MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Nov 04 2016, 8:47 am
court except for the purpose of establishing CLERK Indiana Supreme Court the defense of res judicata, collateral Court of Appeals and Tax Court estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Mary Beth Mock Gregory F. Zoeller Law Office of Mary Beth Mock Attorney General of Indiana Madison, Indiana Ian McLean Deputy Attorney General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Jody Michael Brooks, November 4, 2016 Appellant-Defendant, Court of Appeals Case No. 40A04-1512-CR-2373 v. Appeal from the Jennings Circuit Court State of Indiana, The Honorable Jon W. Webster, Appellee-Plaintiff. Judge Trial Court Cause No. 40C01-1410-MR-5
Bradford, Judge.
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 1 of 30 Case Summary [1] In October of 2014, Appellant-Defendant Jody Brooks and Jovannie Mays
murdered Richard Smith. Brooks and Mays subsequently fled the murder
scene. During the course of their flight, Brooks and Mays stole two trucks.
Brooks was subsequently charged with and convicted of murder, robbery
resulting in serious bodily injury, and two counts of auto theft. He was
subsequently sentenced to an aggregate term of sixty-two years. On appeal,
Brooks challenges his convictions and sentence by asserting that (1) his murder
and robbery convictions should be reversed because the trial court committed
fundamental error, (2) the trial court abused its discretion by excluding certain
evidence and by admitting certain other evidence, (3) his sentence is
inappropriate in light of the nature of his offenses and his character, and (4) the
trial court erred by failing to advise him of certain possible release dates from
incarceration. We affirm.
Facts and Procedural History [2] At some point during the late-evening hours on October 16, 2014 or early-
morning hours on October 17, 2014, Brooks and Mays came upon Smith who
had passed out in the common hallway of the Hatton Carpet apartment
complex in North Vernon. Brooks and Mays initially walked by Smith before
entering the apartment of a friend. When they entered the apartment, Brooks
indicated that he had taken the knit cap he was wearing from the man passed
out in the hallway. Eventually, Brooks and Mays were asked by Nicole
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 2 of 30 Spurlock to leave the apartment because they were intoxicated and loud and
there were children sleeping in the apartment. When Brooks and Mays left the
apartment, they tripped over Smith, who was still passed out in the hallway.
Spurlock observed Mays kick Smith’s head after which she said, “don’t hurt
him, don’t kick him just try to wake him up.” Tr. p. 1125. While Spurlock,
Mays, and another individual who had been in the apartment remained near
the door to the apartment, Brooks took hold of Smith and dragged Smith down
the hallway, through the hallway door. Brooks continued to drag Smith
outside, over two concrete steps, to an area near the apartment building’s trash
collection spot.
[3] Smith’s nude body was discovered later in the day on October 17, 2014, when a
resident of the apartment complex took out his trash. Upon discovering
Smith’s body, the resident called 911 to report the discovery. As the North
Vernon Police Department (“NVPD”) investigated the discovery of Smith’s
body, it became apparent that Smith had been murdered. Brooks and Mays
soon became suspects in Smith’s murder and were quickly located in Harrison
County, near Corydon. When a representative of the NVPD reached out to the
Harrison County Sheriff’s Department to ask for assistance, the representative
learned that Officer Duane Avis of the Corydon Police Department had already
made contact with Brooks and Mays.
[4] Officer Avis first encountered Brooks and Mays on the evening of October 17,
2014, after having been dispatched to investigate a report of an accident. In
responding to the dispatch, Officer Avis observed Brooks and Mays walking
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 3 of 30 along the same road as the reported accident. Officer Avis knew Brooks and
questioned the men. Officer Avis then inspected the reported scene of the
accident, discovering that a truck had been driven off the road and into a ravine
where it struck a tree. The truck had been left in gear and its engine was still
running. The license plate, however, was missing. Additional officers
responding to the scene located the missing license plate in Brooks’s clothing.
Officer Avis subsequently determined that the truck had been reported stolen in
Jennings County earlier that morning by Kenny Maschino.
[5] Also on October 17, 2014, Jennings County officers found a second abandoned
truck a few miles from Maschino’s residence. The second truck had also been
left in a ditch. Its front end was covered with soybean plants, indicating it had
been driven through a soybean field. Officers later determined that this truck
had been stolen from Levi Horton. Mays subsequently explained that after
murdering Smith, he and Brooks had hitch-hiked to the apartment complex
where Horton lived and had stolen the truck. Mays also explained that he and
Brooks had taken a nap at Brooks’s girlfriend’s residence in Corydon in the
time between stealing the second truck from Maschino and intentionally
wrecking it in the ravine.
[6] Brooks was interviewed by investigating authorities and, after being read his
Miranda1 rights, admitted that he and Mays had been drinking and that they had
1 Miranda v. Arizona, 384 U.S. 436 (1966).
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 4 of 30 dragged Smith down the hallway and out to the apartment complex’s trash
collection area. Brooks further admitted to rifling Smith’s pockets before
helping Mays “flip” Smith into the trash area. Tr. p. 1411. Brooks indicated
that he had “blacked out” and could not recall what happened after he and
Mays dragged Smith to the trash area. Tr. p. 1410.
[7] An autopsy later determined that Smith had suffered over fifty wounds. These
wounds included numerous cuts and bruises; long excoriations to his back that
were consistent with dragging; bruising and hemorrhaging of Smith’s brain;
multiple fractures to his nose, face, and eye socket; a fractured left hyoid bone;2
two fractures in his neck; factures of the ribs in five areas together with a
punctured lung; hemorrhaging to Smith’s left testes; and a tear in Smith’s aorta
which was “absolutely lethal” and had been the immediate cause of his death.
Tr. p. 1325. A sample from the steel-toed boots which Brooks was wearing at
the time of his encounter with Smith were subjected to forensic DNA analysis
and were found to bear Smith’s DNA profile, which would be present only
once in eight trillion unrelated individuals.
[8] On October 22, 2014, Appellee-Plaintiff the State of Indiana (“the State”)
charged Brooks with murder, robbery resulting in serious bodily injury, and two
counts of auto theft. The trial court conducted a jury trial between August 24,
2 The hyoid bone is a u-shaped bone found in the neck. Its primary function is to serve as an anchoring structure for the tongue. See https://www.britannica.com/science/human-skeletal-system/Interior-of- the-cranium#ref470803 (last visited October 20, 2016).
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 5 of 30 and August 31, 2015 (“the first trial”). At the conclusion of the first trial, the
jury found Brooks guilty of the two counts of auto theft but was unable to reach
a unanimous verdict on the murder or robbery charges. The trial court
thereafter declared a mistrial as to the murder and robbery charges and entered
judgment of conviction on the auto theft counts. The trial court conducted
Brooks’s second trial (“the murder trial”) on November 12, through November
19, 2015. At the conclusion of the murder trial, the jury found Brooks guilty of
both the murder and robbery charges. On December 7, 2015, the trial court
sentenced Brooks for all of the related charges to an aggregate sixty-two-year
term of imprisonment. This appeal follows.
Discussion and Decision [9] On appeal, Brooks raises the following contentions: (1) whether the trial court
committed fundamental error, (2) whether the trial court abused its discretion in
admitting and excluding certain evidence, (3) whether his sentence is
inappropriate, and (4) whether the trial court erred by failing to advise him of
his earliest possible release date.
I. Fundamental Error [10] In challenging his murder and robbery convictions, Brooks contends that the
trial court committed fundamental error.
Fundamental error is an extremely narrow exception to the waiver rule where the defendant faces the heavy burden of showing that the alleged errors are so prejudicial to the
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 6 of 30 defendant’s rights as to “make a fair trial impossible.” Benson v. State, 762 N.E.2d 748, 756 (Ind. 2002), quoted in [Castillo v. State, 974 N.E.2d 458, 468 (Ind. 2012)] and [Cooper v. State, 854 N.E.2d 831, 835 (Ind. 2006)]. In other words, to establish fundamental error, the defendant must show that, under the circumstances, the trial judge erred in not sua sponte raising the issue because alleged errors (a) “constitute clearly blatant violations of basic and elementary principles of due process” and (b) “present an undeniable and substantial potential for harm.” Id. The element of such harm is not established by the fact of ultimate conviction but rather “depends upon whether [the defendant’s] right to a fair trial was detrimentally affected by the denial of procedural opportunities for the ascertainment of truth to which he otherwise would have been entitled.” Townsend v. State, 632 N.E.2d 727, 730 (Ind. 1994) (quoting Hart v. State, 578 N.E.2d 336, 338 (Ind. 1991)). In evaluating the issue of fundamental error, our task in this case is to look at the alleged misconduct in the context of all that happened and all relevant information given to the jury—including evidence admitted at trial, closing argument, and jury instructions—to determine whether the misconduct had such an undeniable and substantial effect on the jury’s decision that a fair trial was impossible. See Boesch v. State, 778 N.E.2d 1276, 1279 (Ind. 2002); Townsend, 632 N.E.2d at 730; see, e.g., Castillo, 974 N.E.2d at 469 n.11 (noting closing arguments are perceived as partisan advocacy).
We stress that “[a] finding of fundamental error essentially means that the trial judge erred ... by not acting when he or she should have....” Whiting v. State, 969 N.E.2d 24, 34 (Ind. 2012). Fundamental error is meant to permit appellate courts a means to correct the most egregious and blatant trial errors that otherwise would have been procedurally barred, not to provide a second bite at the apple for defense counsel who ignorantly, carelessly, or strategically fail to preserve an error.
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 7 of 30 Ryan v. State, 9 N.E.3d 663, 668 (Ind. 2014) (internal citation omitted, emphasis
to sua sponte and third set of brackets in original).
[11] Brooks argues that the trial court committed fundamental error in three ways:
(1) by mentioning the first trial during his murder trial, (2) by admitting
evidence relating to the theft of two vehicles, and (3) by allowing his probation
officer to testify regarding self-incriminating statements made by Brooks.
Brooks further argues that these errors were such that would require reversal of
his murder and robbery convictions. For its part, the State argues that Brooks’s
convictions should be affirmed because Brooks has failed to establish that any
alleged error of the trial court constituted fundamental error.
A. Mention of the First Trial [12] Brooks argues that the trial court committed fundamental error by mentioning
the first trial during the murder trial. The record demonstrates that during the
murder trial, the following exchange occurred between NVPD Detective Ivory
Sandefur, the prosecuting attorney, and the trial court:
[The State]: This is a copy of State’s Exhibit #6 the dumpster one is that correct? [Witness]: That is correct. [The State]: Is that how it was when you first saw it other than the crime scene tape, I mean was the door closed like it is there? [Witness]: Yes. [The Court]: Officer Sandefur this came up during the first trial, is there actually a dumpster in there or is it just trash throw [sic] in loose? [Witness]: It’s just trash thrown in loose.
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 8 of 30 Tr. p. 1162. Questioning then continued with no additional reference to the
first trial.
[13] Review of the record indicates that the trial court did not make any other
mention of the first trial or discuss the first trial in any detail before the jury. 3
Brooks’s counsel acknowledges that he did not object to the trial court’s
statement because “to do so would have only highlighted the trial court judge’s
statement and would have created more prejudice to him.” Appellant’s Br. p.
14. Brooks’s counsel also conceded that the trial court merely misspoke and did
not intend to discuss the first trial in any significant fashion. Brooks does not
establish, and the record does not support, a finding that the trial court’s single
reference to the first trial, without more, made it impossible for Brooks to
receive a fair trial in the murder trial. As such, we conclude that the trial
court’s brief mention of the first trial did not constitute fundamental error.4 See
3 During a conference held outside of the presence of the jury, the trial court noted that with respect to evidence relating to the auto thefts, “there was never a mention of a conviction never a mention that it was discussed in the first trial, and I have prepared an instruction which will admonish the jury that they are to consider it only for the purposes of identifying the Defendant and flight.” Tr. p. 1378. To the extent that Brooks contends that this statement shows that his first trial was mentioned a second time, we cannot see how Brooks could have been prejudiced by this conversation as it occurred outside of the presence of the jury.
4 Brooks also argues that by mentioning the first trial, the trial court violated its order on his oral motion in limine. During a conference prior to the beginning of Brooks’s murder trial, Brooks made an oral motion in limine. This motion concerned the testimony of two particular witnesses, neither of which was Detective Sandefur. In ruling on this motion, the trial court ordered that the two particular witnesses could not discuss the first trial or Brooks’s convictions for auto theft. The trial court’s order concerned only the two particular witnesses, and was not a general order relating to all other witnesses, the parties, or the court itself. Given the limited nature of the trial court’s order, we cannot say that the trial court violated its prior order by inadvertently mentioning the first trial one time during Detective Sandefur’s testimony at the murder trial.
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 9 of 30 generally, Emmons v. State, 542 N.E.2d 544, 545-46 (Ind. 1989) (finding that a
passing reference to defendant’s prior trial without any indication of the
outcome of said trial did not give rise to error).
B. Evidence Relating to Auto Theft [14] The Indiana Supreme Court has held that a claim relating to admission of
evidence at trial “that has been waived by a defendant’s failure to raise a
contemporaneous objection can be reviewed on appeal if the reviewing court
determines that a fundamental error occurred.” Brown v. State, 929 N.E.2d 204,
207 (Ind. 2010). In this case, Brooks concedes that he did not object to the
admission of the challenged evidence at trial, instead arguing that admission of
evidence relating to the theft of the two trucks constituted fundamental error.
Specifically, Brooks claims that the evidence should not have been admitted
because it was “evidence of prior bad acts pursuant to Ind. Evidence Rule
404(b).” Appellant’s Br. pp. 16-17. Brooks also claims that the evidence should
have been excluded because it was “more prejudicial to him than its probative
value.” Appellant’s Br. p. 20.
[15] Indiana Evidence Rule 404(b) provides that “[e]vidence of a crime, wrong, or
other act is not admissible to prove a person’s character in order to show that on
a particular occasion the person acted in accordance with the character.”
However, “[t]his evidence may be admissible for another purpose, such as
proving motive, opportunity, intent, preparation, plan, knowledge, identity,
absence of mistake, or lack of accident.” Ind. Evid. R. 404(b).
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 10 of 30 The rationale behind Rule 404(b) is that the jury is precluded from making the forbidden inference that the defendant had a criminal propensity and therefore engaged in the charged conduct. Cowan v. State, 783 N.E.2d 1270, 1275 (Ind. Ct. App. 2003). However, [the Indiana Supreme Court] has determined that Rule 404(b) does not bar the admission of evidence of uncharged criminal acts that are “intrinsic” to the charged offense. Lee v. State, 689 N.E.2d 435, 439 (Ind. 1997). “Intrinsic,” in this context, refers to those offenses occurring at the same time and under the same circumstances as the crimes charged. Cowan, 783 N.E.2d at 1275; cf. United States v. Barnes, 49 F.3d 1144, 1149 (6th Cir. 1995) (“When the other crimes or wrongs occurred at different times and under different circumstances from the offense charged, the deeds are termed ‘extrinsic.’”) Evidence of such conduct is admissible because it does not concern “other” crimes, wrongs, or acts, and it is not offered for the purpose of creating an inference as to the accused’s character or propensity. See Evid. R. 404(b); Lee, 689 N.E.2d at 439; Weyls v. State, 598 N.E.2d 610, 613-14 (Ind. Ct. App. 1992), trans. denied. Notably, acts by persons other than the defendant may be relevant and admissible as intrinsic acts. Blankenship v. State, 462 N.E.2d 1311, 1313 (Ind. 1984).
Kyle v. State, 54 N.E.3d 439, 444 (Ind. Ct. App. 2016). “‘Evidence of
happenings near in time and place that complete the story of the crime is
admissible even if it tends to establish the commission of other crimes not
included among those being prosecuted.’” Wages v. State, 863 N.E.2d 408, 411
(Ind. Ct. App. 2007) (quoting Bocko v. State, 769 N.E.2d 658, 664-65 (Ind. Ct.
App. 2002), trans. denied). Admissibility of all intrinsic evidence depends solely
on the balance between the probative value of the evidence and the risk of
unfair prejudice. Kyle, 54 N.E.3d at 444 (citing Ware v. State, 816 N.E.2d 1167,
1175 (Ind. Ct. App. 2004)). Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 11 of 30 [16] Review of the record demonstrates that the challenged evidence was presented
to show that Brooks and his accomplice, Mays, fled the scene of the murder by
stealing two trucks. The thefts and resulting flight occurred soon after the
murder. The thefts also occurred within a few miles of each other and the
murder scene. Law enforcement officials subsequently encountered Brooks and
Mays in Corydon near the scene where one of the stolen trucks had been driven
off the road and into a ravine where it struck a tree. Upon review, we conclude
that the theft of the trucks was intrinsic to the murder as it completed the story
of how Brooks and Mays got from the scene of the murder to Corydon. Their
flight from the murder scene was also relevant to show consciousness of guilt.
See Myers v. State, 27 N.E.3d 1069, 1077 (Ind. 2015) (providing that evidence of
flight may be considered as circumstantial evidence of consciousness of guilt).
The challenged evidence was not offered as evidence of Brooks’s character or
propensity but was necessary to complete the story of the crime, namely how
Brooks got from the spot of the murder to Corydon. Thus, the challenged
evidence was admissible under Indiana Evidence Rule 404(b).
[17] We have held that “[e]ven if relevant under 404(b), the evidence may
nevertheless be excluded if its probative value is substantially outweighed by its
prejudicial effect.” Cadiz v. State, 683 N.E.2d 597, 600 (Ind. Ct. App. 1997)
(citing Evid. R. 403; Forrest v. State, 655 N.E.2d 584, 587 (Ind. Ct. App. 1995),
trans. denied). Indiana Evidence Rule 403 provides that “[t]he court may
exclude relevant evidence if its probative value is substantially outweighed by a
danger of one or more of the following: unfair prejudice, confusing the issues,
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 12 of 30 misleading the jury, undue delay, or needlessly presenting cumulative
evidence.” The Indiana Supreme Court has held that “[t]rial courts are given
wide latitude in weighing probative value against the danger of unfair prejudice,
and we review that determination for abuse of discretion.” Houston v. State, 730
N.E.2d 1247, 1251 (Ind. 2000).
We acknowledge the potential for prejudice, however our inquiry is not whether the evidence is prejudicial. Rather, the inquiry is whether the evidence is unfairly prejudicial since all relevant evidence in a criminal proceeding is inherently prejudicial. Richmond v. State, 685 N.E.2d 54, 55 (Ind. 1997); [Cadiz, 683 N.E.2d at 600].
Giles v. State, 699 N.E.2d 294, 300 (Ind. Ct. App. 1998). As such, in considering
whether admission of the challenged evidence amounted to fundamental error,
we must next consider whether the probative value of the evidence outweighed
the risk that its admission would cause unfair prejudice to Brooks.
[18] In arguing that the risk of prejudice outweighed the probative value of the
challenged evidence, Brooks claims that the challenged evidence was not
probative because Mays testified that they had not stolen the trucks as a means
to escape Jennings County but rather that in taking the trucks, they were merely
“joy riding” and “goofing around.” Tr. p. 1482. However, the jury was under
no obligation to believe Mays’s explanation for why he and Brooks stole the
trucks. See Roberson v. State, 430 N.E.2d 1173, 1175 (Ind. 1982) (providing that
it “is the prerogative of the trier of fact to believe the witnesses or disbelieve
them, and to disregard the testimony of a witness they do not believe”).
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 13 of 30 Further, with respect to the challenged evidence, the trial court gave the
following limiting instruction to the jury:
Evidence regarding the Defendant’s involvement in the theft of two (2) motor vehicles is to be considered by you only for the purpose of identifying the Defendant and to show his actions at or near the time of the events in this case, and you are to consider it only for that purpose.
Tr. p. 1650. Nothing in the record indicates that the jury disregarded the trial
court’s instruction.
[19] Upon review, we conclude that Brooks has failed to prove that the probative
value of the challenged evidence was unfairly prejudicial. We therefore further
conclude that Brooks has failed to establish error, much less fundamental error,
with regard to the admission of the challenged evidence at trial.
C. Testimony of Probation Officer [20] Brooks last challenges the trial court’s decision to allow his probation officer to
testify about a conversation which Brooks had engaged her in while housed in
the Jennings County Jail prior to the murder trial. Brooks again concedes that
he did not object to the admission of his probation officer’s testimony at trial,
instead arguing that admission of this evidence constituted fundamental error.
In raising this argument, Brooks claims that his probation officer’s testimony
should not have been admitted because it was unfairly prejudicial.
[21] During trial, the deputy prosecuting attorney asked Chasity Gerkin, a Jennings
County probation officer, whether she spoke with Brooks at the Jennings Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 14 of 30 County Jail in early-November of 2014. Gerkin responded that although she
wasn’t there to see Brooks, she did see him at Brooks’s request. Gerkin
indicated that during this encounter, she did not interview Brooks or attempt to
speak to him about the underlying criminal case. Gerkin’s testimony continued
as follows:
[State]: Ms. Gerkin can you tell the Court the content of that conversation you had with Mr. Brooks in November of last year? [Witness]: [Brooks] asked to speak to me regarding just my knowledge of his probation status, so we were talking and he wanted to get his time started. He advised me, he would be going away for a long time… [State]: Let me stop you for a second, he was, was he talking about his pending criminal charges, the theft, murder and robbery? [Witness]: All in one, that was what he would be going away for a long time for is what he told me. [State]: Was that your understanding of what he meant? [Witness]: Yes. [State]: Okay what else did he go on to tell you? [Witness]: That basically, at that point in time he was aggravated. He was upset because he was stating that the co- defendant in this case was trying to pin everything on him, they were equal participants, he did it too, he had just as much in it as [Brooks] did, so he was upset that the co-defendant was lying. [Brooks] made the statement that basically he wasn’t a liar, he had already said what he did and he was just ready to get this going, get the time started and be done with it all. [State]: Okay so he said we both participated in it. Do you mean, when he said both, Jovonnie Mays? [Witness]: Yes. [State]: And Jody Brooks? [Witness]: Yes.
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 15 of 30 [State]: Did he tell you anything else? [Witness]: We were talking about, basically I had come to, I just asked him why I mean, and he said he had been drinking, so basically you’re a mean drunk, and he said yes. [State]: Did he say what type of alcohol causes him to be a mean drunk or anything? [Witness]: It was the hardened liquor, vodka specifically is what he had stated that … just made him mean.
Tr. pp. 1382-84 (first ellipsis in original, second ellipsis added). On cross
examination, defense counsel attempted to call Gerkin’s credibility into
question by asking her about her friendship with the deputy prosecutor’s wife
and the fact that she had known the deputy prosecutor “for years.” Tr. 1385.
Defense counsel also questioned Gerkin as follows:
[Defense Counsel]: Okay so you’re saying that [Brooks] was worried that [Mays] was throwing him under the bus? [Witness]: He was angry. [Defense Counsel]: An innocent person would be mad if someone was trying to throw them under the bus correct? [Witness]: Correct. [Defense Counsel]: Would a guilty person be worried about something like that? [Witness]: I would think so too.
Tr. p. 1385.
[22] The admissibility of a defendant’s statement or confession “is controlled by
determining, from the totality of the circumstances, whether it was made
voluntarily and not through inducement, violence, threats, or other improper
influences so as to overcome the free will of the accused.” Pasco v. State, 563
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 16 of 30 N.E.2d 587, 591 (Ind. 1990) (citing Lyons v. State, 506 N.E.2d 813, 816 (Ind.
1987)). In the instant matter, the record reflects that in engaging in the above-
discussed conversation, Gerkin did not seek Brooks out, but rather that Brooks
sought Gerkin out. The record further reflects that Brooks was acting
voluntarily and of his own accord when he made the above-quoted statements
to Gerkin. As such, the totality of the circumstances indicate that Brooks’s
statement to Gerkin was admissible as it was made voluntarily and not through
inducement, violence, threats, or other improper influences.
[23] Further, we disagree with Brooks’s claim that Gerkin’s testimony regarding his
voluntary statement to her was unfairly prejudicial because it indicated that he
was on probation for some other criminal acts and was vague as to what crimes
he was admitting to have committed. While Brooks’s statement to Gerkin was
undoubtedly prejudicial, it was not unfairly prejudicial. Again, Brooks made
the statement to Gerkin voluntarily and of his own accord. In addition,
Gerkin’s testimony was clear that she understood Brooks to have been
admitting to involvement in the thefts of the trucks, the robbery, and the
murder. Brooks’s counsel did not object to this testimony, but rather attempted
to raise questions as to Gerkin’s credibility on cross-examination. Further,
while Gerkin’s testimony did indicate that Brooks questioned her about his
probation status, Gerkin provided no testimony regarding whether Brooks was
actually on probation at the time Brooks engaged her in the above-discussed
conversation. Brooks has failed to demonstrate that the trial court erred by
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 17 of 30 allowing Gerkin to testify, much less that the trial court’s decision in this regard
constituted fundamental error.
D. Cumulative Effect [24] Brooks alternatively argues that “should this Court rule that no one error
reached the level of fundamental error, Mr. Brooks argues that the combination
of all the errors reached the level of fundamental error and Mr. Brooks’s
conviction should be reversed and the matter remanded to the trial court.”
Appellant’s Br. p. 22. We disagree. The Indiana Supreme Court has held that
a defendant “is not entitled to a perfect trial, but is entitled to a fair trial, free of
errors so egregious that they, in all probability, caused the conviction.” Averhart
v. State, 614 N.E.2d 924, 929 (Ind. 1993). Brooks has failed to prove that the
cumulative effect of the alleged errors was so egregious that it made a fair trial
impossible or “caused” his convictions.
II. Admission and Exclusion of Evidence [25] Brooks also contends that the trial court abused its discretion in excluding
certain evidence from trial and admitting other evidence at trial.
The admission or exclusion of evidence is entrusted to the discretion of the trial court. Farris v. State, 818 N.E.2d 63, 67 (Ind. Ct. App. 2004). We will reverse a trial court’s decision only for an abuse of discretion. Id. We will consider the conflicting evidence most favorable to the trial court’s ruling and any uncontested evidence favorable to the defendant. Taylor v. State, 891 N.E.2d 155, 158 (Ind. Ct. App. 2008). An abuse of discretion occurs when the trial court’s decision is clearly against the logic and effect of the facts and circumstances before the Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 18 of 30 court or it misinterprets the law. Id. In determining whether an error in the introduction of evidence affected an appellant’s substantial rights, we assess the probable impact of the evidence on the jury. Oldham v. State, 779 N.E.2d 1162, 1170 (Ind. Ct. App. 2002). Admission of evidence is harmless and is not grounds for reversal where the evidence is merely cumulative of other evidence admitted. Pavey v. State, 764 N.E.2d 692, 703 (Ind. Ct. App. 2002).
Collins v. State, 966 N.E.2d 96, 104 (Ind. Ct. App. 2012). “Moreover, the trial
court’s ruling will be upheld if it is sustainable on any legal theory supported by
the record, even if the trial court did not use that theory.” Rush v. State, 881
N.E.2d 46, 50 (Ind. Ct. App. 2008) (citing Gonser v. State, 843 N.E.2d 947, 950
(Ind. Ct. App. 2006)).
A. Exclusion of Certain Evidence [26] Brooks claims that the trial court abused its discretion in excluding certain
evidence which the trial court determined to be inadmissible hearsay. In
making this claim, Brooks argues that the challenged testimony should have
been admitted because it fell under the excited utterance exception to the
hearsay rule. For its part, the State claims that the trial court did not abuse its
discretion in excluding the challenged evidence because the evidence in
question amounted to inadmissible hearsay.
[27] “Hearsay is an out of court statement offered to prove the truth of the facts
asserted in the statement itself.” Williams v. State, 782 N.E.2d 1039, 1045 (Ind.
Ct. App. 2003) (citing Ind. Evidence Rule 801(c)). “Hearsay is generally
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 19 of 30 inadmissible unless the statement falls within one of the established hearsay
exceptions.” Id. (citing Ind. Evid. R. 802). In the present case, Brooks argued
that the challenged statements were admissible under the excited utterance
exception.
[28] For a hearsay statement to be admitted as an excited utterance under Evidence Rule 803(2), three elements must be shown: (1) a startling event occurs; (2) a statement was made by a declarant while under the stress of excitement caused by the event; and (3) the statement relates to the event. Ind. Evid. R. 803(2). Application of these elements is not mechanical. Rather, the inquiry turns on whether the statement is inherently reliable because the declarant was under the stress of the event and unlikely to make deliberate falsifications. Cox v. State, 774 N.E.2d 1025, 1027 (Ind. Ct. App. 2002) (citing Jenkins v. State, 725 N.E.2d 66, 68 (Ind. 2000)). The time period between the startling event and the statement is but one factor to consider when determining if a statement is an excited utterance, but no precise length of time is required. Id. (citing Simmons v. State, 760 N.E.2d 1154, 1161 (Ind. Ct. App. 2002)).
Id. at 1045-46.
[29] Brooks called Matt Gosman to testify at trial about an interaction he had with
Austin Woodson during the late-morning or early-afternoon hours on October
17, 2014. The State objected when Brooks attempted to illicit statements
allegedly made by Woodson from Gosman, arguing that any statement made
by Woodson was hearsay. Brooks argued that Woodson’s statements qualified
as excited utterances, and therefore should be admitted. The trial court
disagreed and sustained the State’s objection. Brooks did not make an offer of
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 20 of 30 proof at this time regarding the alleged contents of Woodson’s statement to
Gosman. Any claim of error in this regard is therefore waived. See Carter v.
State, 932 N.E.2d 1284, 1287 (Ind. Ct. App. 2010) (providing that a claim that a
trial court abused its discretion by excluding evidence is waived if the party
wishing to have the evidence admitted fails to make an offer to prove).
[30] Gosman also testified that he was interviewed by State Police Officer Roger
Drew regarding his observation of and conversation with Woodson. Brooks
then attempted to introduce a video recording of Officer Roger Drew’s
interview with Gosman. In a hearing outside of the presence of the jury, the
State objected to admission of the recording, arguing that Gosman’s statements
regarding any statement made by Woodson was hearsay. Brooks again claimed
that Woodson’s statements qualified as excited utterances. The hearing outside
the presence of the jury continued with the trial court engaging the parties in the
following exchange:
[Trial Court]: The only exception that I can see it would come under would be excited utterance, and I don’t think it meets the requirements for that. Anything else? [Defense Counsel]: No your Honor. [Trial Court]: Do you wish to make an offer or [sic] proof on the issue? I think I know what it is already, but for the record we probably should get that it in. [Defense Counsel]: Yes I do your Honor. I offer to prove that Austin Woodson would, of course we can go back to the last record of the last trial where it says… [Trial Court]: But I think we should make it in this trial. [Defense Counsel]: Right but I’m just saying that’s what
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 21 of 30 he’s going to say, we just saw a guy get killed. [Trial Court]: Do you wish to add to that [Deputy Prosecutor]? [Deputy Prosecutor]: No I’m not sure that was his exact statement or even that was in fact it, but … [Defense Counsel]: That was close to it. [Trial Court]: The objection is sustained[.]
Tr. pp. 1580-81.
[31] In arguing that Woodson’s comments qualified as an excited utterance, Brooks
claimed that Woodson’s statements were “extremely important” and to not
admit them would be “highly prejudicial” because they called into question the
timeline for the murder that was presented by the State. Tr. pp. 1578, 1579.
Gosman indicated that at the time Woodson made the statements in question,
he was acting “[r]eal strange” and that Woodson and the other two individuals
with him appeared to be “nervous or scared.” Tr. p. 1572, 1576. Again, for a
hearsay statement to be admitted as an excited utterance under Evidence Rule
803(2), three elements must be shown: (1) a startling event occurs; (2) a
statement was made by a declarant while under the stress of excitement caused
by the event; and (3) the statement relates to the event. Ind. Evid. R. 803(2).
The fact that Woodson was acting strange and appeared to be nervous or
scared, without more, is not sufficient to meet the requirements of Evidence
Rule 803(2). Further, when pressed on the strange nature of Woodson’s
behavior, Gosman indicated that he saw that while Woodson and two other
men gathered around a piece of park equipment, one of the men took off his
shirt, put a clean shirt on, and placed the other shirt into a duffle bag. On cross-
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 22 of 30 examination, Gosman admitted that he “had heard” that Woodson was
homeless or a transient who moved around a great deal and acknowledged that
it would seem likely that “someone such as that” would carry a duffle bag with
him with his belongings. Tr. p. 1575.
[32] The trial court determined that Brooks had failed to establish that Woodson’s
alleged statement constituted an excited utterance. Brooks has failed to prove
on appeal that the trial court abused its discretion in reaching this
determination. As such, we conclude that the trial court did not abuse its
discretion in excluding Gosman’s testimony relating to the contents of the
statements that Woodson allegedly made.
B. Admission of Certain Evidence [33] For a second time, under a different theory than was argued above, Brooks
challenges the admission of Gerkin’s testimony. Specifically, Brooks argues
that the trial court abused its discretion in admitting Gerkin’s testimony
regarding the conversation she had with Brooks in the Jennings County Jail in
November of 2014. In making this argument, Brooks claims that his comments
to Gerkin were made during a custodial interview that Gerkin conducted for the
purpose of completing a pre-sentence investigation report (“PSI report”) and
because the matter had yet to reach the sentencing phase with respect to all of
the charges relating to the murder, robbery, and auto theft, Gerkin should have
read him his Miranda rights before interviewing him. For its part, the State
argues that Brooks’s comments were admissible as the comments were not
made during a custodial interview but rather were voluntarily made by Brooks. Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 23 of 30 [34] Initially, we observe that despite Brooks’s claim to the contrary, the record
clearly demonstrates that on the date in question, Gerkin was not at the
Jennings County Jail for the purpose of interviewing Brooks in connection to
the creation of a PSI report. Gerkin explicitly testified that she was not at the
Jennings County Jail on the date in question for the purpose of speaking with
Brooks and that she only spoke to Brooks at Brooks’s request. Gerkin further
testified that during her encounter with Brooks, she did not interview Brooks or
attempt to speak to him about the underlying criminal case. Brooks has failed
to point to anything in the record, apart from his own self-serving arguments,
which would suggest that Gerkin’s testimony in this regard was not accurate.
The trial court acted well within its discretion when it credited Gerkin’s
testimony over Brooks’s self-serving arguments and allowed Gerkin to testify.
See generally Black v. State, 256 Ind. 487, 490, 269 N.E.2d 870, 872 (1971)
(providing that because only a trial court sees the witnesses on the stand, their
demeanor in testifying, their candor, or lack of candor, in disclosing facts about
which they have knowledge, juries and trial courts are in the best position to
determine which witnesses to believe).
[35] Further, we reject Brooks’s claim that Gerkin should have read him his Miranda
rights before he gave the statement in question. With respect to the requirement
to give Miranda warnings, we have previously held that “[r]ights under Miranda
apply only to custodial interrogation.” Richardson v. State, 794 N.E.2d 506, 512
(Ind. Ct. App. 2003) (citing White v. State, 772 N.E.2d 408, 412 (Ind. 2002)).
“[U]nder Miranda, ‘interrogation’ includes express questioning and words or
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 24 of 30 actions on the part of the police that the police know are reasonably likely to
elicit an incriminating response from the suspect.” Id. (citing White, 772
N.E.2d at 412). “Volunteered statements do not amount to interrogation.” Id.
(citing White, 772 N.E.2d at 412).
[36] It is undisputed that Brooks was incarcerated at the time he made the statement
at issue. However, the record clearly demonstrates that his statement to Gerkin
was voluntary. Thus, the statement at issue was not obtained through
interrogation and was admissible. See id.; see also White, 772 N.E.2d at 412.
III. Appropriateness of Sentence [37] Brooks also contends that his aggregate sixty-two-year sentence is
inappropriate. In challenging the appropriateness of his sentence, Brooks
asserts that he “believes that 60 years for the murder is excessive.” Appellant’s
Br. p. 33. We disagree.
[38] Indiana Appellate Rule 7(B) provides that “The Court may revise a sentence
authorized by statute if, after due consideration of the trial court’s decision, the
Court finds that the sentence is inappropriate in light of the nature of the offense
and the character of the offender.” In analyzing such claims, we “‘concentrate
less on comparing the facts of [the case at issue] to others, whether real or
hypothetical, and more on focusing on the nature, extent, and depravity of the
offense for which the defendant is being sentenced, and what it reveals about
the defendant’s character.’” Paul v. State, 888 N.E.2d 818, 825 (Ind. Ct. App.
2008) (quoting Brown v. State, 760 N.E.2d 243, 247 (Ind. Ct. App. 2002), trans.
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 25 of 30 denied). The defendant bears the burden of persuading us that his sentence is
inappropriate. Sanchez v. State, 891 N.E.2d 174, 176 (Ind. Ct. App. 2008).
[39] With respect to the nature of Brooks’s offenses, the record demonstrates that
Brooks and Mays carried out an unprovoked attack on Smith, a helpless,
drunken man. This attack resulted in Smith’s death. Again, an autopsy later
determined that Smith had suffered over fifty wounds, including, numerous
cuts and bruises; long excoriations to his back that were consistent with
dragging; bruising and hemorrhaging of Smith’s brain; multiple fractures to his
nose, face, and eye socket; a fractured left hyoid bone; two fractures in his neck;
factures of the ribs in five areas together with a punctured lung; hemorrhaging
to Smith’s left testes; and a tear in Smith’s aorta which was “absolutely lethal”
and had been the immediate cause of his death. Tr. p. 1325.
[40] The evidence demonstrates that in carrying out this heinous attack, Brooks
forcibly moved Smith from the common hallway of the apartment building to a
spot used for garbage collection outside the building. Further, after committing
the murder, Brooks and Mays stole and wrecked two vehicles, using the
vehicles not only for flight but also to take “a joy ride.” Tr. p. 1481. The men
drove one of the vehicles through a soybean field and ran the other off of the
road, wrecking it into a tree. The fact that Brooks was allegedly intoxicated at
the time he committed these criminal acts does not excuse his behavior or
lessen the heinous nature of his crimes. The record demonstrates that despite
his alleged intoxication, Brooks was alert and coherent enough to control his
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 26 of 30 movements and to comply with the commands of others. He was described by
one witness as looking as if he was “on a mission.” Tr. p. 1055.
[41] With respect to Brooks’s character, the record demonstrates that by the age of
twenty-three, Brooks had already accumulated convictions for four
misdemeanor offenses and one Class D felony offense. He had also been
subject to three probation revocations. In addition, despite his claimed
marketable skills, Brooks was unemployed when he murdered Smith. Brooks
also admitted that he was a regular abuser of drugs and alcohol. In fact, Brooks
further admitted that he had used both drugs and alcohol on the day of Smith’s
murder. Brooks was determined to be a high risk to reoffend and reported little
concern for others. Further, while incarcerated in the Jennings County Jail
pending sentencing, Brooks was cited for six rule violations, including a fight
that began when Brooks “sucker punch[ed]” another inmate, damaging a
sprinkler head, flooding the cells and daily room of the jail’s 500 block, and
flooding a sink or toilet. Tr. p. 1677. We agree with the State’s assertion that
Brooks’s apparent disregard for authority, the laws of this state, and the rights
of others speaks poorly of his character. We therefore conclude that Brooks has
failed to prove that his sentence is inappropriate in light of the nature of his
offenses and his character.
IV. Advisement of Possible Release Dates [42] Brooks last contends that the trial court erred by failing to advise him of his
earliest and latest possible release dates from prison. Specifically, Brooks
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 27 of 30 argues that the trial court failed to comply with Indiana Code section 35-38-1-
1(b), which provides: “When the court pronounces the sentence, the court shall
advise the person that the person is sentenced for not less than the earliest
release date and for not more than the maximum possible release date.”
[43] We recently considered a similar claim in Henriquez v. State, 58 N.E.3d 942 (Ind.
Ct. App. 2016). In Henriquez, we observed as follows:
One way to interpret Section 35-38-1-1(b) would be to say that it requires the trial court to tell the defendant exactly what the provision says: “You are sentenced for not less than the earliest release date and for not more than the maximum possible release date.” In fact, this is the sort of advisement the Indiana Criminal Benchbook recommends. See Ind. Crim. Benchbook § 68.25.000 (3d ed. 2001, supplemented through July 2014). However, such an advisement provides no meaningful information to the defendant and therefore serves no purpose. Thus, we presume that the legislature did not intend for the statute to be interpreted this way. See [Gargano v. Lee Alan Bryant Health Care Facilities, Inc., 970 N.E.2d 696, 702 (Ind. Ct. App. 2012).]
The only other plausible interpretation of the language is that the trial court is required to advise the defendant of specific potential release dates. However, it would be incredibly difficult, if not impossible, for a trial court to determine these dates with any certainty. The trial court would have to consider not only the term of the sentence but also the term of any other concurrent or consecutive sentence, credit time earned before sentencing, the maximum amount of credit time in the current credit class, possible educational credit time, and the possibility of parole and probation violations and revocations down the road. See Hines v. State, 856 N.E.2d 1275, 1284 n. 9 (Ind. Ct. App. 2006), trans. denied. At best, the trial court could provide an estimate. Id. But providing estimated rather than precise release dates may lead to
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 28 of 30 more confusion than clarity for the offender. Moreover, any mistake by the trial court would open the door to future collateral sentencing attacks.
58 N.E.3d at 943. We concluded that “[i]n any event, to the extent that the trial
court “erred” by failing to provide specific dates, estimated or otherwise,
Henriquez has not shown that he was harmed in any way by this omission” and
that “[w]e will not reverse based on a harmless error.” Id. at 944. Accordingly,
we affirmed the judgment of the trial court. Id. We also took the “opportunity
to encourage our legislature to reconsider Indiana Code section 35-38-1-1(b)
and the unworkable obligation it places on our trial courts.” Id.
[44] Similarly, we conclude that to the extent that the trial court erred by failing to
provide specific dates for Brooks’s possible release from incarceration, any such
error was harmless. As we stated in Henriquez, we will not reverse based on a
harmless error. Id.
Conclusion [45] In sum, we conclude that Brooks has failed to prove that the trial court
committed fundamental error or abused its discretion. We also conclude that
Brooks has failed to prove that his sentence was inappropriate in light of the
nature of his offenses or his character. Finally, we conclude that any error in
the trial court’s failure to advise Brooks of specific possible release dates was, at
most, harmless.
[46] The judgment of the trial court is affirmed. Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 29 of 30 Pyle, J., and Altice, J., concur.
Court of Appeals of Indiana | Memorandum Decision 40A04-1512-CR-2373 | November 4, 2016 Page 30 of 30