Johnnie Mae Riggsbee v. Terrel H. Bell, Secretary, Department of Education, and American College Testing Program

787 F.2d 1564, 1986 U.S. App. LEXIS 20043, 54 U.S.L.W. 2515
CourtCourt of Appeals for the Federal Circuit
DecidedApril 3, 1986
DocketAppeal 85-2105
StatusPublished
Cited by3 cases

This text of 787 F.2d 1564 (Johnnie Mae Riggsbee v. Terrel H. Bell, Secretary, Department of Education, and American College Testing Program) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnnie Mae Riggsbee v. Terrel H. Bell, Secretary, Department of Education, and American College Testing Program, 787 F.2d 1564, 1986 U.S. App. LEXIS 20043, 54 U.S.L.W. 2515 (Fed. Cir. 1986).

Opinion

FRIEDMAN, Circuit Judge.

The principal issue in this case, here on appeal from the United States District Court for the District of Columbia, is whether section 483(a) of the Higher Education Act of 1965, as amended, 20 U.S.C. § 1090(a) (1982), precludes the charging of a fee for the processing of any application by a post-secondary school student for federal aid. The district court held that section 483(a) does not contain such a broad bar but prohibits charging only for the processing of certain types of applications. We affirm.

I

A. This case involves two types of post-secondary education benefits that Congress funds under Title IV of the Higher Education Act of 1965, as amended, 20 U.S.C. § 1070 et seq. (1982).

Under the first type, known as Pell Grants, the Secretary of Education makes direct payments to qualified students. For the 1982-83 academic year, which this case involves, the basic Pell Grant was $1,800, less the student’s “expected family contribution” for that year, and less other statutorily prescribed adjustments. 20 U.S.C. § 1070a (1982). By agreement between the Secretary and each eligible institution of higher education, the institution administers the Pell Grants for the Secretary. The institution determines student eligibility and the amount of each grant pursuant to federal statutory and regulatory guidelines, and disburses the funds to qualifying students without any limit on the total funds it may disburse. Id.

The second type of financial aid consists of three so-called “campus-based” programs, under which the students may receive grants or loans, or be provided with work. 20 U.S.C. § 1070b — 1070b-3,1087aa —1087Ü; 42 U.S.C. §§ 2751 — 2756b (1982). Under these programs, the federal government gives each participating institution a specific amount, determined according to statutory and regulatory criteria. 20 *1566 U.S.C. §§ 1070b-3, 1087bb; 42 U.S.C. §§ 2752, 2756. See also 34 C.F.R. §§ 676.-6, 674.6, 675.6 (1982). Each individual institution had broad discretion to select the students to receive such aid and to determine the form and amount of the aid, also based upon federal statutory and regulatory criteria. 20 U.S.C. §§ 1070b-l, 1087cc —1087dd; 42 U.S.C. § 2753. See also 34 C.F.R. §§ 676.9-676.16, 674.9-674.16, 675.-9-675.16 (1982).

To qualify for either type of aid, a student had to demonstrate (1) financial need, and (2) enrollment at an educational institution that has qualified for participation in the student assistance program. 20 U.S.C. §§ 1070a(a), 1070b-l, 1087dd(b), 1089, 1091; 42 U.S.C. § 2753(b)(3).

B. The appellant Ms. Riggsbee filed an application for financial assistance with the University of the District of Columbia for the 1982-83 academic year. She filed the application on a form prepared by the appellee, American College Testing Program (College Testing), called the Family Financial Statement. She sought both a Pell Grant and campus-based aid. College Testing charged her $6 for processing the application.

Pursuant to section 483(a), discussed below, the Secretary had entered into a contract with College Testing for the latter to prepare application forms (which the Secretary would approve before use) upon which students would submit the necessary data for federal and other aid programs. College Testing would charge students for processing the application.

The Secretary also had published his own application form, called the Application for Federal Student Aid (Federal Form). This form enabled the student to submit the information necessary to determine financial eligibility for student aid, which reflected the expected family contribution to the student’s educational costs, and also provided certain other information related to the student’s educational program and status. The Department of Education processed these application forms without charge.

Following the processing, the Department gave the student a report that contained two indices of expected family contribution — one to be used in applications for Pell Grants and the other to be used in applications for campus-based aid. The Federal Form contained less information than the Family Financial Statement, since the Federal Form related mainly to the student’s financial eligibility for aid and did not encompass all other information schools used in awarding campus-based aid. The appellant asserts that the University of the District of Columbia did not permit her to use the Federal Form in applying for both campus-based aid and a Pell Grant.

C. Ms. Riggsbee and others filed suit against the United States, the Secretary of Education, and College Testing, seeking declaratory, injunctive, and monetary relief. They contended that the Secretary had violated section 483(a) by entering into the contract with College Testing and permitting the use of the latter’s test, for the processing of which College Testing charged a fee, when only federal aid was sought. They also alleged that the Secretary further had violated the statute by instructing College Testing to eliminate from its form for the 1982-83 academic year a provision permitting use of the form to apply solely for a Pell Grant without a processing charge. They asserted that College Testing violated the statute by charging her the $6 fee for processing her application. The suit was brought as a class action, but the district court did not certify it as such.

On cross-motions for partial summary judgment and on the federal defendants’ motion to dismiss portions of the complaint, the district court held that there were no disputed issues of material fact and that the defendants had not violated section 483(a). The court therefore dismissed the complaint.

The court held that the Secretary had complied with section 483(a) by making the free Federal Form available to process the data elements necessary to determine a student’s need and eligibility for federal *1567 financial aid.

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787 F.2d 1564, 1986 U.S. App. LEXIS 20043, 54 U.S.L.W. 2515, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnnie-mae-riggsbee-v-terrel-h-bell-secretary-department-of-education-cafc-1986.