John Doe v. Al Simon, Gerald Szachara, Alvin Epstein, Thomas Distefano, Brion D. Travis, John Paulus, Martin Horn, Edward Mruczek and Raul Russi

221 F.3d 137, 2000 U.S. App. LEXIS 17868
CourtCourt of Appeals for the Second Circuit
DecidedJuly 24, 2000
Docket1999
StatusPublished
Cited by14 cases

This text of 221 F.3d 137 (John Doe v. Al Simon, Gerald Szachara, Alvin Epstein, Thomas Distefano, Brion D. Travis, John Paulus, Martin Horn, Edward Mruczek and Raul Russi) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Doe v. Al Simon, Gerald Szachara, Alvin Epstein, Thomas Distefano, Brion D. Travis, John Paulus, Martin Horn, Edward Mruczek and Raul Russi, 221 F.3d 137, 2000 U.S. App. LEXIS 17868 (2d Cir. 2000).

Opinion

OAKES, Senior Circuit Judge:

Plaintiff John Doe brought due process and ex post facto claims against the defendants, all of whom were officials with the New York State Division of Parole during the relevant time. Doe’s claims were based on the imposition of the requirement that Doe, as a convicted sex offender, secure an approved residence before his conditional release from prison. The United States District Court for the Southern District of New York, John S. Martin, Jr., Judge, granted summary judgment in favor of the defendants and dismissed Doe’s *138 complaint on the grounds that he had no constitutionally protected liberty interest in being released on his conditional release date and that the approved residence requirement was not a law prohibited by the Ex Post Facto clause. Because we find there was not a due process violation in this case, we affirm the decision of the district court.

BACKGROUND

Doe was convicted of first-degree sodomy in 1988 and sentenced to an indeterminate prison term of five to ten years. At the time of the sodomy offense, Doe was on probation for a prior conviction of third-degree rape. During his incarceration, Doe was disciplined on three occasions for various infractions, including possession of marijuana.

In April 1993, Doe appeared before the Board of Parole for consideration of discretionary release on parole. The Board denied Doe’s release because of the seriousness of the offense he committed while on probation, his failure to abide by prison rules, his use of drugs, and his past criminal record. The Board determined that releasing Doe would pose a threat to the community and imposed special conditions in anticipation of Doe’s conditional release in February 1995. These conditions did not include securing an approved residence.

New York law provides for the conditional release of inmates as follows:

A person who is serving one or more than one indeterminate or determinate sentence of imprisonment shall, if he so requests, be conditionally released ... when the total good behavior time allowed to him ... is equal to the un-served portion of his term.... The conditions of release, including those governing post-release supervision, shall be such as may be imposed by the state board of parole in accordance with the provisions of the executive law.

N.Y. Penal Law § 70.40(l)(b) (McKinney Supp.2000). The Board of Parole shall have “the power and duty of determining the conditions of release” with respect to the individual inmate. N.Y. Exec. Law § 259-c(2) (McKinney Supp.2000). The pertinent regulations establish that the Board may impose special conditions either before or after the conditional release occurs. See 9 N.Y.Comp.Codes R. & Regs. tit. 9, 8003.3 (2000).

In 1994, the Division of Parole, acting pursuant to powers granted to it by the Board, implemented a new supervision plan for the release of sex offenders based on the theory that anonymity increases the likelihood of additional offenses. One of the elements of this supervision plan is the requirement that an offender obtain a residence, approved by the Division of Parole, in which the offender can be supported in his treatment and kept away from potential victims by a responsible adult who will cooperate with the parole officer. 1

In December 1994, the Division of Parole, as part of its supervision plan for Doe’s conditional release, began to work with him to secure an approved residence. Although an approved residence was not one of the formal conditions of release imposed by the Board of Parole in April 1993, Doe was informed in December 1994 that failure to obtain one could prevent him from being released on his conditional release date of February 14, 1995. From December 1994 through the first half of February 1995, the Division of Parole investigated several residences proposed by Doe, all of which it rejected as unsuitable.

The day before Doe’s conditional release date, the Division of Parole requested that the Board of Parole add to Doe’s release two special conditions concerning an ap *139 proved residence. The Board accepted and imposed the approved residence conditions, which most relevantly required Doe to reside only in a residence approved by the Division. Because Doe did not satisfy the approved residence conditions by his conditional release date of February 14, 1995, he was not released. Instead, he was released on May 23, 1995, after he proposed a residence that was investigated and approved by the Division of Parole.

Doe brought suit in May 1996, claiming that his incarceration of 98 additional days beyond his conditional release date violated his right to due process because unfair release requirements were imposed upon him without benefit of notice and a hearing. Doe also claimed that the approved residence requirements violated his right to be free from ex post facto laws. After cross-motions for summary judgment were filed, the district court granted the defendants’ motion on August 27, 1999, holding that Doe did not have a liberty interest in being conditionally released before obtaining an approved residence and that the Division of Parole’s sex offender policy did not constitute a law prohibited by the Ex Post Facto Clause. This appeal followed.

DISCUSSION

We review de novo the district court’s decision to grant summary judgment to the defendants on due process and ex post facto grounds. See Kalwasinski v. Morse, 201 F.3d 103, 105 (2d Cir.1999) (per curiam).

The district court rested its due process holding on the finding that Doe did not meet the requirements for establishing a constitutionally protected liberty interest under Sandin v. Conner, 515 U.S. 472, 115 S.Ct. 2293, 132 L.Ed.2d 418 (1995). Rather than reach the thorny question of whether a liberty interest existed here, we conclude that even if one did, Doe received sufficient process to satisfy his constitutional rights. We therefore affirm on that basis the district court’s grant of summary judgment to the defendants.

It is undisputed that under New York law the Board of Parole is entitled to impose conditions on the conditional release of an inmate such as Doe. See N.Y. Penal Law § 70.40(l)(b); N.Y. Exec. Law § 259 — c(2); 9 N.Y. Comp.Codes R. & Regs. tit. 9, § 8003.3. Indeed, at oral argument, counsel for Doe conceded that the approved residence conditions imposed upon Doe did not per se violate his due process rights — rather, it was the manner in which these conditions were imposed that gave rise to Doe’s due process claims.

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221 F.3d 137, 2000 U.S. App. LEXIS 17868, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-doe-v-al-simon-gerald-szachara-alvin-epstein-thomas-distefano-ca2-2000.