intelligent act done with sufficient awareness of the relevant circumstances and likely consequences.
REASONS FOR REVIEW
The Appellant waived his right to a jury trial and pled guilty to aggravated
robbery and burglary of a habitation (CR1366083 114, 124-29; CR1346765 11, 88, 98-103;
RR Vol. III at 12-20). The trial court heard evidence from the State and the Appellant
(RR Vol. III at 24-51). Lashad Jackson testified that the Appellant robbed him at
gunpoint (RR Vol. III at 24-30). James Bevan testified that the Appellant stole a
bicycle from his attached garage (RR Vol. III at 38-42). The Appellant testified that
he did not intentionally fire a gun while robbing Jackson (RR Vol. III at 44, 47-8).
The trial court then heard argument from both sides and assessed the Appellant’s
punishment at forty-five years in prison for the Aggravated robbery and twenty years
for the burglary (RR Vol. III at 55-6).
A few days after the trial court sentenced him, the appellant requested
permission to withdraw his guilty plea (CR1346765 113-14; CR1366083 139-40). The
Appellant requested to withdraw his guilty plea because he did not voluntarily plead
3 guilty; he was not mentally competent; and he had developed a conflict of interest
with his attorney.
Before judgment has been pronounced or the case has been taken under
advisement, a defendant may withdraw his guilty plea as a matter of right without
assigning reason. Fairfield v. State, 610 S.W.2d 771, 778 n. 11 (Tex. Crim. App. 1981);
Jackson v. State, 590 S.W.2d 514, 515 (Tex. Crim. App. 1979); McWherter v. State, 571
S.W.2d 312, 313 n.2 (Tex. Crim. App. 1978). But after the case has been taken
under advisement or judgment has been pronounced, the trial court has discretion
whether or not to allow the defendant to withdraw his plea. DeVary v. State, 615
S.W.2d 739, 740 (Tex. Crim. App. 1981). The trial court abuses its discretion when
the trial court’s ruling lies outside the “zone of reasonable disagreement.” DuBose v.
State, 915 S.W.2d 493, 496-97 (Tex. Crim. App. 1996); Montgomery v. State, 810 S.W.2d
372, 391 (Tex. Crim. App. 1990) (op. on reh’g).
In this case, the Appellant entered a plea of guilty, following the required
admonishments by the trial court, and the trial court accepted the appellant’s plea.
The appellant inexplicably decided to plead guilty during testimony from the state’s
first witness (RR Vol. III at 11). The trial court accepted the Appellant’s plea and
assessed his punishment.
Thereafter, the Appellant asked to withdraw his guilty plea, in part because he
was incompetent: “he was not in his right state of mind during the trial proceedings,
trial was moving too fast . . .”. which rendered his plea involuntary (CR1366083 at 139;
4 CR1346765 at 113). The court of appeals erred by finding there was no abuse of
discretion on the trial court’s part in refusing to allow the appellant to withdraw his
guilty plea.
No plea of guilty shall be accepted by the court unless it appears the defendant
is mentally competent and the plea is free and voluntary. TEX. CODE CRIM. PROC. art.
26.13(b); cf. Brady v. United States, 397 U.S. 742 (1970). While the trial court’s
admonishments may establish a prima facie showing that the plea was knowing and
voluntary, the record demonstrates otherwise. See Solis v. State, 945 S.W.2d 300, 302
(Tex. App.—Houston [1st Dist.] 1997, pet. ref'd).
The record shows the Appellant suffered from several mental illnesses
(CR1366083 at 117-23; CR1346765 at 90-6). When the court asked if the defense was ready
to proceed to trial, although trial counsel indicated the defense was ready, the
Appellant stated, “No we’re not ready” (RR Vol. III at 5). The Appellant said he did
not want to go to trial and requested new counsel. The trial court denied his request
(RR Vol. III at 5). The Appellant had a serious illicit drug addiction and was taking
several prescription medications (RR Vol. III at 51-3). The Appellant submits this is
evidence that the Appellant’s “mental illness operates in such a way as to prevent him
from rationally understanding the proceedings against him or engaging rationally with
counsel in the pursuit of his own best interests.” See Turner v. State, No. AP-76580, —
S.W.3d —, 2013 WL 5808250, at *11 (Tex. Crim. App. Oct. 30, 2013).
5 The record shows that the Appellant’s guilty plea was not a knowing, intelligent
act done with sufficient awareness of the relevant circumstances and likely
consequences. The trial court therefore abused its discretion in failing to permit the
Appellant to withdraw that plea and the court of appeals erred by holding otherwise.
PRAYER
The appellant respectfully urges this Honorable Court to grant the Appellant’s
Petition for Discretionary Review.
______ /s /___________________ KELLY ANN SMITH Texas Bar No. 00797867
6 CERTIFICATE OF COMPLIANCE & SERVICE
Under TEX. R. APP. P. 9.4, 9.5 & 68.11, this certifies that this document contains
2543 words and the undersigned served a copy of this petition on the State of Texas and
the State Prosecuting Attorney at the following addresses:
Devon Anderson Lisa C. McMinn Harris County District Attorney P.O. Box 13046 1201 Franklin, Suite 600 Capitol Station Houston, Texas 77002 Austin, Texas 78711 (512) 463-1660
______ /s /___________________ KELLY ANN SMITH Texas Bar No. 00797867 P.O. Box 10752 Houston, TX 77206 281-734-0668
7 Opinion issued October 30, 2014.
In The Court of Appeals For The
First District of Texas ———————————— NOS. 01-13-01056-CR 01-13-01057-CR ——————————— JIMMIE JOHNSON, Appellant V. THE STATE OF TEXAS, Appellee
On Appeal from the 338th District Court Harris County, Texas Trial Court Case Nos. 1346765 & 1366083
MEMORANDUM OPINION
Appellant, Jimmie Johnson, pleaded guilty to aggravated robbery and
burglary of a habitation. The court accepted appellant’s pleas, found him guilty,
and, after a punishment hearing, assessed punishment at forty-five years’
2 confinement for the aggravated robbery and twenty years’ confinement for the
burglary of a habitation. After sentencing, appellant mailed motions to withdraw
his guilty pleas to the trial court. The trial court did not rule on the motions. On
appeal, Appellant contends the trial court erred by denying his motions to
withdraw his guilty pleas, arguing that they were involuntary. We affirm.
BACKGROUND
In March 2012, James Bevan discovered appellant had broken into his
garage and was stealing a bicycle. Bevan attempted to chase appellant, but was
unsuccessful. In May of that year, appellant was charged with burglary of a
habitation relating to the bicycle theft.
Later that year, in October 2012, appellant entered a Radio Shack store and
pointed a gun at Lashad Jackson, the store manager. Appellant proceeded to duct
tape Jackson’s hands and demanded the keys to the safe. When Jackson could not
unlock the safe, appellant fired a shot in Jackson’s direction, hitting a filing cabinet
nearby. Appellant then took several cell phones and approximately $300 from the
cash register. He was apprehended by police as he was leaving the store and
charged with aggravated robbery. The two offenses were to be tried separately.
The aggravated robbery case was tried first. Appellant underwent a
competency evaluation and was found competent to stand trial. For aggravated
robbery, appellant originally pleaded not guilty. However, during trial he changed
3 his plea to guilty. In addition to pleading guilty to the aggravated robbery,
appellant also pleaded guilty to the burglary of a habitation case, which was an
open case at that time.
Appellant’s attorney stated that he believed that appellant understood the
nature and consequences of his plea and was competent. The trial court found that
appellant’s pleas were freely and voluntarily given, and accepted them. For both
offenses, appellant pleaded guilty without an agreed recommendation. Appellant
also stipulated to evidence that he had prior convictions for burglary and tampering
with evidence. By stipulating to the State’s evidence, appellant agreed that all of
the evidence against him was true. On November 25, 2013, he was sentenced to 45
years’ confinement in the aggravated robbery case and 20 years’ confinement in
the burglary of a habitation case, to run concurrently.
Ten days later, on December 5, 2013, appellant mailed motions to withdraw
his guilty pleas to the trial court, which were filed on December 11, 2013. The trial
court never ruled on the motions, thus they were overruled by operation of law.
DISCUSSION
In his sole point of error, appellant contends “[t]he trial court erred in failing
to allow the appellant to withdraw his guilty plea[s].”
4 1. Motion to Withdraw Guilty Plea – presentment requirement
Generally, a defendant may withdraw his plea any time before judgment is
pronounced or the case is taken under advisement by the court. Jackson v. State,
590 S.W.2d 514, 515 (Tex. Crim. App. [Panel Op.] 1979). When a defendant files
a motion to withdraw a guilty plea after he has been adjudged guilty, the motion
operates as a motion for new trial, and the trial court’s decision whether to allow a
defendant to withdraw his plea is discretionary. Id. Abuse of discretion is shown
only when the trial court’s ruling lies outside the zone of reasonable disagreement.
Montgomery v. State, 810 S.W.2d 372, 391 (Tex. Crim. App. 1991) (op. on reh’g).
Under Texas Rule of Appellate Procedure 21.6, a criminal defendant is
required to “present” a motion to the trial court within 10 days of filing it. TEX. R.
APP. P. 21.6; Carranza v. State, 960 S.W.2d 76, 79 (Tex. Crim. App. 1998). The
mere fact that a defendant has filed a motion is insufficient to satisfy this
presentment requirement. Stokes v. State, 277 S.W.3d 20, 21 (Tex. Crim. App.
2009). The term “present” means that “the record must show the movant for new
trial sustained the burden of actually delivering the motion for new trial to the trial
court or otherwise bringing the motion to the attention or actual notice of the trial
court.” Butler v. State, 6 S.W.3d 636, 640 (Tex. App.—Houston [1st Dist.] 1999,
pet. ref’d) (citing Carranza, 960 S.W.2d at 79). Actual notice may be shown by
5 such things as the judge’s signature or notation on a proposed order or by a hearing
date set on the docket. Carranza, 960 S.W.2d at 79.
Unlike Butler v. State, in which the record showed that defense counsel
informed the court coordinator that the motion was filed and the coordinator
scheduled a hearing, 6 S.W.3d at 630, the record in this case does not indicate that
appellant notified the court of his motions to withdraw and does not establish that
the court had actual knowledge of the motions. Rather, the record shows that the
motions to withdraw were accompanied by a proposed order, which was blank and
unsigned by the trial judge. In addition, the record is also devoid of any ruling on
the motions, or a docket entry evidencing a hearing on the motions. Finding
nothing in the record to suggest otherwise, we conclude that appellant failed to
timely present his motions for new trial. Because it is not apparent from the record
that the motions to withdraw guilty plea were timely presented, the trial court did
not abuse its discretion in failing to grant them.
2. Voluntariness of Guilty Plea
Even if appellant had presented his motion to withdraw his guilty pleas to
the trial court, he would nonetheless have the burden of showing that his pleas
were invalid for lack of voluntariness. A guilty plea constitutes a waiver of three
constitutional rights: the right to a jury trial, the right to confront one’s accusers,
and the right not to incriminate oneself. Kniatt v. State, 206 S.W.3d 657, 664 (Tex.
6 Crim. App. 2006) (citing Boykin v. Alabama, 395 U.S. 238, 243, 89 S. Ct. 1709,
1712 (1969)). Accordingly, a guilty plea, to be consistent with due process of law,
must be entered knowingly, intelligently, and voluntarily. Id. To be “voluntary,” a
guilty plea must be the expression of the defendant’s own free will and must not be
induced by threats, misrepresentations, or improper promises. Id. (citing Brady v.
United States, 397 U.S. 742, 755, 90 S. Ct. 1463, 1471 (1970)).
If a plea is not entered knowingly and voluntarily, it has been obtained in
violation of due process and is void. Houston v. State, 201 S.W.3d 212, 221 (Tex.
App.—Houston [14th Dist.] 2006, no pet.) (citing McCarthy v. United States, 394
U.S. 459, 466, 89 S. Ct. 1166, 1171 (1969)). The voluntariness of a plea is
determined by considering “all of the relevant circumstances surrounding it” and
must be affirmatively shown in the record. Id. (citing Brady, 397 U.S. at 749, 90 S.
Ct. at 1469; Boykin, 395 U.S. at 242, 89 S. Ct. at 1712). A plea is not involuntary
simply because the defendant “did not correctly assess every relevant factor
entering into his decision.” Talbott v. State, 93 S.W.3d 521, 526 (Tex. App.—
Houston [14th Dist.] 2002, no pet.)).
The general rule is that a guilty plea is voluntary if the defendant was made
fully aware of the direct consequences of his plea. State v. Jimenez, 987 S.W.2d
886, 888 (Tex. Crim. App. 1999). A guilty plea is not rendered involuntary by a
lack of knowledge as to a collateral consequence of the plea. Id. at 888–89. “There
7 are numerous relevant consequences of pleading guilty . . . which are not included
in the admonishments[.]” Vasquez v. State, 889 S.W.2d 588, 590 (Tex. App—
Houston [14th Dist.] 1994, no pet.). “A trial court is not required to admonish a
defendant about every possible consequence of his plea, direct or collateral, only
about those direct consequences that are punitive in nature or specifically
enunciated in the law.” Mitschke v. State, 129 S.W.3d 130, 136 (Tex. Crim. App.
2004). “If the consequence is definite and largely or completely automatic, then it
is a direct consequence.” Id. at 135.
When the record shows that the trial court gave an admonishment, there is a
prima facie showing of a knowing and voluntary plea of guilty. Ex parte
Gibauitch, 688 S.W.2d 868, 871 (Tex. Crim. App. 1985). When a defendant attests
at his original plea hearing to the voluntary nature of his plea, a heavy burden is
placed on him at a subsequent hearing to show a lack of voluntariness. Thornton v.
State, 734 S.W.2d 112, 113 (Tex. App.—Houston [1st Dist.] 1987, pet. ref’d).
The record in this case shows that the trial court properly admonished
appellant, thus there is a prima facie showing of knowledge and voluntariness. In
addition, both appellant and his trial counsel attested to the voluntary nature of his
pleas. Together, this creates a strong presumption of voluntariness regarding
appellant’s pleas. Nevertheless, appellant now contends that the trial court abused
its discretion in accepting his pleas of guilty because he made the pleas without
8 sufficient awareness or a rational understanding of the nature of the charges and
likely consequences. Appellant argues that his pleas were invalid because he was
incompetent at the time he pleaded guilty. Specifically, appellant argues that his
history of mental illness and drug addiction, coupled with his comment to the
judge that he was “not ready” at the beginning of trial, demonstrates he was not
competent.
Although appellant claims his pleas were invalid because he was not
competent, the record reflects otherwise. On November 12, 2013, appellant
underwent a competency assessment and was determined competent to stand trial.
Less than two weeks later, appellant made the decision to change his plea to the
aggravated robbery case to guilty and to plead guilty to the separate offense of
burglary of a habitation. Because appellant was held to have been aware of and
have a rational understanding of the charges against him on November 12, 2013,
and there being no evidence to the contrary, it is reasonable to conclude that he
retained sufficient awareness and understanding of the charges on November 25,
and was thus competent at the time of trial. As such, the trial court did not abuse its
discretion in permitting his motions for new trial to be overruled by operation of
law.
CONCLUSION
We affirm the trial court’s judgments.
9 Sherry Radack Chief Justice
Panel consisting of Chief Justice Radack and Justices Jennings and Keyes. Do
not publish. TEX. R. APP. P. 47.2(b).