John J. Gallagher v. Department of the Treasury

274 F.3d 1331, 2001 WL 1586834
CourtCourt of Appeals for the Federal Circuit
DecidedDecember 12, 2001
Docket00-3108
StatusPublished
Cited by7 cases

This text of 274 F.3d 1331 (John J. Gallagher v. Department of the Treasury) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John J. Gallagher v. Department of the Treasury, 274 F.3d 1331, 2001 WL 1586834 (Fed. Cir. 2001).

Opinion

LINN, Circuit Judge.

John J. Gallagher seeks review of the final decision of the Merit Systems Protec *1332 tion Board (the “Board”), affirming the decision of the Department of the Treasury (the “Agency”) that the petitioner does not qualify for Law Enforcement Officer (“LEO”) retirement coverage because he failed to establish by a preponderance of the evidence that his actual duties were primarily LEO-qualifying. Gallagher v. Dep’t of Treasury, No. NY-0831-99-0034-1-2 (MSPB Sept. 11, 1999). Because the Board’s factual determinations are supported by substantial evidence and its legal conclusions are not arbitrary or capricious, an abuse of discretion, and are otherwise in accordance with the law, this court affirms. 1

BACKGROUND

Gallagher became employed by the United States Customs Service (“Customs”) as an Import Specialist in November 1971. He transferred to the position of Customs Patrol Officer on February 3, 1974. On June 22, 1975, he became a Special Agent. The positions of Customs Patrol Officer and Special Agent were both designated as LEO positions. On August 19,1976, Gallagher transferred to the position of Customs Inspector (“Inspector”). Gallagher served exclusively on a Customs’ Contraband Enforcement Team called the “Exodus” team. This team investigated violations of law involving exported merchandise. He served in that position until January 18, 1987, when he was promoted to Supervisory Customs Inspector, which position he still holds.

Gallagher filed for LEO credit for his service as an Inspector and Supervisory Inspector on December 12, 1994. Treasury denied his application on September 24, 1998, finding that Gallagher performed a variety of processing and inspectional duties in support of the enforcement of customs requirements, but “did not perform primary duties involving investigating, apprehending or detaining individuals suspected or convicted of offenses against the criminal laws of the United States, as 5 U.S.C. § 8331(2) plainly requires.” Id., slip op. at 5.

After the agency denied the application, Gallagher appealed to the Board. In the initial decision, which became the final decision of the Board on October 16, 1999, the administrative judge found that Gallagher’s position description as Inspector emphasized regulatory investigations and listed support of the criminal investigative program as the last of a number of major duties. The administrative judge thus found that the position description does not support LEO credit. The administrative judge, however, recognizing that actual duties and not position description control entitlement to LEO credit, analyzed the evidence regarding Gallagher’s actual duties. This evidence related to the Bin-gaman 2 factors and consisted of Gallagher’s testimony, as well as the testimony of Richard Peeler, Frederick Tingly, Wilburn Stringer, Douglas Knorr, and Steven Lofredo. Gallagher’s testimony related to the duties he performed and the hours he worked.

*1333 Peeler is a retired Federal employee who had worked as an Inspector with specialized enforcement teams from 1981 through 1986. Peeler testified that based on his observation, Gallagher’s primary duties as an Inspector were the interdiction of narcotics and prohibited merchandise entering or leaving the country and the apprehension of people who have warrants outstanding against them. Peeler also testified that in about 98% of the cases, inspections performed by Customs Inspectors result in no enforcement action, arrest, or seizure.

Tingley is a reemployed annuitant with the Immigration and Naturalization Service, who had worked for Customs in the capacity as Chief of Position Classification and Compensation Policy. Tingley testified that it was the sole responsibility of Special Agents within the Office of Investigations to conduct investigations into suspected violations of the law, and it was only when a person was armed, carrying explosives, or somehow a danger to people around him that an Inspector would detain that person.

Stringer is Chief Inspector for Customs and has worked with Gallagher at the Port of Buffalo for a number of years. He testified that Gallagher supervises Inspectors who perform primary screening of vehicles entering the United States and perform secondary inspections on vehicles sent around to the secondary area for further search, and he noted that 99% of the traffic entering that port is in compliance with the laws and regulations of the United States. Stringer also testified that while Inspectors may have to overpower individuals and handcuff them in some instances, the most common enforcement at the Buffalo port is the arrest for an existing state or local warrant. Furthermore, Stringer testified that only about 10-15% of an Inspector’s tour of duty is spent on processing enforcement actions and the remainder of time is spent screening traffic, making secondary inspections, and working various counter operations and paperwork.

Knorr is a former Customs Special Agent who had worked with Gallagher on the Exodus team. He testified that some of the work on that team was investiga-tional and some was inspectional.

Lofredo is Gallagher’s supervisor. He testified that the Inspectors he supervises perform screening functions, and that where a violation of Federal law is suspected the Office of Investigations is contacted to handle the matter. Lofredo also testified that his Inspectors perform administrative functions and that arrests are infrequent, noting that in 1998 only forty-one arrests for warrant and non-warrant matters were made at the Buffalo port in 1998 out of over nine million conveyances during that period of time.

Based on this evidence, the administrative judge found, as might be suspected, that the vast majority of persons crossing the border are law-abiding persons and not criminal suspects. The administrative judge concluded from this that Gallagher’s job activities did not include frequent direct contact with criminal suspects and were not unusually hazardous. Furthermore, the administrative judge found that while Gallagher was authorized to carry a firearm, he did not interrogate witnesses or give Miranda warnings on a regular basis. The administrative judge also noted that although Gallagher occasionally worked long hours and could be called in to work on his day off, he generally did not work long hours and was not actually on call twenty-four hours a day. Finally, the *1334 administrative judge noted that Gallagher did not have to maintain a level of physical fitness in his position as an Inspector.

In sum, the administrative judge found that Gallagher’s primary duties did not capture the essence of what Congress intended to be law enforcement work in the sense of the LEO statute. Indeed, his primary duties were ones specifically excluded from the regulatory definition of a law enforcement officer at 5 C.F.R. § 831.902

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274 F.3d 1331, 2001 WL 1586834, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-j-gallagher-v-department-of-the-treasury-cafc-2001.