Johnson ex rel. Thompson v. Reddoch

198 So. 3d 497, 2015 Ala. LEXIS 159, 2015 WL 9264195
CourtSupreme Court of Alabama
DecidedDecember 18, 2015
Docket1121481
StatusPublished
Cited by7 cases

This text of 198 So. 3d 497 (Johnson ex rel. Thompson v. Reddoch) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnson ex rel. Thompson v. Reddoch, 198 So. 3d 497, 2015 Ala. LEXIS 159, 2015 WL 9264195 (Ala. 2015).

Opinion

MURDOCK, Justice.

Jeffrey Johnson, by a through his aunt and next friend, Sue' Thompson, appeals from the Mobile Circuit Court’s dismissal of his action against Jim Reddoch, in his official capacity as' commissioner of the Alabama Department of Mental Health (“ADMH”),1 Beatrice J. McLean, in her official capacity as director of Searcy Hospital (“Searcy”), and McLean and fictitiously named defendants 1 through 8 in their individual capacities. Johnson also appeals the circuit court’s quashing of a subpoena served on ADMH seeking records pertaining to Johnson. We affirm in part and reverse in part.

I. Facts and Procedural History

At the time of the incident that is the subject of this action, Searcy was a state-owned and state-operated facility for the care of the mentally ill located in Mt. Vernon, Alabama, and Johnson was a 40-year-rold patient at Searcy who -suffered from paranoid schizophrenia. According to the complaint, Johnson’s condition is so severe that Johnson was “required to be under constant 2-on-l supervision by [ADMH] employees at Searcy Hospital.” This supervision was supposed to be in place 24 hours a day, 7 days a week.

On June 22, 2012, Johnson was severely beaten in his ward at Searcy. He collapsed and he was taken to University of South Alabama Hospital. Medical testing showed that, as a result of the beating, he suffered severe and life-threatening injuries, including internal bleeding, severe bruising to his face and body, a fractured nose, and several broken ribs.

ADMH policies and procedures prohibit employees, including mental-health workers, from abusing, mistreating, exploiting, or neglecting mental-health patients in their care. Employees are also required to immediately report any injuries sustained by a patient and to report if they have knowledge of or suspect any mental-health worker of abusing, mistreating, exploiting, or neglecting a patient. In Johnson’s case, he alleged, Searcy’s mental-health workers failed to keep him under the required constant supervision and failed to immediately report his injuries.

ADMH closed Searcy on October 31, 2012. Johnson was transferred to another ADMH facility, Bryce Hospital in Tuscaloosa, Alabama. It is undisputed that, although McLean was the director of Searcy on June 22, 2012, she is not the director of Bryce Hospital and she is no longer an employee of the State of Alabama. It is also undisputed that Zelia Baugh was the commissioner of ADMH on June 22, 2012; [501]*501Reddoch became the commissioner of ADMH on July 1,2012.

On August 7, 2012, 'Johnson commenced in the Mobile Circuit Court the present action by a through his aunt and next friend, Sue Thompson. Johnson sought prospective injunctive relief against Red-doch and McLean in their official capacities. Johnson also asserted claims against fictitiously named defendants 1 through 8, the mental-health workers responsible for Johnson’s care (“the fictitiously named defendants”), in their individual capacities, for damages based on noncompliance with ministerial duties and checklists, violations of nondiscretionary rules, and negligent, wanton, and deliberate conduct. In his complaint, Johnson averred that his counsel

“attempted in good faith to determine the identities of the Fictitiously Named Defendants mentioned in the. Complaint. A review of the medical records reveals] that the names of the individual mental health works are illegible. It is. known that several mental health workers employed at Searcy have been suspended. Despite direct requests made to the [ADMH], they will not identify the individual mental health workers in' any way to counsel.”

On September 12, 2012, McLean filed a motion to dismiss the claims against her on the ground that she possessed State immunity under Article I, § 14, Ala. Const.1901. On September 26, 2012, Reddoch filed a virtually identical motion to dismiss the claims against him on the same ground.

On October 9, 2012, Johnson filed his “First Amended Complaint” in which he added a claim for damages against McLean in ■ her individual capacity, alleging that McLean negligently failed to supervise ADMH employees by failing to inform them of the policies and regulations they were required to follow, negligently failed to have supervisors properly train employees to monitor patients, -and negligently allowed employees to abuse, neglect, mistreat, and/or exploit residents. More specifically, Johnson alleged that during McLean’s tenure as director of Searcy, the facility developed a “very lax policy related to employees carrying out ministerial duties and following set policies and procedures.” Johnson also alleged that McLean knew that “the staffing at Searcy Hospital was insufficient to enable adequate habitation, monitoring, and care for residents, and to ensure safety of residents, including Jeffrey Johnson.” Johnson’s amended complaint also reiterated his claims against Reddoch and against the fictitiously named defendants.

On October 18, 2012, Reddoch and McLean filed separate motions to dismiss the ■ claims against them in the first amended complaint. As to the ' claims asserted against them in their official capacities, Reddoch and McLean reiterated their defense of State immunity. As to Johnson’s claims against McLean in her individual capacity, McLean contended that those claims were due to be dismissed based on State-agent immunity as enunciated in Éx parte Cranman, 792' So.2d 392 (Ala.2000).

On June 28, 2013, the circuit court entered an order in which it granted Red-doch’s and McLean’s motions to dismiss Johnson’s first amended complaint as to all claims asserted against them. The order did not provide the reasons for the dismissal of Johnson’s claims against Red-doch and McLean. The case-action summary stated that the case was “DISPOSED BY (DISM W/O PREJ) ON 06/28/2013.”

On July 22, 2013, Johnson filed a motion to alter, amend, or vacate the judgment entered on June 28, 2013, under Rule 59(e), Ala. R. Civ. P. In that motion, Johnson for the first time noted that “[w]ith the [502]*502closing of Searcy.-Hospital, [Johnson] has been transferred'to Bryce Hospital, also operated by [ADMH], in Tuscaloosa County.” In a footnote in the motion,-Johnson asserted that.“[n]either the motions to dismiss nor this Court’s order addressed [Johnson’s] claims asserted against [fictitiously named] Defendants 1 through 8. Discovery is proceeding in an effort to identify appropriate individuals to substitute for the current identifications.”

Ón July 25, 2013, in an.attempt to continue discovery as to the fictitiously named defendants, Johnson served on ADMH a subpoena, for records titled “Notice of Intent, to -Serve Subpoena on Non-Party, Alabama Department of Mental Health, for Jeffrey Johnson Records.” On August 2, 2013, ADMH filed an “Objection to Subpoena and Motion to Quash,” in which it noted that Johnson’s action had been dismissed “against all .named Defendants” on June 28, 2013. ■ ADMH attached as an exhibit to its motion a copy of the case-action . summary indicating that the case had been “disposed.” ADMH contended that the entire case.had been dismissed and that Johnson’s postjudgment motion reflected the posture of the action. ADMH argued that because there was no active case, it was under no obligation to respond to Johnson’s subpoena.

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Bluebook (online)
198 So. 3d 497, 2015 Ala. LEXIS 159, 2015 WL 9264195, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-ex-rel-thompson-v-reddoch-ala-2015.