Johnny Swanson, III v. The State of Alabama

490 F.3d 894, 2007 U.S. App. LEXIS 15519, 2007 WL 1859323
CourtCourt of Appeals for the Eleventh Circuit
DecidedJune 29, 2007
Docket06-13643
StatusPublished
Cited by49 cases

This text of 490 F.3d 894 (Johnny Swanson, III v. The State of Alabama) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnny Swanson, III v. The State of Alabama, 490 F.3d 894, 2007 U.S. App. LEXIS 15519, 2007 WL 1859323 (11th Cir. 2007).

Opinion

HULL, Circuit Judge:

Plaintiffs are former independent political candidates who appeal the district court’s order granting summary judgment to the state defendants on plaintiffs’ constitutional challenge to Alabama’s ballot access restrictions. Specifically, under Alabama law, independent candidates seeking ballot access must submit a petition with the signatures of at least three percent of qualified electors who cast ballots at the last general election for governor, and the signature petition must be filed by the first primary election date, which is the first Tuesday in June. See Ala.Code § 17-8-2.1 (2005) (current version at Ala.Code § 17-6-22); Ala.Code § 17-16-6 (2005) (current version at Ala. Code § 17-13-3). Plaintiffs contend that the three-percent signature requirement and primary election date filing deadline, independently and in combination, infringe upon their First and Fourteenth Amendment rights. After review and oral argument, we agree with the district court that, based on the record in this ease, plaintiffs have not shown a constitutional violation, and thus we affirm.

I. BACKGROUND

A. 2002 Election Campaign

On April 3, 2001, plaintiff Johnny Swanson, III joined the 2002 race for United States Senator in Alabama as the candidate of his newly formed party, the Independent Democrats of Alabama. In the early spring of 2002, plaintiff Frank Cobb began his campaign as an independent candidate for Alabama House Representative District 40, and plaintiff Joseph Grimsley began his campaign as an independent candidate for Sheriff of Barbour County.

Under Alabama law, if a political party has not garnered more than twenty percent of the votes cast at the preceding general election, that political party must petition the Alabama Secretary of State or county probate office for placement on the ballot. See Ala.Code § 17-16-2 (2005) (current version at Ala.Code § 17-13-40); *897 Ala.Code § 17-8-2.1(a)(l) (2005). Prior to 1995, Alabama required that independent and minor party candidates must provide the signatures of one percent of voters with their petitions. In 1995, Alabama adopted a requirement that petitions include “the signatures of at least three percent of the qualified electors who cast ballots for the office of Governor in the last general election for the state, county, city, district, or other political subdivision in which the political party seeks to qualify candidates for office .... ” Ala.Code § 17-8-2.1(a)(l) (2005) (emphasis added).

Under this three-percent signature requirement, plaintiff Swanson needed to gather 39,536 valid signatures in order to appear on the general election ballot in his statewide race in 2002. Plaintiffs Cobb and Grimsley needed to gather several hundred valid signatures to appear on the ballot for their local races.

Prior to 2002, independent candidates had to submit the required number of valid signatures “six days after the second primary election,” which was July 1 in the 2002 election cycle. Ala.Code § 17-8-2.1 (1995). On December 28, 2001, the Alabama governor signed Act. No.2001-1131 (“the Act”), which, inter alia, moved the deadline for independent candidate registration to the date of the first primary election. See Act of Dec. 28, 2001, 2001 Ala. Laws 1131. 1 The first primary election date in the 2002 election cycle was June 4, 2002.

On March 29, 2002, the Act was submitted to the Department of Justice for pre-clearance. On May 28, 2002, the Department of Justice precleared the Act, and the Alabama Secretary of State issued a press release to the general public about the registration deadline change to June 4, 2002, exactly one week after the Act went into effect. 2

Although plaintiff Swanson first learned about the Act shortly after it was submitted for preclearance in March 2002, the Secretary of State’s Office did not inform him of the new June 4 deadline until a week before the deadline. Plaintiff Grims-ley learned about the new deadline as he was collecting signatures on the first primary election date on June 4, and plaintiff Cobb learned about the deadline several days after June 4.

On July 1, 2002 (i.e., the old filing deadline before the Act went into effect), Cobb and Grimsley attempted to file their registration petitions with the required number of verified signatures. By July 1, 2002, Swanson had submitted just under 11,000 signatures to be verified by the Secretary of State’s Office, well short of the three-percent signature threshold even if all signatures were verified. Swanson actually would have been short even if the one-percent signature threshold had been in effect.

B. Preliminary Injunction Suit and Hearing

On June 4, 2002, Swanson filed an initial complaint under 42 U.S.C. § 1983. On August 13, 2002, Swanson, joined by Cobb *898 and Grimsley, filed an amended complaint against the Alabama Governor, Alabama Attorney General, Alabama Secretary of State, and Probate Judges of Barbour County and Calhoun County. 3 The amended complaint alleged that Alabama’s ballot access laws violated the Qualifications Clause; the Interstate Commerce Clause; and the First, Tenth, Fourteenth, and Seventeenth Amendments. The amended complaint sought three forms of relief: (1) injunctive relief to place plaintiffs Swanson, Cobb, and Grimsley on the general election ballot; (2) injunctive relief to stop the implementation of the Act; and (3) a declaratory judgment that the three-percent signature requirement and the Act are unconstitutional.

In August 2002, the district court held a preliminary injunction hearing. Plaintiffs Swanson, Cobb, and Grimsley testified about obstacles they faced in collecting valid signatures. Cobb and Grimsley stated that they had collected a sufficient number of signatures by the first primary election date of June 4, but they did not submit their petitions until July 1 because of the late notice of the deadline change.

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Bluebook (online)
490 F.3d 894, 2007 U.S. App. LEXIS 15519, 2007 WL 1859323, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnny-swanson-iii-v-the-state-of-alabama-ca11-2007.