STATE OF LOUISIANA
COURT OF APPEAL, THIRD CIRCUIT
06-1226
JOHN AND JANE DOE, PROSPECTIVE ADOPTIVE PARENTS OF BABY DOUCET
VERSUS
A.B., NATURAL FATHER OF BABY DOUCET
********** APPEAL FROM THE FOURTEENTH JUDICIAL DISTRICT COURT PARISH OF CALCASIEU, SURRENDER #176 HONORABLE GUY E. BRADBERRY, DISTRICT JUDGE **********
GLENN B. GREMILLION JUDGE
**********
Court composed of Oswald A. Decuir, Glenn B. Gremillion, and Billy Howard Ezell, Judges.
REVERSED AND RENDERED.
Michael R. Garber 1801 Ryan Street Lake Charles, LA 70601 (337) 494-5500 Counsel for Plaintiffs/Appellants: John and Jane Doe, Prospective Adoptive Parents Sidney Joseph Rosteet P. O. Box 2719 Sulphur, LA 70664 (337) 528-3014 Counsel for Plaintiffs/Appellants: John and Jane Doe, Prospective Adoptive Parents
Edward M. Nichols Jr. 827 Pujo Street Lake Charles, LA 70601 (337) 439-8587 Counsel for Defendant/Appellee: A. B.
Todd Holman Melton 616 Kirby Street Lake Charles, LA 70601 (337) 439-2979 Counsel for Appellee: Baby Doucet GREMILLION, Judge.
The plaintiffs, John and Jane Doe, the prospective parents of Baby D,
appeal the judgment of the trial court in favor of A.B., the natural father of Baby D.
For the following reasons, we reverse and render.
FACTUAL AND PROCEDURAL BACKGROUND
Baby D was born November 3, 2005. Prior to her birth, her biological
mother, C.D., who was seventeen years old, decided to put her up for adoption and
a private adoption was arranged with the Does. On August 25, 2005, C.D. executed
a Notice of Intent to Surrender a Child for Adoption. The notice was served on A.B.
on September 8, 2005, and he filed an objection to the adoption. A hearing on the
opposition was held on January 9, 2006. The trial court upheld A.B.’s objection and
held that the adoption could not go forward without A.B.’s consent. Judgment was
signed July 11, 2006, and the Does now appeal assigning as error the trial court’s
grant of A.B.’s opposition to the adoption on the ground that he was thwarted in his
efforts to assume legal and physical care of the child. The Does claim that the trial
court did this without considering rebuttal evidence that established that he did
nothing to manifest a commitment to his parental responsibilities and that it is in the
best interests of the child to terminate his parental rights and allow the adoption.
DISCUSSION
Louisiana Children’s Code Article 1138 applies in this case and states
(emphasis added):
A. At the hearing of the opposition, the alleged or adjudicated father must establish his parental rights by acknowledging that he is the father of the child and by proving that he has manifested a substantial commitment to his parental responsibilities and that he is a fit parent of
1 his child.
B. Proof of the father’s substantial commitment to his parental responsibilities requires a showing, in accordance with his means and knowledge of the mother’s pregnancy or the child’s birth, that he either:
(1) Provided financial support, including but not limited to the payment of consistent support to the mother during her pregnancy, contributions to the payment of the medical expenses of pregnancy and birth, or contributions of consistent support of the child after birth; that he frequently and consistently visited the child after birth; and that he is now willing and able to assume legal and physical care of the child.
(2) Was willing to provide such support and to visit the child and that he has made reasonable attempts to manifest such a parental commitment, but was thwarted in his efforts by the mother or her agents, and that he is now willing and able to assume legal and physical care of the child.
C. The child, the mother of the child, and the legal custodian may offer rebuttal evidence limited to the issues enumerated in Paragraphs A and B of this Article. However, the primary consideration shall be, and the court shall accept evidence concerning, the best interests of the child.
D. If the court finds that the alleged or adjudicated father has failed to establish his parental rights, it shall decree that his rights are terminated.
E. If the court finds that the alleged or adjudicated father has established his parental rights, the court shall declare that no adoption may be granted without his consent. The court may also order the alleged or adjudicated father to reimburse the department, or the licensed private adoption agency, or other agency, or whoever has assumed liability for such costs, all or part of the medical expenses incurred for the mother and the child in connection with the birth of the child.
Thus, A.B. had to prove a substantial commitment to his parental
responsibilities and that he is a fit parent of his child. To establish substantial
commitment and fitness these three elements must be proven: “1) support; 2)
visitation; and 3) ability to care for the child.” In re Adoption of J.L.G., 01-269
2 (La.App. 1 Cir. 2/21/01), 808 So.2d 491, 493. If it is shown that the mother has
thwarted the father’s efforts, the father must prove that he is now willing and able to
assume legal and physical care of the child and that he is fit to parent a child.
La.Ch.Code art. 1138 (B)(2). This showing requires more than a father coming forth
and expressing his desire to raise his child. See In re Adoption of J.L.G., 808 So.2d
491. The Children’s Code defines parental fitness in Article 1103(5):
(a) That a parent has not abused the child. For purposes of this Subparagraph, abuse means the infliction of physical or mental injury which causes deterioration to the child, sexual abuse, exploitation, or overworking of a child to such an extent that his health or moral or emotional well-being is endangered.
(b) That a parent has consistently offered to provide reasonably necessary food, clothing, appropriate shelter, or treatment for the child. For purposes of this Subparagraph, treatment means medical care or other health services provided in accordance with the tenets of a well- recognized religious method of healing with a reasonable, proven record of success.
c) That a parent suffers from no medical or emotional illness, mental deficiency, behavior or conduct disorder, severe physical disability, substance abuse, or chemical dependency which makes him unable or unwilling to provide an adequate permanent home for the child at the present time or in the reasonably near future based upon expert opinion or based upon an established pattern of behavior.
(d) Viewed in its entirety, the parent’s past or present conduct, including criminal convictions, would not pose a risk of substantial harm to the physical, mental, or emotional health of the child.
In In re McLarrin, 38,616, p. 6 (La.App. 2 Cir. 2/4/04), 865 So.2d 317,
321-22, writ denied, 04-0595 (La. 3/24/04), 871 So.2d 331, the appellate court stated
(quoting Lehr v. Roberston, 463 U.S. 248, 261-62, 103 S.Ct. 2985, 2993 (1983))
(citations omitted):
The significance of the biological connection is that it offers the natural father an opportunity that no other male
3 possesses to develop a relationship with his offspring. If he grasps that opportunity and accepts some measure of responsibility for the child’s future, he may enjoy the blessings of the parent-child relationship and make uniquely valuable contributions to the child’s development.
“This interest does not come into existence or is soon lost, however, if the father is unable to demonstrate that he is fit and committed to the responsibilities of parenthood.” “[H]e must show that he has taken concrete actions to grasp his opportunity to be a father and that there is a potential for him to make a valuable contribution to the child’s development.” Simply showing a biological relationship and fitness is not enough to sustain the father’s interest.
Additionally, the father has the burden of “showing his own commitment to his
parental responsibilities, not the commitment of his family.” In re Adoption of EHM
00-2705, p. 7 (La.App. 1 Cir. 12/15/00), 808 So.2d 397, 402.
Pursuant to the well-settled manifest error standard of review,
“[s]ubstantial commitment and parental fitness are factual findings that are entitled
to deference unless the trial court is clearly wrong.” In re Adoption of J.L.G., 808
So.2d at 498. Having reviewed the record and the findings of the trial court, we find
the trial court was clearly wrong/manifestly erroneous in finding that A.B. proved that
he is fit to parent Baby D.
A.B. testified that he and C.D. dated for about eight months in 2004 and
2005. He stated that he believed he was the father of the child, but that he did not
know her name nor when she was born. He stated that he was eighteen at the time of
trial and lived in a three-bedroom trailer with his parents. A.B. said that he has his
own room while his eight-year-old brother sleeps on the couch. A.B. testified that he
was not presently employed but had “several jobs” waiting once the court
proceedings ended including building fences, general construction, and training to be
4 a welding inspector. He claimed that his future income would be “around twenty
dollars an hour.” A.B. stated that he has never been convicted of a crime, does not
take illegal drugs, and hardly ever drinks anymore.
A.B. testified that he first found out about Baby D when he was served
with the Intent to Surrender documents, sometime in late August or early September.
However, on cross-examination, he testified that he had “heard” through mutual
relatives of his and C.D.’s , that C.D. was pregnant. A.B. testified that he was willing
and able to assume legal and physical care of the baby. He said his parents will help
out for a while, but that he would pay them back “every cent” that they have to pay.
A.B. testified that he tried to contact C.D. before the birth of the baby, but that she
would never answer the phone.
On cross-examination, A.B. testified that he worked as a painter’s helper
for a few months around the time of the hurricanes and that he worked for one week,
but that the was fired for missing too many days of work. He further testified that he
had been unemployed since the previous time he had appeared in court, four weeks
earlier, and that he had not attempted to find a job. A.B. also testified that he quit
going to school in the fourth grade, at which time his grandmother began home
schooling him, but that he was not aware if she registered with the state for home
schooling. However, he testified that she did not use any books and just “wrote down
stuff on paper.” He further stated that he had not participated in any testing since the
fourth grade and that he had a relative write down the answers to questions that
counsel put forth because he does not write well.
5 A.B. testified that his father is currently on probation for distribution of
marijuana, and also had numerous prior arrests and convictions. A.B. stated that,
although he is not smart, no other person could show the baby as much love as he
could. He testified that his mother or aunt would take care of the baby while he
worked. He further testified that he does not have a car, but uses his mother’s car
when necessary. A.B. further stated that he goes out to a bar called “Cowboys” with
his friends and drinks because they ask him to, even though he is not of legal drinking
age.
T.B., A.B.’s mother, testified that her eight-year-old son sleeps on the
couch because he wants to. She stated that they heard that C.D. was pregnant three
months before they received a phone call from the lawyer handling the Intent to
Surrender. T.B. stated that they had no firsthand knowledge from C.D. or her family
of C.D.’s pregnancy. She said that they knew nothing about the baby including the
sex or her birthday. T.B. testified that she took A.B. out of school in the fourth grade
because “she couldn’t get him to go.” T.B. testified that she works at a laundromat
making $6.00 an hour. She testified that she drives to work in a truck that is not
registered in her name because she does not have a driver’s license due to outstanding
charges. She claims that she has not cleared up the charges even though she has the
means because she is afraid she might go to jail. T.B. further testified that she pays
for all the food for the family, the utilities, and A.B.’s cell phone. T.B. stated that her
husband has had a DWI and was convicted of indecent exposure with a juvenile. She
testified that her son drinks with his friends when he goes to “Cowboys.”
6 T.B. testified that she spoke to C.D. two weeks before the baby was born
and offered to let her live at her house so that C.D. would not have to give up the
baby for adoption. She also testified that A.B. spoke to C.D. that day.
R.B., A.B.’s dad, testified that they had heard rumors that C.D. was
pregnant, but that the first confirmation of it was when they received the Intent to
Surrender paperwork. R.B. testified that he is employed making $20 an hour. He
stated that he is on five years supervised probation for possession of marijuana with
intent to distribute. He stated the probation includes random drug testing.
J.D., A.B.’s grandmother, testified that she home schooled A.B. until he
was thirteen or fourteen years old. She stated that he does not write well. She further
stated that A.B. would make a good father.
C.D. testified that she first found out that she was pregnant when she
four or five months into her pregnancy. She said that she called A.B. and told him
she was pregnant. However, C.D. stated that the next day she called A.B. back at her
mother’s direction, and told him that she was not pregnant. C.D. claimed that she saw
one of A.B.’s friends in a store when she was visibly pregnant (seven or eight months
pregnant) and that A.B. told her on the telephone that the friend had seen her. C.D.
stated that, at that time, she told A.B. that she was going to put the baby up for
adoption.
C.D. testified that A.B. did not offer to pay any expenses of her
pregnancy. She stated that her mom and dad paid for the expenses, except that the
Does paid the medical bills. C.D. confirmed that T.B. offered her a place to live
while she was pregnant and after the birth of the baby. C.D. also stated that she never
7 informed A.B. as to the baby’s birthday or sex. She said that A.B.’s aunt called
shortly after the baby had been born and that A.B. was present during the
conversation, but that she did not want to speak to the aunt. She further stated that
A.B. never asked to see the child. C.D. testified that she did not ask for any help from
A.B., nor did he offer any. C.D. made it clear that she did not want A.B. calling her
because she was afraid it would stir up trouble in her home. She further testified that
she did not tell A.B. or his family where the baby would be born because she did not
want them showing up at the hospital. C.D. further testified that she never told A.B.
again that she was pregnant after she called and told him she was not. C.D. further
said that, although she had not seen A.B. do drugs, he told her that he had done drugs,
probably Ecstacy and crystal methamphetamine, and that she knew that he hung
around with people who did drugs.
The trial court found that A.B. was thwarted by the mother and stated
(our emphasis added):
This Court has to decide today whether the rights of a biological father should be terminated by his educational background, his economic status and his ability to care for this child. The Court finds that those factors should not impair or impede a biological parent from asserting his rights. So, the court finds that because the father was thwarted and because of the efforts of the mother and her agents from keeping the child from this father, I think the father has, indeed, established his parental rights, and, as a result thereof, the Court’s going to declare that no adoption will be granted without his consent.
On this issue of the placement of [Baby D] I do not find at this time that it would be in the best interest of the child to place this child in the father’s custody until a determination, a possible evaluation, including and not limited to a home study and a psychological evaluation and any other evaluations that are to be deemed necessary to take place. . . .
In the absence of any silence in terms of the custodial arrangement at this point, I want it to be noted for the record that there
8 was not a surrender executed by the mother. There was an attempted surrender. That has a legal significance inasmuch as the mother now has the rights and custody of this minor child.
SUBSTANTIAL COMMITMENT
We begin our discussion with an analysis of the statute at issue.
Louisiana Children’s Code Article 1138(A) provides that the father must prove he
manifested a substantial commitment to his parental interest and that he is a fit parent.
To prove that substantial commitment, he must show that he provided financial
support to the mother which includes during her pregnancy, the birth of the child, and
support of the child after birth. The statute also requires that when he is thwarted by
the mother in making those efforts, as was found by the trial court in this case, the
father must prove that he was willing and made reasonable attempts to provide that
substantial commitment. Further, according to the statute, he must show that he is
now willing and able to assume legal and physical care of the child. Finally, the trial
court must consider the best interests of the child. In that regard, we find that A.B.
came woefully short of overcoming his burden of proof in this instance.
While A.B. claims that he did not know about Baby D until after the
birth of the child, he testified that he “heard” that C.D. was pregnant from relatives
both he and C.D. shared. Yet, with that knowledge, he made no attempts to discover
if he was, in fact, the father of the child. He offered no proof that after being served
with the Intent to Surrender, he made any attempts to visit the child or pay for any of
the expenses. There is no evidence in the record that he made any reasonable
attempts to manifest any substantial commitment. From the time he was served with
the Intent to Surrender until the time of trial (a period of four months), there was no
9 evidence A.B. provided any financial support to C.D. Thus, we find that A.B. failed
to show a substantial commitment to parenting in providing financial support to his
child. Further, we find that he failed to prove his parental fitness.
PARENTAL FITNESS
It appears to us that the trial court dismissed A.B.’s burden of proving
that he is fit to parent his child, because the trial court specifically stated that A.B.’s
“ability to care for this child,” did not impair his ability to assert his parental rights.
On the contrary, A.B. had the burden of proving that he has ability to care for the
child. As we have said, we find that this burden was not met. It is undisputed that
A.B. had no work history other than a job he held for a week and lost because he
missed too many days of work, had no job at the time of trial, and had only
speculative future possibilities for a job. Nothing in A.B.’s background shows the
necessary responsibility and commitment required to raise an infant. His lack of an
appropriate education further hinders his ability to gain stable employment.
Moreover, there was no indication that A.B. would be able to
independently provide a suitable home for this child. A.B.’s own mother testified that
she paid all the bills and that she did not expect that A.B. would be moving out of her
residence any time in the near future. A.B. had to prove his present fitness for
custody, and this cannot be done by simply stating his future desires to get a $20 an
hour paying job or to move out of his parent’s home. Moreover, pursuant to
La.Ch.Code art. 1103(5)(b), A.B. had to prove that he could provide “appropriate
shelter” for the child. We do not believe that the record supports that his current
living situation meets that definition.
10 A.B. testified that his mother would take care of Baby D while he
worked. However, his mother had a job that took her out of the home during the day.
It is also noteworthy that she admitted that she will not go to court to take care of
outstanding charges because she is afraid “she will go to jail,” despite the fact that she
apparently had a large medical malpractice settlement that would have paid for
whatever fines had been assessed against her. She continues to break the law by
driving a vehicle while her license is suspended. Her youngest son, A.B.’s eight-
year-old brother, has ADHD with aggression and sleeps on the sofa “because he
wants to.” A.B.’s father has a lengthy rap-sheet with multiple arrests and convictions,
and he is currently on probation. None of these undisputed facts lead us to a finding
that A.B. can provide a suitable home for Baby D. Additionally, we found C.D.’s
testimony to be very reliable. She stated that A.B. ran with the wrong crowd, and had
told her that he had done drugs. Viewing all of these facts together, we find that
A.B. failed to prove he was fit to raise Baby D. Additionally, as we have noted,
Article 1138(C) requires as a primary consideration that the best interests of the child
be considered. Considering the foregoing facts, we cannot find that it would be in the
best interests of this child for A.B. to assume legal and physical care of this child and
that his parental rights be maintained. Accordingly, his parental rights are terminated
and he cannot challenge the adoption.
CONCLUSION
The judgment of the trial court maintaining A.B.’s opposition to the
adoption of Baby D is reversed, and judgment is now rendered terminating his
parental rights. All costs of the appeal are assessed against A.B.