John Farina v. United States of America

CourtDistrict Court, N.D. New York
DecidedNovember 24, 2025
Docket8:24-cv-00395
StatusUnknown

This text of John Farina v. United States of America (John Farina v. United States of America) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Farina v. United States of America, (N.D.N.Y. 2025).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK _____________________________________

JOHN FARINA,

Plaintiff,

-v- 8:24-CV-395 (AJB/DJS)

UNITED STATES OF AMERICA,

Defendant. _____________________________________

Hon. Anthony Brindisi, U.S. District Judge: DECISION and ORDER I. INTRODUCTION On March 20, 2024, pro se plaintiff John Farina (“plaintiff”) filed this action alleging that an agent employed by the United States Department of Homeland Security (“DHS”) violated his civil rights under 42 U.S.C. § 1983 and the Federal Tort Claims Act (“FTCA”) when she seized his wallet and improperly turned it over to an unauthorized, unknown person, which caused him to suffer from identity theft. Dkt. No. 1. Along with his complaint, plaintiff moved for leave to proceed in forma pauperis (“IFP Application”). Dkt. No. 2. The case was initially assigned to Senior U.S. District Judge David N. Hurd, who referred the file to U.S. Magistrate Judge Daniel J. Stewart for an initial review. Although Judge Stewart granted plaintiff’s IFP Application, Dkt. No. 7, he recommended that plaintiff’s initial complaint be dismissed with leave to amend. Dkt. No. 8. As Judge Stewart explained, plaintiff’s 42 U.S.C. § 1983 claims failed because the named defendant was alleged to be a DHS agent who cannot be sued under the § 1983 statute. Id. As for plaintiff’s FTCA claims, Judge Stewart explained that plaintiff’s complaint did not plausibly allege that he had exhausted his administrative remedies with respect to that claim. Id. After Judge Stewart’s recommendation was adopted by Judge Hurd, Dkt. No. 9, plaintiff filed a first amended complaint, Dkt. No. 10. There, plaintiff re-alleged that defendant United States of America (“defendant”) violated his rights under the FTCA when a DHS agent seized his wallet and turned it over to an unknown

person, causing him to suffer from identity theft. Dkt. No. 10. Again, however, Judge Stewart recommended that plaintiff’s amended complaint be dismissed with leave to amend because, as before, the new pleading failed to plausibly allege that plaintiff had exhausted his administrative remedies before filing suit under the FTCA. Dkt. No. 11. After that recommendation was again adopted by Judge Hurd, Dkt. No. 13, plaintiff filed a second amended complaint, Dkt. No. 15. There, plaintiff re-alleged his FTCA claim based on the loss of his wallet and its contents following his arrest. Dkt. No. 15. This time, Judge Stewart concluded that plaintiff had attached evidence to the complaint tending to show that he had filed an administrative tort claim (called a “Standard Form 95”) before filing this FTCA action. Dkt. No. 16. Accordingly, Judge Stewart accepted plaintiff’s second amended complaint for filing, ordered service on defendant, and set a

deadline for defendant to respond to, or move against, the operative pleading. Id. Thereafter, the matter was reassigned to this Court for all further proceedings. Dkt. No. 27. On June 11, 2025, defendant moved under Rule 12(b) of the Federal Rules of Civil Procedure seeking to dismiss plaintiff’s second amended complaint because plaintiff failed to timely exhaust his administrative remedies.1 Dkt. No. 45. The motion has been fully briefed, Dkt. Nos. 50, 51, and will be considered on the basis of the submissions without oral argument.

1 In his opposition, plaintiff contends that defendant’s motion to dismiss is untimely under the Federal Rules of Civil Procedure and the Local Rules. Dkt. No. 50 at 4. Plaintiff is incorrect. Courts may extend the response deadlines in appropriate circumstances, and in this case the assigned magistrate judge did so. Dkt. No. 44. II. BACKGROUND On March 24, 2021, a DHS agent took possession of plaintiff’s wallet, which had been seized by New York State Police during his arrest. Dkt. No. 15 ¶ 4. Thereafter, plaintiff alleges that the DHS agent negligently delivered the wallet to an “unknown civilian who claimed said

wallet without permission of plaintiff,” “causing identity theft and loss of money associated with credit/debit cards enclosed in [the] wallet.” Id. ¶ 5. As plaintiff explains, this wallet contained his birth certificate, social security card, state-issued identification card, and debit cards. Id. ¶ 9. According to plaintiff, the DHS agent’s “negligent decisions” caused him to suffer “larceny” in the amounts of $850 on his Cash App debit card, $2,400 on his two Lilly debit cards, and $7,100 on his Direct Express debit card. Id. ¶ 10. III. LEGAL STANDARDS A. Rule 12(b)(1) The Federal Rules of Civil Procedure permit a party to move to dismiss a complaint for “lack of subject-matter jurisdiction.” FED. R. CIV. P. 12(b)(1). “A case is properly dismissed for

lack of subject matter jurisdiction under Rule 12(b)(1) when the district court lacks the statutory or constitutional power to adjudicate it.” Makarova v. United States, 201 F.3d 110, 113 (2d Cir. 2000). The plaintiff bears the burden of proving subject-matter jurisdiction by a preponderance of the evidence. Id. Rule 12(b)(1) motions can be “facial” or “fact-based.” See Carter v. HealthPort Techs., LLC, 822 F.3d 47, 56–57 (2d Cir. 2016). A “facial” Rule 12(b)(1) motion is “based solely on the allegations of the complaint or the complaint and exhibits attached to it.” Id. at 56. Under those circumstances, the plaintiff bears no evidentiary burden. Katz v. Donna Karan Co., L.L.C., 872 F.3d 114, 119 (2d Cir. 2017). Instead, the court must determine whether the complaint and its exhibits plausibly allege facts giving rise to subject-matter jurisdiction. Carter, 822 F.3d at 56. In contrast, a “fact-based” Rule 12(b)(1) motion permits a defendant to proffer evidence outside of the pleading. See Carter, 822 F.3d at 57. In that scenario, the plaintiff will ordinarily

need to come forward with evidence of their own to controvert the defendant’s showing. Id. If the defendant identifies “material and controverted” extrinsic evidence, the court “will need to make findings of fact in aid of its decision.” Id. However, “if the evidence proffered by the defendant is immaterial because it does not contradict plausible allegations that are themselves sufficient to show [subject-matter jurisdiction],” the plaintiff may rely on their pleading. Id. B. Rule 12(b)(6) The Federal Rules of Civil Procedure permit a party to move to dismiss a pleading for “failure to state a claim upon which relief can be granted.” FED. R. CIV. P. 12(b)(6). To survive dismissal, “a complaint must contain sufficient factual matter, accepted as true, ‘to state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell

Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged.” Id.

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