Johnnie D. Freeman v. Kenneth S. Apfel

208 F.3d 687, 2000 U.S. App. LEXIS 5629, 2000 WL 329645
CourtCourt of Appeals for the Eighth Circuit
DecidedMarch 30, 2000
Docket99-2257
StatusPublished
Cited by90 cases

This text of 208 F.3d 687 (Johnnie D. Freeman v. Kenneth S. Apfel) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnnie D. Freeman v. Kenneth S. Apfel, 208 F.3d 687, 2000 U.S. App. LEXIS 5629, 2000 WL 329645 (8th Cir. 2000).

Opinion

JOHN R. GIBSON, Circuit Judge.

Johnnie D. Freeman appeals from the summary judgment the district court 1 entered against him, affirming the decision of the Commissioner of Social Security to deny him supplemental security income benefits. Freeman contends that the Commissioner’s determination that he was not disabled during the relevant period is not supported by substantial evidence and that the ALJ hearing his case failed to develop the record by having Freeman’s IQ tested. We affirm the judgment of the district court.

Freeman is currently receiving SSI disability benefits based on a determination of disability for low intellectual functioning, with an onset date of December 6, 1995. This appeal concerns an earlier application for SSI benefits for the period from August 16, 1993 to December 5, 1995.

Freeman was born on September 11, 1959 and began using heroin at the age .of 17. He attended school through the tenth grade, but has spent his adult life in the pursuit of heroin, with periodic time-outs while in jail or rehabilitation programs. He testified that at one time he used $500 *689 worth of heroin a day. He financed his habit by selling drugs and stealing. Freeman also used alcohol.

Freeman applied for SSI benefits on August 16, 1993, at the age of 33, claiming disability based on drug and alcohol addiction. The ALJ initially found that because Freeman was actively involved in drug dealing, he was engaged in “substantial gainful activity” and therefore was not disabled. The Commissioner denied Freeman benefits, but the district court reversed the decision because the ALJ failed to consider whether Freeman’s drug dealing met the definition of “substantial gainful activity” used by the Commissioner.

By the time this case was remanded in 1997, Freeman’s condition had deteriorated dramatically, and indeed he has been adjudged disabled as of December 6, 1995. The' evidence at the remand hearing included medical reports written during the period at issue (August 16, 1993 through December 5, 1995) and later, during the period of conceded disability.

Also intervening between the initial hearing and the remand hearing was a significant change in the law. An amendment to the Social Security Act, passed March 29, 1996, precludes an award of SSI benefits if alcoholism or drug addiction would be a contributing factor material to the determination of disability. See Pub.L. No. 104-121, § 105(b), 110 Stat. 847, 853 (1996). The Commissioner applies the legislation by determining whether the claimant would still be disabled if he stopped using alcohol and drugs. See 20 C.F.R. § 416.935 (1999).

On remand, the ALJ appointed a medical advisor, Paul Reitman, Ph.D., to opine on Freeman’s condition during the 1993-1995 time period, and specifically, to opine on what Freeman’s condition would have been during that period if he had stopped using drugs and alcohol. Reitman concluded that Freeman had opiate and alcohol dependence that met the Commissioner’s disability listing 12.09. See 20 C.F.R. pt. 404, subpt. P, app. 1, § 12.09. While substance addiction disorder was Reit-man’s principal diagnosis, he said that the record also supported a finding that Freeman suffered from depressive syndrome, with probable drug-induced psychotic symptoms. Looking at the depressive syndrome without the drug addiction, Reit-man stated that Freeman would not meet the listing .standard for disability. Reit-man specifically stated that the record did not contain any evidence of personality disorder during the relevant period. He also said that there was no evidence of mental retardation, although “clearly-an individual who has a major addiction is going to show intellectual deficiency.”

The ALJ applied the five-step evaluation process prescribed in the regulations, see 20 C.F.R. § 416.920 (1999), taking into account medical records from examinations during the relevant time period, evaluations after that period, and the testimony of Reitman and a vocational expert at the hearing. At the first step, the ALJ concluded that Freeman was engaged in some work during the period, but that this work was not extensive enough to amount to “substantial gainful activity.” At the second step, the ALJ determined that Freeman suffered from severe impairments, specifically depressive syndrome with probable drug-induced psychotic symptoms, low intellectual functioning, and a substance addiction disorder. The ALJ next found that Freeman’s substance addiction disorder met the requirements of 12.09, meeting the third step. Because Freeman had a substance addiction, the ALJ had to determine whether Freeman would still be disabled if he-stopped using alcohol or drugs. He determined that, absent the substance abuse, Freeman’s remaining impairments would not meet the listings for disability. See 20 C.F.R. pt. 404, subpt. P, app. 1. Therefore, the ALJ proceeded to the last two steps and found that although Freeman could not perform his past relevant work, he had the residual abilities to perform certain unskilled work, and that the kinds of jobs Freeman could *690 do existed in the national and regional economy. Accordingly, the ALJ denied Freeman’s application for benefits. The Appeals Council denied review, making the ALJ’s determination the final decision of the Commissioner.

Freeman appealed to the district court, which referred the matter to a magistrate judge. 2 The magistrate judge’s review was limited to ascertaining whether there was substantial evidence on the record as a whole to support the Commissioner’s decision. The magistrate judge reviewed the medical records before and after the relevant period and found that Freeman had suffered a marked deterioration in mental health just after the end of the period covered by this application for benefits (August 16, 1993 through December 5, 1995). In fact, there was no evidence of mental impairments other than substance abuse until February 1996. The magistrate judge therefore recommended affir-mance of the Commissioner’s decision, and the district court accepted that recommendation.

On appeal, Freeman argues that there was not substantial evidence to support a finding that he was not disabled. In particular, he contends that there was no reason to believe that he would have regained the ability to function if he stopped using drugs. He also contends that the evidence established that he was mentally retarded. Finally, he c'ontends that the ALJ failed to develop the record because he did not obtain a test of Freeman’s IQ.

Judicial review of the Commissioner’s decision is limited to ascertaining whether substantial evidence in the record as a whole supports the Commissioner’s findings. See Gray v. Apfel, 192 F.3d 799, 802 (8th Cir.1999). The court is required to review the administrative record as a whole, considering evidence which detracts from the Commissioner’s decision, as well as that which supports it. See id.

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Bluebook (online)
208 F.3d 687, 2000 U.S. App. LEXIS 5629, 2000 WL 329645, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnnie-d-freeman-v-kenneth-s-apfel-ca8-2000.