Johansen v. Sony Music Entertainment Inc.

CourtDistrict Court, S.D. New York
DecidedMarch 31, 2020
Docket1:19-cv-01094
StatusUnknown

This text of Johansen v. Sony Music Entertainment Inc. (Johansen v. Sony Music Entertainment Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johansen v. Sony Music Entertainment Inc., (S.D.N.Y. 2020).

Opinion

UsDe sDNY DOCUMENT UNITED STATES DISTRICT COURT ELECTRONICALLY FILED SOUTHERN DISTRICT OF NEW YORK poc# DATE FILED: March 31, 2020 DAVID JOHANSEN, JOHN LYON, and PAUL COLLINS, individually and on behalf of all others similarly situated, Plaintiffs, OPINION AND ORDER . 19 Civ. 1094 (ER) - against - SONY MUSIC ENTERTAIMENT INC., and JOHN DOES 1-10, Defendants.

Ramos, D.J.: David Johansen (“Johansen”), John Lyon (“Lyon”) and Paul Collins (“Collins”, and with Johansen and Lyon, “Plaintiffs”), bring this putative class action against Sony Music Entertainment (“Sony”) for declaratory judgment and copyright infringement. Pending before the Court is Sony’s motion to dismiss all claims. Doc. 43. For the reasons discussed below, the motion is DENIED. 1. BACKGROUND! Johansen is an American singer, songwriter and actor, who began his career in the early 1970s. Compl. § 6. Johansen entered into a recording agreement with Sony in or about 1978. Id. 4 26. Pursuant to that agreement, Johansen released five albums, David Johansen, The David Johansen Group Live, In Style, Here Comes the Night, and Live It Up. Id. § 26.

' The following facts are drawn from the Complaint, Doc. 5, “together with those ‘documents . . . incorporated in it by reference’ and ‘matters of which judicial notice may be taken.’” Wilson v. Merrill Lynch & Co., 671 F.3d 120, 123 (2d Cir. 2011) (citation omitted); see also City of Brockton Ret. Sys. V. Avon Prods., Inc., No. 11 Civ. 4665(PGG), 2014 WL 4832321, at * 12 (S.D.N.Y. Sept. 29, 2014) (Courts may also consider any document where the complaint “relies heavily upon its terms and effect, thereby rendering the document integral to the complaint.”) (internal quotation marks and citations omitted).

On June 15, 2015, Johansen served a notice of termination on Sony:

RE: NOTICE OF TERMINATION UNDER 17 U.S.C. § 203 and 37 C.ER. § 201.10 Dear Sir or Madam: The undersigned persons are the authors of the works listed on Schedule A annexed hereto. Pursuant to 17 U.S.C. § 203 and 37 CER. § 201.10, we are hereby serving notice of our intention to terminate the grant or transfer of copyrights and the rights of the copyright proprietor in the works listed below. To the best of our knowledge and belief, this notice has been signed by the only persons whose signatures are necessary to terminate the grant under 17 U.S.C. § 203. Works: See Schedule A Name of Author(s): David Johansen Copyright Date: See Schedule A Copyright Registration □□□ See Schedule A Effective Date of Termination: See Schedule A Grant Hereby Terminated: All grants or transfers of copyright and all rights of copyright proprietor, including publication and recording rights, in and to the above sound recordings including, without limitation to the grant dated in or about 1984 between the recording artist David Johansen and Blue Sky Records/CBS, Inc. Name(s)/Address(es) of Person(s) Executing Termination: David Johansen

See id. Ex. A at 2. Additionally, a “Schedule A” as follows is attached to the notice:

Schedule A

Registration No Date soma Davdlobnsen [David Tousen | Apia, 178 | SRINOONSO ~ je 620

16, 2017 The David Johansen Group Live Tanwuary 19,1979 | $R0000025623 a In Styl David Johansen | July 27, 1979 SROO00OI 1210 June 16, 2017

16, 2017 Here Comes The Night | David Johansen | June 5, 198! SRO000029673 ee Live It Up David Johansen | May 28, 1982 $RO000038234 | June 15, 2015 June 16, 2017

Id. Ex. A at3. The Copyright Office duly recorded Johansen’s notice on July 28, 2015. Id. On June 14, 2017, two years after Johansen’s termination notice was sent, Sony sent a letter of refusal to Johansen. Jd. J 29; see also id. Ex. B. The letter cites, as reasons for its refusal, that: (a) “the Works are works made for hire,” and thus not subject to termination; (b) “the [nJotice does not adequately identify the specific grant David Johansen seeks to terminate, as the [notice broadly makes reference to all grants or transfers of copyright in and to certain sound recordings ‘including, without limitation to the grant dated in or about 1984 between the recording artist David Johansen and Blue Sky Records/CBS, Inc.’”; (c) Sony is unaware of any grant made in 1984, and “to the extent that any grant was made,” the grant was made before 1978 and thus 17 U.S.C. § 203 does not apply; and (d) to the extent there was a grant in 1984, termination could not be effected before 2019. Id.

Lyon, professionally known as Southside Johnny, is an American singer and songwriter who first achieved prominence in the mid-1970s, and was signed by Sony’s predecessor, CBS Records, Inc. (“CBS”), in or about 1976.” Id. ¶ 7. Pursuant to a recording agreement with Sony in or about 1978, Lyon released two albums, Hearts Of Stone and Having A Party with Southside Johnny. Id. ¶ 30. On June 1, 2015, Lyon served a notice of termination on Sony substantially similar to Johansen’s termination notice. Id. Ex. C at 2. The attached “Schedule A,” substantially similar in form to that in Johansen’s termination notice, indicated that the “Publication Date[s]” are October 13, 1978 for Hearts Of Stone, and May 23, 1980 for Having A Party With Southside Johnny. Id. Ex. C at 3. Two years later on June 1, 2017, Sony sent Lyon a

letter of refusal similar to the one that Johansen received. Id. Ex. D. Collins, a musician and songwriter best known for his musical group Paul Collins’ Beat, entered into a recording agreement in 1979 with CBS. Id. ¶ 8. Pursuant to that agreement, Collins released two albums, The Beat and The Kids Are The Same. Id. ¶ 34. On July 15, 2015, Collins sent a notice of termination that was substantially similar to Johansen and Lyon’s termination notice, except that it identified “Grant Hereby Terminated” as “All grants or transfers of copyright proprietor, including publication and recording rights, in and to the above sound recordings including, without limitation to the grant dated in or about 1979 between the recording artist Paul Collins d/b/a [t]he Beat/Paul Collins Beat and CBS, Inc.” Id. Ex. E. at 2. The “Publication Date[s]” are September 21, 1979 for The Beat and January 29, 1982 for The

Kids Are The Same. Id. at 3. Collins’ termination notice also contained a schedule A: Schedule A

Work Author Publication Date Copyright | Termination Notice Effective Date of | Registration | Date Termination eter ~ The Beat Paul Collins September 21,1979 | SROQ00013516 | July 15, 2015 June 16, 2017

Id. Ex. F. Plaintiffs commenced the instant action on February 5, 2019. Plaintiffs claim that as of the effective dates of termination, they regained ownership of the sound recordings identified in their respective termination notices, and the exclusive right to reproduce and distribute them. /d. 440. However, Sony allegedly continues to exploit those sound recordings throughout the United States. Plaintiffs seek in the instant action declaratory relief and monetary damages resulting from Sony’s infringement. On June 11, 2019, Sony moved to dismiss the Complaint for failure to state a claim under Federal Rule of Civil Procedure 12(b)(6), on the basis that the three termination notices are invalid. Doc. 43. Il.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Bell Atlantic Corp. v. Twombly
550 U.S. 544 (Supreme Court, 2007)
Ashcroft v. Iqbal
556 U.S. 662 (Supreme Court, 2009)
Halebian v. Berv
644 F.3d 122 (Second Circuit, 2011)
Wilson v. Merrill Lynch & Co., Inc.
671 F.3d 120 (Second Circuit, 2011)
In Re Elevator Antitrust Litigation
502 F.3d 47 (Second Circuit, 2007)
Swatch Group Management Services Ltd. v. Bloomberg L.P.
808 F. Supp. 2d 634 (S.D. New York, 2011)
Music Sales Corp. v. Morris
73 F. Supp. 2d 364 (S.D. New York, 1999)
Siegel v. Warner Bros. Entertainment Inc.
658 F. Supp. 2d 1036 (C.D. California, 2009)
Siegel v. WARNER BROS. ENTERTAINMENT INC.
690 F. Supp. 2d 1048 (C.D. California, 2009)
Villager Pond, Inc. v. Town of Darien
56 F.3d 375 (Second Circuit, 1995)
Chambers v. Time Warner, Inc.
282 F.3d 147 (Second Circuit, 2002)
Horror Inc. v. Miller
335 F. Supp. 3d 273 (D. Connecticut, 2018)
Nielsen v. Rabin
746 F.3d 58 (Second Circuit, 2014)
Baldwin v. EMI Feist Catalog, Inc.
805 F.3d 18 (Second Circuit, 2015)
Sikhs for Justice v. Nath
893 F. Supp. 2d 598 (S.D. New York, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
Johansen v. Sony Music Entertainment Inc., Counsel Stack Legal Research, https://law.counselstack.com/opinion/johansen-v-sony-music-entertainment-inc-nysd-2020.