John K. MacIver Institute for Public Policy, Inc. v. Erpenbach

2014 WI App 49, 848 N.W.2d 862, 354 Wis. 2d 61, 2014 WL 1377690, 2014 Wisc. App. LEXIS 280
CourtCourt of Appeals of Wisconsin
DecidedApril 9, 2014
DocketNo. 2013AP1187
StatusPublished
Cited by14 cases

This text of 2014 WI App 49 (John K. MacIver Institute for Public Policy, Inc. v. Erpenbach) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John K. MacIver Institute for Public Policy, Inc. v. Erpenbach, 2014 WI App 49, 848 N.W.2d 862, 354 Wis. 2d 61, 2014 WL 1377690, 2014 Wisc. App. LEXIS 280 (Wis. Ct. App. 2014).

Opinions

GUNDRUM, J.

¶ 1. The John K. Maclver Institute for Public Policy, Inc. and Brian Fraley, hereinafter collectively "the Institute," appeal from a circuit court order denying their request for a writ of mandamus directing Wisconsin State Senator Jon Erpenbach to disclose certain public policy related e-mails sent to him — without redaction of information identifying the sender or the e-mail address. The Institute contends the e-mails it seeks must be released without redaction of the identifying information because they are public records and the public interest in redacting the information is not greater than the public interest in disclosing it. Erpenbach responds that his decision to keep the identifying information confidential is in compliance with custom and practice of the Wisconsin Senate and, therefore, even if the decision is inconsistent with the open records law, the matter before us is nonjusticiable. He also contends the information sought by the Institute is "purely personal" and therefore not subject to disclosure under Schill v. Wisconsin Rapids School District, 2010 WI 86, 327 Wis. 2d 572, 786 N.W.2d 177. He further asserts that the public interest in nondisclosure of the information outweighs the public interest in disclosure. We conclude that this matter is justiciable, the redacted information is not "purely personal," and the public interest in keeping the identifying information secret does not outweigh the public interest in disclosure. We reverse.

BACKGROUND

¶ 2. In February 2011, legislation was introduced in the Wisconsin Legislature proposing substantial changes to Wisconsin's collective bargaining laws. The [66]*66Assembly and Senate passed the legislation, which eventually became 2011 Wis. Act 10, and the governor signed it into law in mid-March 2011. While the legislation was under consideration, and for some time thereafter, passions ran high among various interested parties and individuals. Protests and rallies, as well as threats against and recall elections of public officials, flowed from these passions.

¶ 3. Upon that stage, the following relevant facts are undisputed. On March 24, 2011, the Institute submitted a written request to Erpenbach seeking copies of all correspondence to and from him related to the collective bargaining changes. On April 18, 2011, Erpenbach informed the Institute that some of the requested documents were available to be picked up, but that he had redacted personal contact information or personally identifiable information, including last names and e-mail addresses, in certain of the documents.

¶ 4. In the months that followed, the Institute narrowed its request to only seeking unredacted e-mails sent from state and local government e-mail accounts, sending Erpenbach its final written request for such documents on November 2, 2011. On November 13, 2011, Erpenbach responded that he would not provide the "public e-mail addresses of state employees and other public employees."

¶ 5. Through his April and November responses, Erpenbach expressed that he was refusing to provide the redacted information because the communications were "purely personal" under Schill. He also asserted that the public interest in nondisclosure of the information outweighed the public interest in disclosure because nondisclosure protects against the "potential for threats, harassment and reprisals" against e-mail [67]*67senders, respects senders' privacy and rights to free speech and to petition the government, and guards against the potential "chilling effect" of disclosure on future citizen communications.

¶ 6. The Institute filed this lawsuit seeking a writ of mandamus to compel Erpenbach to allow inspection and copying of the requested correspondence without redaction of identifying information. The circuit court denied the writ request, concluding that "[w]hile this court may not have arrived at the same conclusion as did Senator Erpenbach, it is required by case law to accord deference to his judgment." The Institute appeals. Additional facts are set forth as necessary.

DISCUSSION

Justiciability

¶ 7. Asa threshold matter, we address Erpenbach's contention that this mandamus action is not properly before the courts. Erpenbach asserts that it has long been a custom and practice of the Wisconsin Senate "to leave it up to each individual Senator whether to disclose personally identifiable information regarding constituents who contact the Senator."1 As a result, he contends that such disclosure decisions are a matter of the Senate's "Rules of Proceeding," and that pursuant to article iy section 8 of the Wisconsin Constitution, the courts "may not question the wisdom, or pass on the [68]*68validity, of the rule of proceeding," even if a senator's nondisclosure decision is inconsistent with the open records law. We conclude that this matter is justiciable because Erpenbach's nondisclosure decision does not implicate the Senate's Rules of Proceeding.

¶ 8. Article IY section 8 of the Wisconsin Constitution provides: "Each house may determine the rules of its own proceedings." Our supreme court has defined such rules as those having "to do with the process the legislature uses to propose or pass legislation." Custodian of Records for Legislative Tech. Servs. Bureau v. State, 2004 WI 65, ¶¶ 29-30, 272 Wis. 2d 208, 680 N.W.2d 792. Courts will not "intermeddle" in "purely internal legislative proceedings." Milwaukee Journal Sentinel v. DOA, 2009 WI 79, ¶ 18, 319 Wis. 2d 439, 768 N.W.2d 700. Whether Erpenbach's nondisclosure decision implicates article I\[ section 8, is a constitutional question we review de novo. Custodian of Records, 272 Wis. 2d 208, ¶¶ 6, 29.

¶ 9. We are guided by our supreme court's decision in Custodian of Records. In that John Doe proceeding, the director of the Wisconsin Legislature's Legislative Technology Service Bureau (LTSB) sought to quash a judge's subpoena seeking electronically stored communications on all of the LTSB servers, or, in the alternative, "all 'documents' for certain named legislators [and] their aides." Id., ¶¶ 2, 4, 5. Among other items maintained on the servers were "legislators', constituents' and service agency e-mails." Id., % 3. The LTSB director contended that Wis. Stat. § 13.96 (2001-02),2 which required the LTSB to "at all times [69]*69observe the confidential nature" of the data, was an article section 8 rule of proceeding that only the legislature was permitted to interpret and that the question of the enforceability of the subpoena was a nonjusticiable political issue. Custodian of Records, 272 Wis. 2d 208, ¶¶ 13, 24, 27. The court concluded that § 13.96 (2001-02) was not a rule of proceeding, noting that the provision "simply provides for assistance with electronic data and for an electronic storage closet for communications created or received by legislators and other employees of the legislature" and has "nothing to do with the process the legislature uses to propose or pass legislation." Custodian of Records, 272 Wis. 2d 208, ¶¶ 29-30.

¶ 10. We observe that the legislature wrote the open records law to apply to "elected official [s]" generally, without any special exception for individual state legislators or houses of the legislature. See Wis. Stat.

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Bluebook (online)
2014 WI App 49, 848 N.W.2d 862, 354 Wis. 2d 61, 2014 WL 1377690, 2014 Wisc. App. LEXIS 280, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-k-maciver-institute-for-public-policy-inc-v-erpenbach-wisctapp-2014.