John L. Battaglia v. United States

390 F.2d 256, 1968 U.S. App. LEXIS 7986
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 21, 1968
Docket21711
StatusPublished
Cited by9 cases

This text of 390 F.2d 256 (John L. Battaglia v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John L. Battaglia v. United States, 390 F.2d 256, 1968 U.S. App. LEXIS 7986 (9th Cir. 1968).

Opinion

ELY, Circuit Judge:

Appellant Battaglia is a federal prisoner who was convicted on August 19, 1964, for having violated 18 U.S.C. § 1343. He was convicted on six counts of the indictment under which he was charged, and the convictions on two of the counts were affirmed by this court. Battaglia v. United States, 349 F.2d 556 (9th Cir.), cert. denied, 382 U.S. 955, 86 S.Ct. 430, 15 L.Ed.2d 360 (1965). Thereafter, on July 15, 1966, Battaglia filed a motion, pursuant to 28 U.S.C. § 2255, to set aside and vacate his conviction. A number of contentions were advanced in the motion, but only two of them require our attention at this time. These two allegations are (1) that in the original criminal proceedings Battaglia was not adequately represented by competent counsel and (2) that he was not mentally competent, during all stages of the criminal proceedings, to understand the nature of the proceedings and to cooperate with his counsel. In support of his motion, Battaglia filed his own affidavit, the affidavits of a pharmacist and of two medical doctors, and the affidavit of Harold A. Abeles, who was Battaglia’s attorney throughout all of the original trial, except for the first day thereof. The pharmacist averred that in the months of June, July, and August 1964, during which period the appellant was originally tried, Battaglia presented to him different prescriptions calling for drugs specified as Nembutal, Seconal, Scopalamine, Dexamil, and Darvon. One of the physicians averred that from June 15, 1964, through August 15, 1964, he prescribed for Battaglia “quanities [sic] of Nembutal, Seconal, Darvon, Dextro Amphetamines, etc.” The other physician averred that appellant suffers from “Portal Cirrhosis with Hepatic Insufficiency” and that “there are times when Mr. Battaglia has definite impairment of his judgment and memory, and when his thinking becomes confused and his speech slurred. He is subject to periods of somnolence approaching coma.” In his own affidavit, Battaglia alleged generally that because of his illness, he consumed large quantities of drugs throughout the course of his trial and was unable fully to communicate with his counsel, although he did communicate the request, rejected by his counsel, that he be permitted to testify in his own behalf. The affidavit of Abeles is set forth in the margin. 1 *258 Its principal thrust is that Battaglia appeared to his lawyer to be “a very ill man” during the trial and that because of this “apparent mental and physical condition” the attorney could not permit Battaglia “to testify in his own defense.”

The District Court conducted an evi-dentiary hearing in order to resolve the issues tendered by Battaglia’s motion. The proceedings were had before the same district judge who, approximately two years before, had presided over appellant’s trial. In attempted support of his motion, Battaglia offered eleven witnesses, including himself, attorney Abeles, and the pharmacist and two physicians who had supplied affidavits in support of the motion. Mr. Abeles testified, as he had represented in his affidavit, that during the trial of the main case his client had been too ill to testify in his own defense. In explanation of his failure to call the problem to the attention of the court, Abeles testified:

“A It was my understanding Mr. Hollopeter had already made a motion for continuance based on this condition before I came into the case.
“Q Did you examine the file?
“A No, I did not.”
******
“A I may have made a mistake in not making such a motion [for a mistrial], sir. I didn’t consider it at the time. It is probably what I should have done.”

We need not review in detail the evidence produced at the evidentiary hearing. Suffice it to say that testimony produced by Battaglia was, if believed, sufficient to justify findings that Bat-taglia was incompetent during his trial and that his trial attorney had not competently represented him because of his failure to call his client’s mental and physical condition to the attention of the court.

As we have seen, Battaglia’s motion was supported, in part, by the. affidavit of attorney Abeles. It could hardly have been expected that Battaglia would proceed with the evidentiary hearing without producing Abeles as a witness. Notwithstanding, the court commenced the hearing with the apparent predetermination that attorney Abeles was unworthy of belief. After hearing the witnesses and during the closing argument by Bat-taglia’s attorney, the court made the following statements: “Well, I want to say here and now, Mr. Kippen, Mr. Abeles’ credibility is subject to proof as far as this court is concerned. He had a conversation with me in chambers, and I think this is in the record in the criminal proceedings, and then went before the Court of Appeals and misstated what I had said, so I think this court can consider that in determining the credibility of Mr. Abeles.” Also: “Well, I will tell you what you do, Mr. Kippen. If you have a conversation with counsel in chambers and later on he files the matter with *259 the court of appeals and states deliberately the opposite you know to be the truth, are you going to have any confidence in that attorney?” Finally: “I don’t know whether he is telling the truth except by evidence I hear as to this particular testimony. But I just said his credibility is subject to proof in my mind.”

Battaglia argues that the court permitted itself to be influenced by the previous event about which there had been no inquiry of Abeles while he was present as a witness with the opportunity to attempt to explain the event which had produced the court’s distrust. There is some support for the argument, but during the colloquy from which the foregoing excerpts were taken, the court agreed with a statement by appellant’s then counsel to the effect that he did not “think the court has the right to consider something outside of the evidence.” Furthermore, the district judge commented: “I will say quite candidly that I don’t feel that that experience with Mr. Abeles would prejudice me in any way against this defendant.” We think, therefore, that the court’s references to its unpleasant experience with the attorney cannot be held to require reversal. After having recalled the incident, the judge stated, in effect, that he would not be prejudiced against Battaglia because of it. On the record before us, we accept the court’s representation as an accurate expression of its judicial attitude.

The appellant makes another point, and we are compelled to conclude that it is meritorious. The opinion of the District Court reads, in part, as follows:

“The first question is, was he incompetent during the trial so that he could not assist his counsel?
“The Court must consider in answering this question whether or not it is going to believe petitioner’s witnesses. Starting with the petitioner himself, I just plain don’t believe him. Not only did I have the benefit of the trial,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Roberto Navarro-Flores
628 F.2d 1178 (Ninth Circuit, 1980)
People v. Richard W.
91 Cal. App. 3d 960 (California Court of Appeal, 1979)
Lawrence Leroy Farrow v. United States
580 F.2d 1339 (Ninth Circuit, 1978)
Charles Joseph Battaglia, Jr. v. United States
428 F.2d 957 (Ninth Circuit, 1970)
Richard L. Lucero v. United States
425 F.2d 172 (Tenth Circuit, 1970)
Francis Alfred King v. United States
402 F.2d 58 (Ninth Circuit, 1968)

Cite This Page — Counsel Stack

Bluebook (online)
390 F.2d 256, 1968 U.S. App. LEXIS 7986, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-l-battaglia-v-united-states-ca9-1968.