John J. Rogers, Jr. James R. Winton and Burl Richardson v. Texas Board of Architectural Examiners

390 S.W.3d 377, 2011 Tex. App. LEXIS 6110, 2011 WL 3371543
CourtCourt of Appeals of Texas
DecidedAugust 3, 2011
Docket03-10-00182-CV
StatusPublished
Cited by23 cases

This text of 390 S.W.3d 377 (John J. Rogers, Jr. James R. Winton and Burl Richardson v. Texas Board of Architectural Examiners) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John J. Rogers, Jr. James R. Winton and Burl Richardson v. Texas Board of Architectural Examiners, 390 S.W.3d 377, 2011 Tex. App. LEXIS 6110, 2011 WL 3371543 (Tex. Ct. App. 2011).

Opinion

OPINION

J. WOODFIN JONES, Chief Justice.

The principal issue in this administrative appeal is the extent to which engineers licensed under Texas’s Engineering Practice Act, Tex. Occ.Code Ann. §§ 1001.001-.604 (West 2004 & Supp. 2010), are exempt from the provisions of the Architecture Practice Act, Tex. Occ.Code Ann. §§ 1051.001-801 (West 2004 & Supp. 2010). The Texas Board of Architectural Examiners (the “Architecture Board”) is *380 sued cease and desist orders against three licensed professional engineers, John J. Rogers, Jr., James R. Winton, and Burl Richardson (collectively, the “Engineers”), for the unauthorized practice of architecture in connection with the Engineers’ work in preparing comprehensive building plans and specifications for certain public works projects. See id. §§ 1051.701, .703(a). Based on the language in section 1051.703(a) of the Architecture Practice Act, which specifies that “architectural plans” for a class of public works projects “may be prepared only by an architect,” the Architecture Board determined that the salient inquiry in the underlying enforcement proceeding was whether the Engineers were practicing architecture in preparing the plans and specifications at issue. Id. § 1051.703(a). We hold, however, that the dispositive issue here is not whether the Engineers were practicing architecture, but whether they were practicing engineering, because section 1051.601 of the Architecture Practice Act broadly exempts licensed engineers from its registration requirements to the extent they are performing “an act, service, or work within the scope of the practice of engineering as defined [in the Engineering Practice Act].” Id. § 1051.601. Because the record is insufficient to conclusively establish or negate the applicability of the exemption, the district court properly reversed the Board’s final order and remanded for further proceedings. We will affirm the district court’s judgment.

FACTUAL AND PROCEDURAL BACKGROUND

Between 2003 and 2006, the Engineers, each of whom is duly licensed to practice engineering in the State of Texas, prepared and issued comprehensive plans and specifications for various publicly owned buildings — a library in Waco, Texas, an addition to a public school in Chil-ton, Texas, an auditorium for the Lorena Independent School District, and a law enforcement center in Jasper, Texas. It is undisputed that, in performing the work for these public works projects, the Engineers were not registered as architects in Texas or any other jurisdiction, did not hold themselves out as architects, did not seal the plans with an architect’s seal, and did not associate with an architect to prepare, review, sign, or seal the plans or supervise or control preparation of the plans.

Although each of the Engineers had issued similar plans and specifications throughout the long courses of their careers, the Architecture Board filed complaints against them for the unauthorized practice of architecture in violation of sections 1051.701 and 1051.703(a) of the Architecture Practice Act. Section 1051.701(a) specifies that “[a] person may not engage in the practice of architecture, or offer or attempt to engage in the practice of architecture, as defined in Section 1051.001(7)(A), (B), or (C) unless the person is registered as an architect under this chapter.” 1 Id. § 1051.701(a). Section 1051.703 provides, in relevant part:

(a) An architectural plan or specification for any of the following may be prepared only by an architect:
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*381 (2) a new building having construction costs exceeding $100,000 that is to be:
(A) constructed and owned by a state agency, a political subdivision of this state, or any other public entity in this state; and
(B) used for education, assembly, or office occupancy; or
(3) an alteration or addition having construction costs exceeding $50,000 that:
(A) is to be made to an existing building that:
(i) is owned by a state agency, a political subdivision of this state, or any other public entity in this state; and
(ii) is or will be used for education, assembly, or office occupancy; and
(B) requires the removal, relocation, or addition of a wall or partition or the alteration or addition of an exit.
(b) This section does not prohibit an owner of a building from choosing an architect or engineer as the prime design professional for a building construction, alteration, or addition project.

Id. § 1051.708 (emphasis added). 2

The Engineers do not dispute that the public works projects at issue meet the criteria specified in section 1051.703(a), including the monetary thresholds. However, they contend that neither section 1051.703(a) nor any other restriction or provision in the Architecture Practice Act precludes their work on the projects because section 1051.601 of the Act wholly exempts licensed engineers from regulation under the Act. The statutory exemption provides, in part, that “[t]his chapter and any rule adopted under this chapter do not limit the right of an engineer licensed under Chapter 1001 [the Engineering Practice Act] to perform an act, service, or work within the scope of the practice of engineering as defined by that chapter.” Id. § 1051.601(a). The Engineers also point out that (1) section 1051.703(b) of the Architecture Practice Act allows a property owner to use either an architect or an engineer as “the prime design professional for a building construction, alteration, or addition project,” and (2) section 1001.407 of the Engineering Practice Act requires an engineer to prepare the “engineering plans [and] specifications” and oversee the “engineering construction” of “a public work involving engineering in which the public health, welfare, or safety is involved.” Id. §§ 1001.407, 1051.703(b).

The Architecture Board counters that the “only by an architect” language in section 1051.703(a) trumps the exemption provided in section 1051.601, rendering it inapplicable. The Architecture Board has not specifically alleged that the Engineers were not engaged in the practice of engineering when they issued all the plans and specifications for the public works projects, but its statutory construction argument presupposes that the legislature intended to exclude such projects from the *382 statutory definition of the “practice of engineering” as a matter of law.

The parties pressed these statutory construction claims on cross motions for summary disposition before an administrative law judge (ALJ) at the State Office of Administrative Hearings (SOAH). 3

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Bluebook (online)
390 S.W.3d 377, 2011 Tex. App. LEXIS 6110, 2011 WL 3371543, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-j-rogers-jr-james-r-winton-and-burl-richardson-v-texas-board-of-texapp-2011.