John Palfy, Jr. v. Harold J. Cardwell, Warden

448 F.2d 328, 61 Ohio Op. 2d 233, 1971 U.S. App. LEXIS 7948
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 22, 1971
Docket20999
StatusPublished
Cited by14 cases

This text of 448 F.2d 328 (John Palfy, Jr. v. Harold J. Cardwell, Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Palfy, Jr. v. Harold J. Cardwell, Warden, 448 F.2d 328, 61 Ohio Op. 2d 233, 1971 U.S. App. LEXIS 7948 (6th Cir. 1971).

Opinion

WILLIAM E. MILLER, Circuit Judge.

Appellant, John Palfy, Jr., was convicted of first degree murder as an aider and abettor. Having exhausted his remedies in the state courts of Ohio, he filed a petition for the writ of habeas corpus in the court below. Following an evidentiary hearing that court denied relief and this appeal ensued. We conclude that no constitutional right of appellant was violated, and accordingly, we affirm the judgment of the district court.

On the night of July 29, 1966 Ray Pemberton, Ray Kling, Vernon Boyd, and Merle Pemberton drove to the home of John Palfy, Jr., and he joined the four men for the evening. They proceeded to drive around the Akron, Ohio area drinking beer. Subsequently they stopped at a gas station where Ray Pem-berton borrowed five dollars with which to purchase additional beer. During the next few hours, members of the group, with varying degrees of participation, “rolled” [robbed] three persons. The first two victims were severely beaten with brass knuckles. The third victim, Paul Morían, was attacked by Ray Pem-berton and Ray Kling while the other men waited in their car. During this robbery, Morían was stabbed numerous times and died as a result of the stab wounds. Later that evening the five men were arrested.

At the state court trial, two attorneys were appointed to represent appellant. Trial by jury was waived in writing and appellant was tried by a three-judge court in February, 1967. At trial, the following facts were stipulated. On July 29, 1966 Ray Pemberton secured a loan of five dollars at an Akron gas station and stated in the presence of appel *330 lant that the five companions would “roll some guys” to repay the loan. Two of the men carried brass knuckles which appellant had a month earlier given to one of the participants. Following the incident at the gas station, Eric Silket was attacked by Ray Kling and Vernon Boyd and was beaten with brass knuckles and robbed. Then appellant and two of the other men temporarily befriended Ivan Ward at a bar and offered to take him to another bar. Near their planned destination, Ward was beaten by all five men and robbed. Ward was hospitalized seven days as a result of the beating. The five participants were later seen at a laundromat washing blood from several articles of clothing, and Ward’s wallet was found at the laundromat the next day. Shortly after leaving the laundromat, Ray Pemberton and Ray Kling attacked and robbed Paul Morían. Pem-berton purposely killed Morían by stabbing him numerous times. Three witnesses who identified Pemberton and Kling as Morlan’s assailants chased the two men to their car. One of the witnesses took the license number of the vehicle as it was driven away. The five men were subsequently arrested by Akron police who found a knife and brass knuckles in the car. Also stipulated at trial were the following facts. First, appellant Palfy attempted to pull Kling from Ivan Ward and told Kling to stop beating Ward or he would kill him. Secondly, appellant Palfy had not met Ray Pemberton, the actual killer, prior to the night of the killing and did not know that any of the participants carried a knife.

In addition to the stipulations, the state introduced into evidence numerous exhibits including pictures of the rear seat of the car showing the knife as it was found by police and showing blood spots resulting from the beating of Ward. Also Merle Pemberton testified to the events of the evening and in particular to appellant’s participation.

The appellant was convicted of first degree murder as an aider and abettor and was sentenced to life imprisonment. The statute relating to first degree murder, Sec. 2901.01, Revised Code of Ohio, reads in relevant part:

“No person shall purposely * * * in perpetrating * * * robbery * * * kill another.”

Section 1.17, Revised Code of Ohio, defines an aider and abettor as follows:

“Any person who aids, abets, or procures another to commit an offense may be prosecuted and punished as if he were the principal offender.”

Appellant’s first contention is that he was denied effective assistance of counsel because, without his consent, his counsel stipulated into evidence facts sufficient to find him guilty of first degree murder. Appellant maintains that he never withdrew his plea of not guilty, and yet trial counsel stipulated facts upon which a finding of guilt could be sustained.

Clearly, counsel cannot plead the accused guilty against the defendant’s desire. White v. Ragen, 324 U.S. 760, 65 S.Ct. 978, 89 L.Ed. 1348 (1945). Nor can counsel stipulate without defendant’s consent facts establishing the guilt of the accused. Achtien v. Dowd, 117 F.2d 989 (7th Cir. 1941). But a review of the entire record in the instant case reveals that neither situation occurred here. At the hearing in the district court, both appellant and one of his trial counsel testified that prior to trial they had approximately twelve discussions concerning trial strategy and the fact that stipulations were going to be made. Appellant testified that he understood that his counsel believed the best possible defense to be lack of intent and that he agreed to this defense. Trial counsel testified that each stipulation had been thoroughly and specifically discussed with appellant prior to trial. Furthermore, the trial transcript reveals that the proposed stipulations were read and that the presiding judge asked appellant if he understood that he was admitting everything stated in the stipulations. The appellant objected to a minor part of one stipulation concerning the *331 extent to which he drove the car. He also differed with another minor point which had in fact only been stated by the prosecutor in the opening remarks. At this point, one of the appellant’s attorneys reminded him that he did not have to agree to any of the stipulations. During a short recess, the disputed details were corrected. Then the presiding judge stated that the defendant must understand and agree to the stipulations and specifically waive in open court his right to be confronted with the witnesses against him. Appellant then agreed to speak only through his counsel. The stipulations were then read into the record and accepted by counsel. Based on these facts, we conclude that appellant knew the effect of the stipulations and intelligently assented to them.

That appellant gave his consent to the stipulations and to the strategy suggested by his attorneys does not completely dispose of the allegation of ineffective counsel. If what was done or not done by his counsel made the trial a farce and a mockery of justice shocking to the conscience of the court, then appellant would have been denied effective counsel. Holnagel v. Kropp, 426 F.2d 777 (6th Cir. 1970). But the burden on appellant to establish this claim is a heavy one. Holnagel v. Kropp, supra,.

Trial counsel in the instant case were in a difficult position. Two of the five participants had been tried and both were found guilty of first degree murder. One was sentenced to death and the other was sentenced to life imprisonment. Witnesses to the murder of Paul Morían had previously testified to the gory incident which left blood running down the street for over 150 feet.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Clendenin
913 N.E.2d 1179 (Appellate Court of Illinois, 2009)
Fields v. Commonwealth
274 S.W.3d 375 (Kentucky Supreme Court, 2008)
Parker v. Turpin
60 F. Supp. 2d 1332 (N.D. Georgia, 1999)
Cordrey v. Euckert
917 F.2d 1460 (Sixth Circuit, 1990)
Lovett v. Foltz
687 F. Supp. 1126 (E.D. Michigan, 1988)
Robert Carter v. Arnold R. Jago
637 F.2d 449 (Sixth Circuit, 1980)
Millard Robert Beasley v. United States
491 F.2d 687 (Sixth Circuit, 1974)

Cite This Page — Counsel Stack

Bluebook (online)
448 F.2d 328, 61 Ohio Op. 2d 233, 1971 U.S. App. LEXIS 7948, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-palfy-jr-v-harold-j-cardwell-warden-ca6-1971.