Johnny Howard Smith v. Ron Jones

256 F.3d 1135, 2001 U.S. App. LEXIS 15445
Court of Appeals for the Eleventh Circuit·Decided July 10, 2001·No. 00-12314·Published

Opinion

CARNES, Circuit Judge:

This appeal from the denial of 28 U.S.C. § 2254 relief brings us procedural bar issues of first impression relating to O’Sullivan v. Boerckel, 526 U.S. 838, 119 S.Ct. 1728, 144 L.Ed.2d 1 (1999), and its application to Alabama prisoners whose direct appeal process was completed before that decision was released.

In Smith v. White, 719 F.2d 390 (11th Cir.1983), we held that a defendant whose conviction was affirmed by the Alabama Court of Criminal Appeals did not need to file a petition for discretionary certiorari review in the Alabama Supreme Court in order to exhaust state remedies and avoid an appellate default procedural bar. We had already reached a similar holding about discretionary review in the Florida Supreme Court, Williams v. Wainwright, 452 F.2d 775 (5th Cir.1971), and a year after Smith we came to the same conclusion about discretionary review in the Georgia Supreme Court, Buck v. Green, 743 F.2d 1567, 1569 (11th Cir.1984). In this § 2254 case involving an Alabama prisoner, we must now decide if Boerckel applies to habeas cases in which the direct appeal was completed before the rule of that case was announced; whether Boerck-el overruled our Smith decision; and, if so, whether reliance upon our Smith decision is adequate cause to excuse a prisoner’s failure to comply with the Boerckel rule. We answer those questions “yes,” “yes,” and “no.”

Johnny Howard Smith is an Alabama prisoner serving concurrent life and life without parole sentences imposed after he was convicted by a jury of first degree robbery, attempted murder, and conspiracy to commit robbery. He appealed to the Alabama Court of Criminal Appeals, raising four issues, but that court affirmed his convictions without opinion on October 31, 1997. Smith v. State, 727 So.2d 177 (Ala. Crim.App.1997). 1 Under Alabama Rule of *1138 Appellate Procedure 39(b), Smith had fourteen days to file a petition for certiorari review in the Alabama Supreme Court. Although the scope of discretionary review under that rule is broad, see infra note 6, Smith’s attorney did not file a certiorari petition on his behalf in the Alabama Supreme Court. Under the law of this circuit at that time, it was not necessary to do so in order to preserve a prisoner’s full federal habeas review options. 2

On June 7, 1999, which was over a year and a half after the time had run for Smith to file his direct appeal certiorari petition in the Alabama Supreme Court, the United States Supreme Court issued its Boerckel decision. Resolving a circuit split, see Boerckel, 526 U.S. at 842, 119 S.Ct. at 1731, against the law of this circuit, Boerckel held that in order to exhaust state remedies as to a federal constitutional issue a prisoner is required to file a petition for discretionary review in the state’s highest court raising that issue, if discretionary review is part of the appellate procedure in the state, id. at 845-47, 119 S.Ct. at 1732-34. That requirement is true even if, as is often the case, the state supreme court rarely grants such petitions and usually confines itself to answering questions of broad significance. The requirement for exhaustion of discretionary direct review steps exists where state rules give a petitioner the “right ... to raise” the federal claims in that manner and the federal court cannot conclude that review of them is “unavailable.” Id. at 845-46, 119 S.Ct. at 1733.

The teeth of the exhaustion requirement comes from its handmaiden, the procedural default doctrine. If the petitioner has failed to exhaust state remedies that are no longer available, that failure is a procedural default which will bar federal habeas relief, unless either the cause and prejudice or the fundamental miscarriage of justice exception is established. Id. at 848-49, 119 S.Ct. at 1734; see also Coleman v. Thompson, 501 U.S. 722, 750-51, 111 S.Ct. 2546, 2565, 115 L.Ed.2d 640 (1991). That is what happened to Boerckel. He actually did file a state discretionary review petition, but he left out of it three of the federal constitutional issues that he later included in his federal habeas petition. Boerckel, 526 U.S. at 840-42, 119 S.Ct. at 1730-31. By the time Boerckel got to federal habeas, it was too late for him to go back and include those three issues in the long-since denied petition for discretionary review he had filed with the state supreme court. What Boerckel’s failure to take full advantage of his state discretionary review remedies meant, the Supreme Court held, is that he had failed to exhaust his state remedies as to those three federal constitutional issues, and his *1139 failure to exhaust had matured into a procedural default as soon as the once available remedy was closed. Id. at 848, 119 S.Ct. at 1734.

Because Boerckel had failed to establish either cause for and prejudice from his procedural default, or that a fundamental miscarriage of justice would result from not considering the forfeited claims, id. at 841-842, 119 S.Ct. at 1731, the district court held that he was not entitled to federal habeas review of those claims. Id. The Supreme Court agreed and reversed the Seventh Circuit’s reversal of the district court’s decision. Id. at 849, 119 S.Ct. at 1734. The end result was that the federal claims Boerckel had not included in his application to the state supreme court for discretionary review were barred from federal habeas review. See Boerckel v. O’Sullivan, 234 F.3d 1272 (7th Cir.2000) (unpublished) (on remand from the Supreme Court) (“Because of Boerck-el’s procedural defaults we now AFFIRM the district court’s denial of habeas corpus relief.”).

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