John Doe Corp. A, B, C, D, & E v. Commonwealth, Pennsylvania Crime Commission

479 A.2d 655, 84 Pa. Commw. 234, 1984 Pa. Commw. LEXIS 1606
CourtCommonwealth Court of Pennsylvania
DecidedJuly 30, 1984
DocketNos. 3178 C.D. 1983, 3470 C.D. 1983, 3471 C.D. 1983, 3472 C.D. 1983, 3473 C.D. 1983, and 3474 C.D. 1983
StatusPublished
Cited by7 cases

This text of 479 A.2d 655 (John Doe Corp. A, B, C, D, & E v. Commonwealth, Pennsylvania Crime Commission) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Doe Corp. A, B, C, D, & E v. Commonwealth, Pennsylvania Crime Commission, 479 A.2d 655, 84 Pa. Commw. 234, 1984 Pa. Commw. LEXIS 1606 (Pa. Ct. App. 1984).

Opinions

Opinion bt

Judge MacPhail,

The Pennsylvania Crime Commission (Commission) served subpoenas upon the John Doe Corporations A, B, C, D and E (Corporations) for the production of documents. The Corporations refused to comply with the subpoenas, and the Commission subsequently has petitioned this Court for /the enforcement of the subpoenas. The Corporations have filed preliminary objections in the nature of a demurrer and a motion for a more specific pleading.

Concurrently, the Corporations have filed a petition for review in our original jurisdiction in regard to the Commission’s subpoenas. The Commission has filed preliminary objections raising a lack of jurisdiction and failure of the petition to conform to law or rule of Court.

Both the petitions for enforcement and the petition for review were consolidated for argument before this Court on the various preliminary objections; we will, however, discuss the preliminary objections to the petitions for enforcement first.

[237]*237 Nos. 3470, 3471, 3472, 3473, 3474 C.D. 1983

The Commission is an investigative agency which acts pursuant to the powers and duties conferred upon it by the Pennsylvania Crime Commission Act, Act of October 4, 1978, P.L. 876, 71 P,S. .§§1190.1-1190.11 (Act). These include the power to issue subpoenas, Section 4(7) of the Act, 71 P.S. §1190.4(7), and a provision for enforcement of subpoenas, Section 7 of the Act, 71 P.S. §1190.7. These powers were the basis for the subpoenas served upon the five Corporations on November 9,1983. The subpoenas commanded the production of various documents covering the period 1979 through the date of service.

The Corporations refused to comply with the subpoenas. Although, as we will discuss more fully, Section 7 of the Act appears to provide that the Commission’s subpoenas are self-executing, the Commission next sought the aid of this 'Court in enforcing its subpoenas.

The Corporations frame most of their preliminary objections to the subpoenas as a demurrer. We are mindful that a preliminary objection in the nature of a demurrer admits all well-pleaded material facts in the pleading to which it is addressed as well as all reasonable inferences therefrom. A demurrer will be sustained only when it is clear on the face of the pleading that the claim cannot be sustained and the law will not permit the recovery sought. Finally, any doubt should be resolved in favor of overruling the demurrer. Association of Pennsylvania State College and University Faculties v. Commonwealth, 44 Pa. Commonwealth Ct. 193, 403 A.2d 1031 (1979). We therefore will discuss the Corporations’ objections in light of this standard.

The Corporations first object that Section 7 of the Act is unconstitutional in that it fails to provide a [238]*238procedure for court enforcement of the Commission’s subpoenas as a prerequisite to a finding of contempt. Section 7 states:

If any person subpoenaed pursuant to section 4(7) [of the Act] shall neglect or refuse to obey the command of the subpoena, any judge of the Commonwealth Court, upon request of the commission, and on proof of affidavit of service of the subpoena, payment or tender of any fees required and of refusal or neglect by the person to obey the command of the subpoena may issue a warrant for the arrest of said person to bring him before said judge, who is authorized to proceed against said person as for civil contempt of court.

The Commission acknowledges that the failure of the statute to provide an intermediate hearing before the Court on the substance of the subpoenas does not satisfy the requirements of due process.1

Historically, the courts of Pennsylvania have held that a three step procedure is required in order to find a person guilty of contempt where an agency bas issued a subpoena; i.e., service of the subpoena; a hearing before a court upon the person’s failure to comply with the subpoena and a court order for compliance; and a court finding of contempt for failure to comply with the court’s order. See, e.g., Commonwealth ex rel. Chidsey v. Mallen, 360 Pa. 606, 63 A.2d 49 (1949) (enforcement procedure for subpoena issued by administrative agency must include hearing before a court on the merits of the subpoena). Accordingly, although Section 7 of the Act is unconstitu[239]*239tional on its face because it purports to eliminate the necessity for a hearing before the court, the relevant question is whether the Commonwealth as embodied by the Commission can be restricted from enforcing its subpoenas. We hold that it cannot.

Section 4(7) of the Act grants the Commission the power to issue subpoenas, independently of the enforcement procedure found in Section 7. We do not find that the provisions of Section 4(7) are .so essentially and inseparably connected with the provisions of Section 7 that it can be presumed that the General Assembly would not have granted the Commission the power to subpoena if the specific method of enforcement could not be provided. Therefore, Section 7 of the Act is severable. Section 1925 of the Statutory Construction Act of 1972, 1 Pa. C. S. §1925.2

Having found that the Commission does indeed have the power to issue subpoenas, we look to Section 520 of The Administrative Code of 1929, Act of April 9, 1929, P.L. 177, as amended, 71 P.S. §200 (Code), for a means of enforcement which is granted generally to administrative agencies of the Commonwealth. Judicial construction of Section 520 of the Code has shown .that due process requires a hearing before a court3 and a judicial order to comply with the Com[240]*240mission’s subpoena, prior to a petition seeking citation for contempt. Mallen. Thus, tbe Commission is not only empowered, but required, to seek a court hearing on tbe merits of tbe subpoenas through a petition for enforcement; tbe Corporations’ argument to tbe contrary must fail. It would be absurd to bold that tbe Commission is without a means of enforcing its subpoena power. An investigative commission without power to investigate obviously was not tbe legislative intent.

Tbe Corporations allege that tbe language printed upon tbe face of tbe Commission’s subpoenas4 is a misrepresentation of the Corporations’ rights and an abuse of tbe Commission’s power such that this Court should refuse enforcement in tbe exercise of its equitable jurisdiction. This argument is without merit. Tbe documents simply warn that failure of tbe Corporations to comply may result in further action being taken by tbe Commission. Furthermore, tbe Corporations obviously were not in any way misled by this language and they were able to ignore tbe subpoenas with impunity prior to tbe initiation of tbe present action for enforcement.

Tbe Commission alleges in its petition for enforcement that it is conducting an investigation pursuant to a Resolution of tbe Crime Commission which is duly authorized by law, and that tbe subpoenas were issued in good faith, seeking information relevant to this ongoing investigation. Tbe Corporations object with an averment that tbe investigation was not lawfully initiated.

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479 A.2d 655, 84 Pa. Commw. 234, 1984 Pa. Commw. LEXIS 1606, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-doe-corp-a-b-c-d-e-v-commonwealth-pennsylvania-crime-pacommwct-1984.