Joao Neves v. State of Rhode Island Keith Nunes v. State of Rhode Island Pablo Ortega v. State of Rhode Island Mario Monteiro v. State of Rhode Island
This text of Joao Neves v. State of Rhode Island Keith Nunes v. State of Rhode Island Pablo Ortega v. State of Rhode Island Mario Monteiro v. State of Rhode Island (Joao Neves v. State of Rhode Island Keith Nunes v. State of Rhode Island Pablo Ortega v. State of Rhode Island Mario Monteiro v. State of Rhode Island) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Supreme Court
(Dissent begins on Page 50)
Joao Neves : No. 2022-92-M.P. (PM 22-259) v. :
State of Rhode Island. :
Keith Nunes : No. 2022-93-M.P. (PM 22-901) v. :
Pablo Ortega : No. 2022-94-M.P. (PM 22-260) v. :
Mario Monteiro : No. 2023-167-M.P. (PM 23-921) v. :
NOTICE: This opinion is subject to formal revision before publication in the Rhode Island Reporter. Readers are requested to notify the Opinion Analyst, Supreme Court of Rhode Island, 250 Benefit Street, Providence, Rhode Island 02903, at Telephone (401) 222-3258 or Email: opinionanalyst@courts.ri.gov, of any typographical or other formal errors in order that corrections may be made before the opinion is published. Supreme Court
Present: Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Long, JJ.
OPINION
Justice Goldberg, for the Court. The United States Supreme Court has held
that it is unconstitutional to impose upon individuals who were under eighteen years
old at the time of their crimes: sentences of death, life imprisonment without parole
-1- for a nonhomicide offense, or mandatory life imprisonment without parole. 1 In
arriving at these decisions, the Supreme Court “relied on three significant gaps
between juveniles and adults”; namely, individuals under eighteen years of age
possess a “lack of maturity and an underdeveloped sense of responsibility,” which
often leads “to recklessness, impulsivity, and heedless risk-taking”; younger persons
“are more vulnerable * * * to negative influences and outside pressures,” including
peer pressure, “have limited ‘control over their own environment’ and lack the
ability to extricate themselves from horrific, crime-producing settings”; and a
juvenile’s “character is not as ‘well formed’ as an adult’s[,] his traits are ‘less fixed’
and his actions less likely to be ‘evidence of irretrievable depravity.’” Miller v.
Alabama, 567 U.S. 460, 471 (2012) (brackets omitted) (quoting Roper v. Simmons,
543 U.S. 551, 569-70 (2005)). As explained, “[t]hese salient characteristics mean
that ‘it is difficult even for expert psychologists to differentiate between the juvenile
offender whose crime reflects unfortunate yet transient immaturity, and the rare
1 See Miller v. Alabama, 567 U.S. 460, 465 (2012) (“We therefore hold that mandatory life without parole for those under the age of 18 at the time of their crimes violates the Eighth Amendment’s prohibition on ‘cruel and unusual punishments.’”); Graham v. Florida, 560 U.S. 48, 82 (2010) (“The Constitution prohibits the imposition of a life without parole sentence on a juvenile offender who did not commit homicide.”); Roper v. Simmons, 543 U.S. 551, 578 (2005) (“The Eighth and Fourteenth Amendments forbid imposition of the death penalty on offenders who were under the age of 18 when their crimes were committed.”).
-2- juvenile offender whose crime reflects irreparable corruption.’” Graham v. Florida,
560 U.S. 48, 68 (2010) (brackets omitted) (quoting Roper, 543 U.S. at 573).
Here, we are confronted with a different dynamic as set forth in G.L. 1956
§ 13-8-13(e) (Subsection (e) or the amendment), but it embodies many of the same
principles discussed in Miller, Graham, and Roper—“the distinctive attributes of
youth diminish the penological justifications for imposing the harshest sentences on
juvenile offenders, even when they commit terrible crimes.” Miller, 567 U.S. at 472.
Enacted in 2021, notably as part of the FY 2022 state budget, Subsection (e) states
in full:
“Any person sentenced for any offense committed prior to his or her twenty-second birthday, other than a person serving life without parole, shall be eligible for parole review and a parole permit may be issued after the person has served no fewer than twenty (20) years’ imprisonment unless the person is entitled to earlier parole eligibility pursuant to any other provisions of law. This subsection shall be given prospective and retroactive effect for all offenses occurring on or after January 1, 1991.” (Emphasis added.)
The parties—the State of Rhode Island (petitioner or state) and Joao Neves,
Keith Nunes, Pablo Ortega, and Mario Monteiro (collectively, respondents)—offer
conflicting interpretations of Subsection (e). The state contends that because
Subsection (e) employs the phrase “any offense”—in the singular—Subsection (e)
is intended to reduce parole eligibility for a single sentence and that qualified
offenders serving multiple sentences, such as respondents, are not eligible for a -3- reduction in parole eligibility pursuant to the amendment’s terms. (Emphasis added.)
The respondents counter that Subsection (e) applies to “any offense,” and thus
submit that based upon the meaning and breadth of the term “any,” the amendment
requires aggregating (or combining) multiple sentences for qualified offenders,
including consecutive sentences. (Emphasis added.)
For the reasons discussed below, we hold that Subsection (e) mandates the
aggregation of a qualified offender’s sentences, including consecutive sentences,
and the Court further concludes that Subsection (e), as interpreted, does not violate
the separation-of-powers doctrine. However, the Court declares that although
Subsection (e) applies to respondents, the trial justice erred when he ordered each
respondent immediately paroled to the community. We explain herein.2
Facts and Travel
We first consider the aggregation of prison sentences for parole eligibility.
For those incarcerated and serving multiple terms, whether or not the sentences are
aggregated can mean the difference between serving a sentence in prison and serving
a sentence outside the prison walls, such as on parole. In this context, aggregation
2 We express our gratitude for the amici curiae briefs submitted by the Rhode Island Department of Corrections; the Rhode Island Parole Board; the Rhode Island Public Defender; the Roger Williams University School of Law Prisoners’ Rights Clinic; the Juvenile Law Center, the Sentencing Project, the Gault Center, the National Association of Criminal Defense Lawyers, and the Prison Policy Initiative; the Campaign for the Fair Sentencing of Youth, Human Rights for Kids, and Aliza Hochman Bloom; and the Center for Law, Brain and Behavior. -4- means combining the sum total of all pending sentences. To illustrate, an offender
receiving three consecutive ten-year terms would be sentenced to imprisonment for
thirty years, but in accordance with § 13-8-10(a), the offender is eligible for parole
after serving “a term equal to one-third (⅓) of the aggregate time which he or she
shall be liable to serve under his or her several sentences,” in other words, ten years.
The parties agree that the prerequisites to Subsection (e) are satisfied: Each
respondent committed his crimes after January 1, 1991, the crimes were committed
before each respondent was twenty-two years old, none of the respondents were
sentenced to life imprisonment without parole, and each respondent has served at
least twenty years at the Adult Correctional Institutions. They also agree that three
respondents (Neves, Ortega, and Nunes) have been sentenced to life imprisonment,
and a specified term (a number of years) of incarceration, to be served consecutively
to the life sentence; and that Monteiro is serving two consecutive life sentences. The
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Supreme Court
(Dissent begins on Page 50)
Joao Neves : No. 2022-92-M.P. (PM 22-259) v. :
State of Rhode Island. :
Keith Nunes : No. 2022-93-M.P. (PM 22-901) v. :
Pablo Ortega : No. 2022-94-M.P. (PM 22-260) v. :
Mario Monteiro : No. 2023-167-M.P. (PM 23-921) v. :
NOTICE: This opinion is subject to formal revision before publication in the Rhode Island Reporter. Readers are requested to notify the Opinion Analyst, Supreme Court of Rhode Island, 250 Benefit Street, Providence, Rhode Island 02903, at Telephone (401) 222-3258 or Email: opinionanalyst@courts.ri.gov, of any typographical or other formal errors in order that corrections may be made before the opinion is published. Supreme Court
Present: Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Long, JJ.
OPINION
Justice Goldberg, for the Court. The United States Supreme Court has held
that it is unconstitutional to impose upon individuals who were under eighteen years
old at the time of their crimes: sentences of death, life imprisonment without parole
-1- for a nonhomicide offense, or mandatory life imprisonment without parole. 1 In
arriving at these decisions, the Supreme Court “relied on three significant gaps
between juveniles and adults”; namely, individuals under eighteen years of age
possess a “lack of maturity and an underdeveloped sense of responsibility,” which
often leads “to recklessness, impulsivity, and heedless risk-taking”; younger persons
“are more vulnerable * * * to negative influences and outside pressures,” including
peer pressure, “have limited ‘control over their own environment’ and lack the
ability to extricate themselves from horrific, crime-producing settings”; and a
juvenile’s “character is not as ‘well formed’ as an adult’s[,] his traits are ‘less fixed’
and his actions less likely to be ‘evidence of irretrievable depravity.’” Miller v.
Alabama, 567 U.S. 460, 471 (2012) (brackets omitted) (quoting Roper v. Simmons,
543 U.S. 551, 569-70 (2005)). As explained, “[t]hese salient characteristics mean
that ‘it is difficult even for expert psychologists to differentiate between the juvenile
offender whose crime reflects unfortunate yet transient immaturity, and the rare
1 See Miller v. Alabama, 567 U.S. 460, 465 (2012) (“We therefore hold that mandatory life without parole for those under the age of 18 at the time of their crimes violates the Eighth Amendment’s prohibition on ‘cruel and unusual punishments.’”); Graham v. Florida, 560 U.S. 48, 82 (2010) (“The Constitution prohibits the imposition of a life without parole sentence on a juvenile offender who did not commit homicide.”); Roper v. Simmons, 543 U.S. 551, 578 (2005) (“The Eighth and Fourteenth Amendments forbid imposition of the death penalty on offenders who were under the age of 18 when their crimes were committed.”).
-2- juvenile offender whose crime reflects irreparable corruption.’” Graham v. Florida,
560 U.S. 48, 68 (2010) (brackets omitted) (quoting Roper, 543 U.S. at 573).
Here, we are confronted with a different dynamic as set forth in G.L. 1956
§ 13-8-13(e) (Subsection (e) or the amendment), but it embodies many of the same
principles discussed in Miller, Graham, and Roper—“the distinctive attributes of
youth diminish the penological justifications for imposing the harshest sentences on
juvenile offenders, even when they commit terrible crimes.” Miller, 567 U.S. at 472.
Enacted in 2021, notably as part of the FY 2022 state budget, Subsection (e) states
in full:
“Any person sentenced for any offense committed prior to his or her twenty-second birthday, other than a person serving life without parole, shall be eligible for parole review and a parole permit may be issued after the person has served no fewer than twenty (20) years’ imprisonment unless the person is entitled to earlier parole eligibility pursuant to any other provisions of law. This subsection shall be given prospective and retroactive effect for all offenses occurring on or after January 1, 1991.” (Emphasis added.)
The parties—the State of Rhode Island (petitioner or state) and Joao Neves,
Keith Nunes, Pablo Ortega, and Mario Monteiro (collectively, respondents)—offer
conflicting interpretations of Subsection (e). The state contends that because
Subsection (e) employs the phrase “any offense”—in the singular—Subsection (e)
is intended to reduce parole eligibility for a single sentence and that qualified
offenders serving multiple sentences, such as respondents, are not eligible for a -3- reduction in parole eligibility pursuant to the amendment’s terms. (Emphasis added.)
The respondents counter that Subsection (e) applies to “any offense,” and thus
submit that based upon the meaning and breadth of the term “any,” the amendment
requires aggregating (or combining) multiple sentences for qualified offenders,
including consecutive sentences. (Emphasis added.)
For the reasons discussed below, we hold that Subsection (e) mandates the
aggregation of a qualified offender’s sentences, including consecutive sentences,
and the Court further concludes that Subsection (e), as interpreted, does not violate
the separation-of-powers doctrine. However, the Court declares that although
Subsection (e) applies to respondents, the trial justice erred when he ordered each
respondent immediately paroled to the community. We explain herein.2
Facts and Travel
We first consider the aggregation of prison sentences for parole eligibility.
For those incarcerated and serving multiple terms, whether or not the sentences are
aggregated can mean the difference between serving a sentence in prison and serving
a sentence outside the prison walls, such as on parole. In this context, aggregation
2 We express our gratitude for the amici curiae briefs submitted by the Rhode Island Department of Corrections; the Rhode Island Parole Board; the Rhode Island Public Defender; the Roger Williams University School of Law Prisoners’ Rights Clinic; the Juvenile Law Center, the Sentencing Project, the Gault Center, the National Association of Criminal Defense Lawyers, and the Prison Policy Initiative; the Campaign for the Fair Sentencing of Youth, Human Rights for Kids, and Aliza Hochman Bloom; and the Center for Law, Brain and Behavior. -4- means combining the sum total of all pending sentences. To illustrate, an offender
receiving three consecutive ten-year terms would be sentenced to imprisonment for
thirty years, but in accordance with § 13-8-10(a), the offender is eligible for parole
after serving “a term equal to one-third (⅓) of the aggregate time which he or she
shall be liable to serve under his or her several sentences,” in other words, ten years.
The parties agree that the prerequisites to Subsection (e) are satisfied: Each
respondent committed his crimes after January 1, 1991, the crimes were committed
before each respondent was twenty-two years old, none of the respondents were
sentenced to life imprisonment without parole, and each respondent has served at
least twenty years at the Adult Correctional Institutions. They also agree that three
respondents (Neves, Ortega, and Nunes) have been sentenced to life imprisonment,
and a specified term (a number of years) of incarceration, to be served consecutively
to the life sentence; and that Monteiro is serving two consecutive life sentences. The
parties disagree whether Subsection (e) requires these sentences to be aggregated,
thus resulting in the determination of a single parole eligibility date for each
respondent on all sentences; or whether Subsection (e) prohibits aggregation, thus
resulting in each respondent receiving a parole eligibility date on the controlling
sentence only, i.e., the life sentence. The difference is self-evident: If the sentences
are aggregated, each respondent may be paroled to the community; if the sentences
are nonaggregated and a respondent is granted parole on the life sentence (whenever
-5- that may occur), he must begin serving the consecutive sentence. Only after
becoming eligible for parole on the consecutive sentence—and being granted parole
on that sentence—may each respondent be paroled to the community. We note at
the outset that based on the dates these crimes were committed, parole eligibility for
each life sentence was twenty years. See § 13-8-13(a)(3).
A
Joao Neves
On February 4, 2000, Neves entered a plea of guilty to first-degree murder
and was sentenced to life in prison. In five separate cases, Neves later pled guilty to
seven counts of robbery and one count of assault with intent to commit robbery. He
received ten-year sentences on the convictions for robbery and assault with intent to
commit robbery, with all ten-year sentences to run concurrently with each other, but
consecutively to the life sentence. Effectively, Neves was sentenced to life in prison,
and a ten-year consecutive sentence. Neves committed all offenses in January 1999,
when he was sixteen years old.
Neves appeared before the parole board on August 21, 2019, nearly two years
before Subsection (e) was enacted. The parole board minutes set forth a thoughtful
analysis and provide, in relevant part:
“[T]he Board unanimously votes to parole him August 2021 to his next consecutive sentence. * * * The reason for the staggered date is the amount of time the Board believes Mr. Neves should serve on the LIFE sentence. -6- We will consider him when he is next eligible on his ten year consecutive sentence and we will also schedule a review date in August 2021 to review and assign any special conditions of parole for his Life sentence.”
On August 23, 2021, approximately two months after the enactment of
Subsection (e), Neves again appeared before the parole board. The parole board
minutes indicate, in relevant part:
“This is a Review as requested in Mr. Neves[’s] August 2019 parole decision so the Board can check in with him and discuss conditions of parole for his Life Sentence. We commend Mr. Neves for staying positive and on track. We would like to see him participate in programming to address anger management and mindfulness during the next year.”
A parole permit issued for Neves in August 2021, which included the special
condition that Neves be “Parole[d] to Consecutive Sentence.” The Department of
Corrections (DOC) subsequently determined that Neves would be eligible for parole
from his consecutive sentence and to the community in December 2024. 3
3 General Laws 1956 § 13-8-9(a) provides as follows:
“The parole board, in the case of any prisoner whose sentence is subject to its control, unless that prisoner is sentenced to imprisonment for life, and unless that prisoner is confined as a habitual criminal under the provisions of § 12-19-21, may, by an affirmative vote of a majority of the members of the board, issue to that prisoner a permit to be at liberty upon parole, whenever that prisoner has served not less than one-third (⅓) of the term for which he or she was sentenced. The permit shall entitle the prisoner to whom it is issued to be at liberty during the -7- B
Keith Nunes
A jury convicted Nunes of first-degree murder, assault with intent to commit
murder, three counts of felony assault, carrying a pistol without a license, and a
drive-by shooting. Nunes was sentenced to life in prison on the first-degree murder
conviction and ten-year concurrent sentences on the remaining counts, to be served
consecutively to the life sentence. This Court affirmed the conviction. See State v.
Nunes, 788 A.2d 460, 465 (R.I. 2002). Effectively, Nunes was sentenced to life in
prison, and a ten-year consecutive term. Nunes committed his crimes on June 13,
1999, when he was eighteen years old.
On June 17, 2019, approximately two years before the enactment of
Subsection (e), Nunes appeared before the parole board. The parole board minutes
state, in relevant part:
“[T]he Board votes to parole him from this Life Sentence to his next Consecutive Sentence of ten years. We will see him when he is next eligible on that sentence. * * * Conditions of parole on this Life Sentence will include mental health and substance abuse treatment assessments and counseling as needed for the duration of parole. The Board will set more specific conditions when we see him when he is next eligible. Parole is contingent upon this offender remaining booking free and in any program or educational course in which he is currently enrolled.”
remainder of his or her term of sentence upon any terms and conditions that the board may prescribe.” -8- The parole board further indicated that Nunes “will be reviewed in November 2022
to determine conditions of parole on the Life Sentence.”4 A parole permit issued for
Nunes in September 2019, which included the special condition that Nunes be
“Parole[d] to his consecutive sentence.” The DOC subsequently determined that
Nunes would be eligible for parole from his consecutive sentence and to the
community in November 2022.
C
Pablo Ortega
On March 20, 2002, Ortega entered a guilty plea to first-degree murder and
conspiracy to commit a felony. Ortega was sentenced to life in prison on the
first-degree murder conviction and five years on the conspiracy conviction,
consecutive to the life imprisonment sentence. Ortega committed his crimes in
November 2001, when he was nineteen years old.
On November 8, 2021, after the enactment of Subsection (e), Ortega appeared
before the parole board. This is the first parole hearing in which the provisions of
Subsection (e) are addressed. The parole board minutes evince, in relevant part:
“We find that Mr. Ortega has achieved a level of rehabilitation and served sufficient time to meet statutory parole release from this Life sentence. We acknowledge that he has a consecutive sentence of five years and that
4 As discussed, infra, Nunes did not appear before the parole board on that date because the trial justice had already ordered that Nunes be released to the community. -9- there is an existing legal debate in court on the application of this term whether it is aggregated and parole is to the community or whether he must serve his consecutive sentence imposed by the court. * * * For our part, the Board votes unanimously [to] parole Mr. Ortega from his Life sentence to the community or to his next sentence, the same to be determined by the Department of Corrections.”
A subsequent parole board entry indicates that Ortega was paroled from his life
sentence to the five-year consecutive sentence. A parole permit issued for Ortega in
December 2021, which included the special condition that he was paroled “[t]o the
community or to his next sentence, the same to be determined by the Department of
Corrections.” Ortega would be eligible for parole from his consecutive sentence and
to the community in or around July 2023.
D
Mario Monteiro
On May 3, 2002, a jury convicted Monteiro of first-degree murder, conspiracy
to commit murder, discharging a firearm while committing a crime of violence
resulting in death, numerous counts of felony assault, and various other related
charges. We affirmed the conviction. See State v. Monteiro, 924 A.2d 784, 796 (R.I.
2007). As relevant, Monteiro was sentenced to two consecutive terms of life
imprisonment. Monteiro committed his offenses in July 2001, when he was
seventeen years old.
- 10 - On October 19, 2022, after the enactment of Subsection (e), Monteiro
appeared before the parole board. The parole board minutes state, in relevant part:
“Mr. Monteiro is serving two mandatory consecutive LIFE sentences for Murder and the Use of a Firearm During a Violence Crime. He has been serving since November 29, 2001. * * * We understand that he has a mandatory consecutive life sentence and that there is an existing legal debate in court on the application of this consecutive term – whether it is aggregated and consumed by the first life sentence eligibility or whether he has yet to and must serve this next term. * * * For our part, the Board votes unanimously to parole Mr. Monteiro from his first life sentence. If it is determined that he must serve another consecutive life term, then the effective parole release date shall be the date of this decision (December 15, 2021). If it is determined that he is eligible for immediate release to the community, then the effective parole release date shall be no sooner than December 2022. The reason for the staggered release (if to the community) is the Board believes there should be some time for Mr. Monteiro to transition to a lower security and preparation for eventual release.”
A subsequent DOC entry indicates that Monteiro was paroled to the consecutive
sentence and is not eligible for parole from his consecutive sentence until January
2037.
E
The Postconviction-Relief Proceedings
On January 14, 2022, Neves and Ortega filed applications for postconviction
relief in the Superior Court; on February 15, 2022, Nunes filed an application for
postconviction relief; and on February 24, 2023, Monteiro followed. The - 11 - applications filed by Neves, Ortega, and Nunes were treated as consolidated and the
consolidated applications, as well as the application filed by Monteiro, were
assigned to a single justice of the Superior Court.
General Laws 1956 chapter 9.1 of title 10 governs the statutory remedy for
postconviction relief. The state and respondents5 filed cross-motions for summary
disposition or summary judgment pursuant to § 10-9.1-6(c) and/or Rule 56 of the
Superior Court Rules of Civil Procedure, respectively.6 On March 31, 2022, the trial
5 Neves, Ortega, Nunes, and Monteiro were the petitioners in the Superior Court but are the respondents in the Supreme Court. To avoid confusion, we continue to reference Neves, Ortega, Nunes, and Monteiro as respondents despite their status in the Superior Court proceedings. 6 General Laws 1956 § 10-9.1-6(c) states:
“The court may grant a motion by either party for summary disposition of the application when it appears from the pleadings, depositions, answers to interrogatories, and admissions and agreements of fact, together with any affidavits submitted, that there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law.”
This Court has observed that “summary dismissal under § 10-9.1-6(c) ‘closely resembles’ a grant of summary judgment under Rule 56 of the Superior Court Rules of Civil Procedure” and that “the standards for granting a § 10-9.1-6(c) summary dismissal are identical to those utilized in passing on a summary judgment motion.” See Reyes v. State, 141 A.3d 644, 652 (R.I. 2016) (brackets omitted) (quoting Palmigiano v. State, 120 R.I. 402, 405, 406, 387 A.2d 1382, 1384, 1385 (1978)).
- 12 - justice heard oral arguments in the Neves/Ortega/Nunes consolidated applications
for postconviction relief and issued a bench decision, granting respondents’ motion
for summary disposition or summary judgment and denying the state’s cross-motion
for summary judgment. In so doing, the trial justice rejected what he characterized
as the state’s “disaggregation method” to calculate parole eligibility and concluded
that “as of July 6, 2021, each [respondent] was entitled to be paroled to the
community as they each had served 20 years and they were each 22 years or younger
at the time of the commission of their crimes.” The trial justice added that:
“Based upon the unanimous decisions of the [p]arole [b]oard that each [respondent] satisfied the criteria for parole, Neves and Nunes should have been issued a parole permit to the community on or shortly after July 6, 2021 and Ortega should have been issued a parole permit to the community when the [p]arole [b]oard issued its permit on December 10, 2021.
“* * *
“The terms of [Subsection (e)] entitles each [respondent] to immediate release. Therefore, the [c]ourt orders that each [respondent] shall be immediately released from incarceration at the Adult Correctional Institutions to parole, to be at liberty in the community, upon such terms and conditions as previously or hereinafter set by the [p]arole [b]oard.”
Subsequently, an order issued that Neves be “immediately released from
incarceration to be at liberty on parole upon the terms and conditions set by the
[p]arole [b]oard by unanimous vote on August 21, 2021”; that Ortega be
- 13 - “immediately released from incarceration to be at liberty on parole upon the terms
and conditions set by the [p]arole [b]oard by unanimous vote on November 8, 2021”;
and that Nunes be “immediately brought before the [p]arole [b]oard to determine the
terms and conditions for his release from incarceration to be at liberty on parole and
to be thereafter released from incarceration to be at liberty on parole in accordance
with such terms and conditions.” On March 31, 2022, judgment entered on the
Neves/Ortega/Nunes consolidated cases.
On May 17, 2023, the trial justice issued a written decision, granting
Monteiro’s motion for summary disposition and denying the state’s cross-motion for
summary disposition. In so doing, the trial justice concluded that Subsection (e)
applied to respondent and he further rejected the state’s argument that, as interpreted,
Subsection (e) modifies a judicial sentence and therefore represented an
impermissible encroachment by the General Assembly into powers constitutionally
reserved to the judicial branch of government. A subsequent order issued that
Monteiro be “immediately brought before the [p]arole [b]oard to confirm the terms
and conditions for his release from incarceration to be at liberty on parole set in
December 2021 with review after December 2022 and to be thereafter released from
incarceration to be at liberty on parole in accordance with such terms and
conditions.” Judgment entered on May 22, 2023.
- 14 - F
The Supreme Court Proceedings
On April 4, 2022, the state filed three separate petitions for a writ of certiorari,
seeking review of the judgments entered with respect to Neves, Ortega, and Nunes.
Thereafter, on April 7, 2022, the state filed an emergency motion seeking a stay of
the trial justice’s decision and order that each respondent (Neves, Ortega, and Nunes)
be immediately released on parole. A single justice of this Court granted the
emergency stay, pending consideration by the full Court. Upon consideration, this
Court ordered that the Neves and Nunes cases “shall be remanded to the Superior
Court for the sole purpose of the Superior Court setting bail on the consecutive
sentence to which respondent was paroled by the [p]arole [b]oard.” This Court also
denied the emergency motion to stay with respect to Ortega. It is our understanding
that upon his release from the ACI, Ortega was taken into federal custody on an
immigration detainer and ultimately deported. In due course, we granted the state’s
petitions for a writ of certiorari to review the trial justice’s judgments with respect
to Neves, Ortega, and Nunes.7
7 Because Ortega has been deported, is no longer in the United States, his return to the United States is, at best, speculative, and he is no longer under the control of the parole board, we conclude that review of the trial justice’s judgment granting Ortega’s postconviction-relief application is moot. See Boyer v. Bedrosian, 57 A.3d 259, 272 (R.I. 2012) (“A case is moot if there is no continuing stake in the controversy, or if the court’s judgment would fail to have any practical effect on the - 15 - On May 23, 2023, the state filed a petition for a writ of certiorari, seeking
review of the judgment entered with respect to Monteiro. Thereafter, on May 26,
2023, the state filed an emergency motion seeking a stay of the trial justice’s decision
and order that Monteiro be released on parole. A single justice of this Court granted
the emergency stay, pending consideration by the full Court. Upon consideration,
this Court granted the emergency motion to stay the decision and order. Monteiro
remains incarcerated at the ACI. In due course, we granted the state’s petition for a
writ of certiorari and ordered all matters consolidated.
Standard of Review
“The postconviction remedy, set forth in § 10-9.1-1, provides that ‘one who
has been convicted of a crime may seek collateral review of that conviction based
on alleged violations of his or her constitutional rights.’” Brown v. State, 32 A.3d
901, 907 (R.I. 2011) (quoting Lynch v. State, 13 A.3d 603, 605 (R.I. 2011)). The
applicant carries “‘the burden of proving, by a preponderance of the evidence, that
such relief is warranted’ * * *.” Id. (brackets omitted) (quoting State v. Laurence,
18 A.3d 512, 521 (R.I. 2011)). This Court reviews “de novo any post-conviction
relief decision involving questions of fact or mixed questions of law and fact
controversy.”). Consequently, further reference to Ortega within this opinion is unnecessary. - 16 - pertaining to an alleged violation of an applicant’s constitutional rights.” Id. at 908
(quoting Cote v. State, 994 A.2d 59, 63 (R.I. 2010)).
In this respect, “[t]he construction of legislative enactments is a matter
reserved for the courts and, as final arbitrator on questions of construction, it is this
[C]ourt’s responsibility in interpreting a legislative enactment to determine and
effectuate the Legislature’s intent and to attribute to the enactment the meaning most
consistent with its policies or obvious purposes.” State v. Badessa, 869 A.2d 61, 65
(R.I. 2005) (deletion omitted) (quoting Brennan v. Kirby, 529 A.2d 633, 637 (R.I.
1987)). “This Court reviews questions of statutory interpretation de novo.” Rose v.
State, 92 A.3d 903, 906 (R.I. 2014) (brackets omitted) (quoting McCulloch v.
McCulloch, 69 A.3d 810, 819 (R.I. 2013)).
“When the language of a statute is clear and unambiguous, this Court must
interpret the statute literally and must give the words of the statute their plain and
ordinary meanings.” Rose, 92 A.3d at 906 (brackets omitted) (quoting State v.
Hazard, 68 A.3d 479, 485 (R.I. 2013)). As we have stated on innumerable
occasions, “it is generally presumed that the General Assembly intended every word
of a statute to have a useful purpose and to have some force and effect.” State v.
Briggs, 58 A.3d 164, 168 (R.I. 2013) (brackets omitted) (quoting Curtis v. State, 996
A.2d 601, 604 (R.I. 2010)). Thus, we “consider the entire statute as a whole;
individual sections must be considered in the context of the entire statutory scheme,
- 17 - not as if each section were independent of all other sections.” Id. (quoting Mendes
v. Factor, 41 A.3d 994, 1002 (R.I. 2012)). Finally, “under no circumstances will
this Court construe a statute to reach an absurd result.” State v. Morrice, 58 A.3d
156, 160 (R.I. 2013) (quoting Mendes, 41 A.3d at 1002).
Discussion
Parole Eligibility
It is well settled that “there is no constitutional or inherent right to parole
* * *.” Bishop v. State, 667 A.2d 275, 278 (R.I. 1995) (quoting Hewitt v. Helms, 459
U.S. 460, 467 (1983)). Instead, parole accrues to an offender “through legislative
grace and can be withheld or withdrawn by the legislature at will.” State v. Fazzano,
96 R.I. 472, 478, 194 A.2d 680, 684 (1963).
In Rhode Island, parole is governed by chapter 8 of title 13, and within that
chapter the General Assembly “has provided a statutory scheme that creates a parole
board and generally empowers the parole board to grant parole to any prisoner within
its control upon completion of a specified portion of the sentence imposed.”
Skawinski v. State, 538 A.2d 1006, 1007 (R.I. 1988). In determining whether the
parole eligibility calculation under Subsection (e) requires aggregation of sentences,
we focus on three provisions.
- 18 - For offenders serving a single sentence, except a sentence of life
imprisonment or a habitual-criminal sentence pursuant to G.L. 1956 § 12-19-21, the
parole board may “issue to that prisoner a permit to be at liberty upon parole,
whenever that prisoner has served not less than one-third (⅓) of the term for which
he or she was sentenced.” Section 13-8-9(a).8 Because § 13-8-9 applies only to
offenders serving single sentences, aggregation has no application.
For offenders serving more than one sentence, parole eligibility is generally
calculated through § 13-8-10(a). This provision expressly mandates the method of
calculation when multiple sentences are imposed, either concurrently or
consecutively:
“If a prisoner is confined upon more than one sentence, a parole permit may be issued whenever he or she has served a term equal to one-third (⅓) of the aggregate time which he or she shall be liable to serve under his or her several sentences, unless he or she has been sentenced to serve two (2) or more terms concurrently, in which case the permit shall be issued when he or she has served a term equal to one-third (⅓) of the maximum term he or she is required to serve.” (Emphases added.)
This Court has observed that under § 13-8-10, “[a] prisoner serving consecutive
sentences is eligible for parole after serving a term equal to one-third of the total
8 Notwithstanding this provision, “in the case of a conviction for a first- or second-degree murder committed after July 1, 2015, when the prisoner has not been sentenced to life, the prisoner shall not be eligible for a parole permit until he or she has served at least fifty-percent (50%) of his or her sentence.” Section 13-8-9(b). - 19 - amount of the sentences,” that is, the sentences are aggregated. See Lerner v. Gill,
463 A.2d 1352, 1364 (R.I. 1983). We also expressed that “[i]t is clear that §§ 13-8-9
and -10 address themselves to prisoners serving a sentence or sentences the length
of which was known at the time of imposition. * * * [I]t is obvious that the
concurrent and consecutive provisos of § 13-8-10 refer to those sentences whose
terms are definite.” Id. at 1365; see also DeCiantis v. State, 666 A.2d 410, 412 (R.I.
1995) (“The applicant seeks to invoke § 13-8-10, entitled ‘Prisoners subject to more
than one sentence.’ The applicant in fact is subject to more than one sentence. But
because the sentences he must serve are life sentences, his parole eligibility is
governed by § 13-8-13, entitled ‘Life prisoners and prisoners with lengthy
sentences.’”).
Lastly, for offenders serving an indeterminate sentence of life imprisonment,
or offenders serving sentences in which the offender is ineligible for a permit in less
than ten years pursuant to §§ 13-8-9 and 13-8-10, parole eligibility is calculated in
accordance with § 13-8-13, entitled “Life prisoners and prisoners with lengthy
sentences.” That provision provides, in relevant part:
“(a) In the case of a prisoner sentenced to imprisonment for life, a parole permit may be issued at any time after the prisoner has served not less than ten (10) years’ imprisonment; provided that:
“(1) In the case of a prisoner serving a sentence or sentences of a length making him or her ineligible for a permit in less than ten (10) years, pursuant to §§ 13-8-9 - 20 - and 13-8-10, the permit may be issued at any time after the prisoner has served not less than ten (10) years’ imprisonment;
“(3) In the case of a prisoner sentenced to imprisonment for life for a first- or second-degree murder committed after June 30, 1995, the permit may be issued only after the prisoner has served not less than twenty (20) years’ imprisonment;
“(d) * * * [I]n the case of a prisoner sentenced consecutively to more than one life term for crimes occurring after June 30, 1995, the permit may be issued only after the prisoner has served not less than fifteen (15) years consecutively on each life sentence.” Section 13-8-13(a)(1), (a)(3), (d).
In stark contrast to these amendments, which radically extended the time for parole
eligibility, Subsection (e) falls directly below § 13-8-13(d) and amalgamates definite
and indeterminate sentences and reduces the time for parole eligibility.
In DeCiantis, we considered the parole eligibility of an offender sentenced to
serve two concurrent life sentences, as well as “another life sentence to be served
consecutively to the concurrent sentences.” DeCiantis, 666 A.2d at 411. When
DeCiantis was convicted, a prisoner was eligible for parole on a life sentence after
ten years. Id. at 412-13. On postconviction relief, DeCiantis sought to invoke
§ 13-8-10; and we held that because the sentences were indeterminate life sentences,
- 21 - what was then codified as § 13-8-13(b) controlled.9 Id. In so doing, this Court
aggregated the sentences and expressed that then-§ 13-8-13(b) “require[d] that
applicant serve [a single term of ten years on] the concurrent life sentences and an
additional ten years on the consecutive life sentence before becoming eligible for
consideration for parole.” Id. at 412 (emphasis added); see also id. at 413 (observing
that “a prisoner who is serving only one life sentence consecutively to another life
sentence must serve twenty years before even seeking parole”); In re Advisory
Opinion to the Governor, 421 A.2d 535, 536 (R.I. 1980) (“[A]n individual who has
been sentenced to serve two or more consecutive life sentences must serve ten years
on each sentence before seeking parole.”). 10
9 This provision is currently codified as § 13-8-13(d). 10 Since its enactment in 1915, § 13-8-13 has been the subject of numerous amendments. At the time DeCiantis was sentenced, § 13-8-13 consistently provided that “a prisoner sentenced to imprisonment for life” was eligible for parole after serving not less than ten years imprisonment; “a prisoner serving a sentence or sentences of a length making him ineligible for a permit in less than ten (10) years pursuant to 13-8-9 and 13-8-10” was eligible for parole after serving not less than ten years imprisonment; and “a prisoner sentenced consecutively to more than one life term, for crimes occurring after the effective date of this statute,” was eligible for parole after serving “not less than ten (10) years consecutively on each life sentence * * *.” Section 13-8-13, as enacted by P.L. 1981, ch. 36, § 1. Over time, parole eligibility has continued to evolve. Currently, “[i]n the case of a prisoner sentenced to imprisonment for life for a first- or second-degree murder committed after July 10, 1989, the permit may be issued only after the prisoner has served not less than fifteen (15) years’ imprisonment”; “[i]n the case of a prisoner sentenced to imprisonment for life for a first- or second-degree murder committed after June 30, 1995, the permit may be issued only after the prisoner has served not less than twenty (20) years’ imprisonment”; and “[i]n the case of a prisoner sentenced to - 22 - The focus of the parole statute scheme and this Court’s opinion is parole
eligibility, not attainment of a parole permit. This Court has never held that a
prisoner must be granted parole on one sentence to then begin serving the next
consecutive sentence.
Our conclusion that the structure and statutory framework governing parole
mandates aggregating an offender’s multiple definite and indeterminate sentences in
order to calculate parole eligibility, including consecutive sentences, accords with
the practice of the DOC in certain respects. In its amicus brief, the DOC avers that
“[a]ny prisoner who is sentenced to multiple sentences, is eligible for consideration
of parole after serving one-third (1/3) of the aggregate time which he or she shall be
required to serve under his or her sentence.” (Citing § 13-8-10(a).) The DOC also
represents that “[w]hen ascertaining the initial parole eligibility date on multiple life
sentences, the Department aggregates the term of years using the mandatory
minimums provided in § 13-8-13,” except that the DOC has interpreted
Subsection (e) “as prohibiting [aggregating] * * * multiple consecutive life
sentences, specifically where the minimum mandatory term(s) of imprisonment
pursuant to § 13-8-13 were greater than twenty (20) years.” Despite generally
aggregating an offender’s multiple definite and indeterminate sentences, the DOC
imprisonment for life for a first- or second-degree murder committed after July 1, 2015, the permit may be issued only after the prisoner has served not less than twenty-five (25) years’ imprisonment[.]” See § 13-8-13(a)(2)-(a)(4). - 23 - acknowledges that “a distinction [is made] that a life sentence with a consecutive
term of years sentence, is not aggregated when calculating parole eligibility dates.” 11
That is the crux of this case. We see no statutory authority for this ad hoc policy in
general and particularly with respect to Subsection (e). This policy conflates parole
eligibility with the actual attainment of parole. In the context of Subsection (e), we
conclude that this distinction, which has the antithetical result of prolonging parole
eligibility for qualified offenders, is unwarranted. When the parole board grants
parole, the “inmate should be released from confinement,” subject to the parole
board’s conditions. See Dinkins v. Massachusetts Parole Board, 160 N.E.3d 613,
620 (Mass. 2021); see also § 13-8-14(a)(3), (a)(4) (requiring parole board to
consider, inter alia, the “reasonable probability that the prisoner, if released, would
live and remain at liberty without violating the law” and the prisoner’s “role in the
city or town in which he or she is to reside”); Dinkins, 160 N.E.3d at 623
(“‘[R]equiring the board to make a series of decisions granting parole from one
sentence to the next rather than a single decision on the basis of one parole eligibility
date for all sentences’ would ‘make little sense since the decision to grant parole is
to be based on whether the board believes the prisoner can live freely outside of
11 We are advised that, prior to 2018, the DOC practice was to determine parole eligibility by aggregating a life sentence with a consecutive sentence. The DOC unilaterally changed this practice in the absence of statutory authority. See, e.g., Lerner v. Gill, 463 A.2d 1352, 1365 (R.I. 1983). - 24 - prison without violating the law.’”) (brackets omitted) (quoting Henschel v.
Commissioner of Correction, 330 N.E.2d 480, 484 (Mass. 1975)). We turn our
attention to this amendment.
B
Statutory Construction
Subsection (e) states:
“Any person sentenced for any offense committed prior to his or her twenty-second birthday, other than a person serving life without parole, shall be eligible for parole review and a parole permit may be issued after the person has served no fewer than twenty (20) years’ imprisonment unless the person is entitled to earlier parole eligibility pursuant to any other provisions of law. This subsection shall be given prospective and retroactive effect for all offenses occurring on or after January 1, 1991.” (Emphasis added.)
This amendment is not a model of clarity because, although its clear intent is to
reduce the period of incarceration for qualified offenders, it fails to address
consecutive sentences.12
The state submits that because Subsection (e) employs the phrase “any
offense”—in the singular—the amendment applies only to qualified offenders
serving a single sentence, not offenders serving multiple sentences, such as
respondents. (Emphasis added.) Under the state’s interpretation, when a qualified
12 There are additional infirmities in Subsection (e), which are not before us. See infra. - 25 - offender must serve more than twenty years’ incarceration on a single sentence
before becoming eligible for parole, Subsection (e) operates to reduce the eligibility
to twenty years’ incarceration. The state’s argument continues that if a qualified
offender is granted parole on the single sentence, he or she would be paroled to the
next consecutive sentence and required to serve the statutory minimum sentence on
the consecutive sentence before the parole eligibility process would begin anew.
The respondents counter that Subsection (e) applies to “any offense,” and they
focus on the breadth of the word “any.” (Emphasis added.) Based on the usage and
plain meaning of the term “any,” respondents contend that when determining parole
eligibility, Subsection (e) contemplates aggregating multiple sentences, including
consecutive sentences. Since aggregation of each respondent’s sentences would
result in a parole eligibility date exceeding twenty years, respondents posit that the
amendment provides for parole eligibility at no fewer than twenty years’
incarceration, which they have served. Under this interpretation, a qualified offender
could be granted parole on all pending sentences, including consecutive sentences,
and would be paroled to the community. We agree with respondents and set forth
our reasoning.
First, although the narrow issue before this Court concerns the interpretation
of Subsection (e), “we must consider the entire statute as a whole; individual sections
must be considered in the context of the entire statutory scheme, not as if each
- 26 - section were independent of all other sections.” Briggs, 58 A.3d at 168 (quoting
Mendes, 41 A.3d at 1002). In so doing, we have determined that the statutory
scheme pertaining to the calculation of parole eligibility for offenders serving
multiple definite or indeterminate sentences, including consecutive sentences,
requires aggregation. See supra. Recognizing that because the statutory scheme
generally requires that offenders serving multiple definite sentences or multiple
indeterminate sentences must have their terms aggregated for parole eligibility
purposes, it would be inconsistent with the General Assembly’s overall intent and
the structure of the parole statutes to conclude that chapter 8 prohibits aggregating
an offender’s sentences for parole eligibility purposes when those sentences contain
both definite and indeterminate terms.
In construing the overall statutory scheme, we also note that in 2021, also as
part of the FY 2022 state budget, the General Assembly mandated that when a person
“serving a sentence imposed as the result of an offense or offenses committed when
he or she was less than eighteen years of age becomes eligible for parole,” the parole
board must “provide[] a meaningful opportunity to obtain release” and must consider
“the diminished culpability of juveniles as compared to that of adults and any
subsequent growth and increased maturity of the prisoner during incarceration.”
Section 13-8-14.2. The General Assembly’s efforts resulting in the simultaneous
enactment of § 13-8-14.2 and Subsection (e) must be read in tandem and evince an
- 27 - overall intent to afford juvenile offenders a meaningful opportunity for parole to the
community, if deemed appropriate by the parole board.
Second, we are mindful of the breadth of the language utilized by the General
Assembly; most notably, the word “any” appears twice within the first six words.
See § 13-8-13(e). Consistent with its plain language and meaning, this Court has
interpreted “any” in its broadest sense.
In State v. Mann, 119 R.I. 720, 382 A.2d 1319 (1978), the defendant, a
certified osteopath, claimed he was exempt from the Uniform Controlled Substances
Act, which, unless lawfully obtained, prohibited “any person knowingly or
intentionally to possess a controlled substance * * *.” Mann, 119 R.I. at 721-22, 382
A.2d at 1320 (quoting G.L. 1956 § 21-28-4.01(C)). We rejected the defendant’s
argument that as a certified osteopath, he was exempt from the prohibition,
explaining: “The language is clear. It is well settled that, in the absence of
ambiguity, words used in a statute must be given their plain and ordinary meaning
unless a contrary intention appears on the face of the statute.” Id. at 724, 382 A.2d
at 1321. Accordingly, we concluded that “‘any person’ * * * includes physicians.”
Id. (quoting § 21-28-4.01(C)(1)).
In State v. Caprio, 477 A.2d 67 (R.I. 1984), we employed a similar
plain-meaning analysis. The defendant was convicted of committing first-degree
arson, a crime that provided, in relevant part, that “[a]ny person who knowingly
- 28 - causes, procures, aids, counsels or creates by means of fire or explosion, a
substantial risk of serious physical harm to any person * * * shall, upon conviction,
be sentenced to imprisonment for not less than five (5) years * * *.” Caprio, 477
A.2d at 69 (emphasis added) (quoting G.L. 1956 § 11-4-2).
On appeal, Caprio argued that despite the scope and meaning of “any,” the
phrase “substantial risk of serious physical harm to any person” should not be
interpreted to include responding firefighters because doing so would transform any
arson crime into “first degree merely by the arrival of members of the fire
department.” Caprio, 477 A.2d at 70 (emphasis added) (footnote omitted). This
Court rejected the defendant’s argument and adhered to the plain language,
recognizing that “the very breadth of the term ‘any person’ defies the exclusion of
any class of persons. That term is so broad as to require exclusion, not specific
inclusion.” Id. at 71.
The state does not dispute the breadth of the phrase “any offense,” but rather
suggests that it “simply means that an individual convicted of any criminal offense
identified in the General Laws before he or she turned twenty-two is eligible to see
the parole board after serving twenty years.”13 While plausible, the state’s argument
13 We interpret the state’s argument to mean “any offense,” except in which “a person [is] serving life without parole,” as stated in Subsection (e). See § 13-8-13(e).
- 29 - misses the mark that when it enacted Subsection (e), the General Assembly
effectuated its intent through the broadest possible language.
Third, we address the state’s main interpretative argument, that the inclusion
of the word “offense”—in the singular—demonstrates that “the General Assembly
intended [S]ubsection (e) to apply to individuals serving a single sentence and not
to individuals such as [respondents] who are serving consecutive sentences.” While
the state attributes great importance to the singular usage of the term “offense,” we
conclude that this emphasis is misplaced.14
General Laws 1956 § 43-3-4 contemplates the state’s argument and addresses
the General Assembly’s usage of singular and plural words. In such circumstances,
§ 43-3-4 provides the following rule of construction: “Every word importing the
singular number only may be construed to extend to and to include the plural number
also, and every word importing the plural number only may be construed to extend
to and to embrace the singular number also.” In other words, § 43-3-4 directs that a
singular word may be interpreted as plural, and a plural word may be interpreted as
singular.
14 As will be discussed infra, individuals imprisoned on a single offense are few in number and, additionally, anyone convicted of a crime involving a firearm faces additional mandatory consecutive imprisonment. See Weapons, G.L. 1956 chapter 47 of title 11. - 30 - In Pierce v. Providence Retirement Board, 15 A.3d 957 (R.I. 2011), a
Providence firefighter applied for accidental disability retirement, which required
the applicant to demonstrate, inter alia, that the incapacity was “a natural and
proximate result of an accident while in the performance of duty * * *.” Pierce, 15
A.3d at 962 (emphasis and internal quotation marks omitted). After receiving
several medical opinions that concluded Pierce’s injury was not the result of “an
accident,” but instead the result of multiple accidents, the Providence Retirement
Board rejected Pierce’s accidental disability retirement claim. Id.
This Court examined Providence Code § 1-2, the city’s version of § 43-3-4.
See Pierce, 15 A.3d at 966. Similar to the state analogue, the city code provided that
“a word importing the singular number only may extend and be applied to several
persons and things as well as to one person and thing.” Id. (brackets omitted).
Applying this rule of construction, this Court concluded that “an accident must be
read to include multiple accidents.” Id. (internal quotation marks omitted).
Likewise, in O’Connell v. Walmsley, 156 A.3d 422 (R.I. 2017), the plaintiffs
argued that because the Wrongful Death Act “used the singular form, ‘he or she or
it’ rather than ‘they,’ [the General Assembly] must have intended § 10-7-2’s
minimum-damages amount to apply to each individual defendant.” O’Connell, 156
A.3d at 426. As such, the plaintiffs maintained that they were entitled to recover the
$250,000 statutory minimum from each named defendant. Id. We acknowledged
- 31 - that “a strict reading of the above language might arguably suggest a
minimum-damages amount of $250,000 per defendant because the statute uses
singular language when referencing defendants,” but nonetheless concluded that
“such an interpretation [was] unreasonable.” Id. at 428. In so doing, we expressed
that “[b]ecause application of [§ 43-3-4] would not ‘lead to a construction
inconsistent with the manifest intent of the General Assembly, or be repugnant to
some other part of the statute’ * * * we read § 10-7-2 to apply to multiple actors.”
Id. (brackets omitted) (quoting § 43-3-2). Thus, despite the statutory reference in
the singular, we held that the $250,000 minimum damage award applied to all the
defendants, jointly and severally. Id. at 429; see also State v. Ros, 973 A.2d 1148,
1165 (R.I. 2009) (“If we were to adhere to defendants’ logic, and hold that use of
singular pronouns in a criminal statute prevented the application of vicarious
liability, there could hardly be vicarious liability for any crime.”); Brogno v. W & J
Associates, LTD, 698 A.2d 191, 193 (R.I. 1997) (“[E]ven though § 28-29-6.1 uses
the term ‘subcontractor,’ we can, in a manner consistent with § 43-3-4, construe that
term to mean ‘subcontractors.’”).
Consistent with § 43-3-4 and our precedent, we conclude that “any offense”
may be interpreted to include any offenses, provided such an interpretation does not
lead to a construction “inconsistent with the manifest intention of the legislature,” or
is otherwise repugnant to some other portion of the statute. See O’Connell, 156 A.3d
- 32 - at 428 (quoting Van Arsdale, et al., 73 Am. Jur. 2d Statutes § 145 at 381 (2012)).
As noted, supra, interpreting Subsection (e) to require the aggregation of
respondents’ offenses, whether definite or indeterminate sentences, is consistent
with the overall framework of chapter 8, the General Assembly’s ameliorative
efforts in 2021, and the breadth of language employed in Subsection (e).
Fourth, in light of the state’s contention that Subsection (e) applies to a single
offense and reduces parole eligibility for only that single offense to twenty years’
imprisonment, the state was asked during oral argument to identify any crime to
which this argument would apply and that would require an offender to serve more
than twenty years in prison before becoming eligible for parole. The state offered
only one offense, which we set forth in the following: “In the case of a prisoner
sentenced to imprisonment for life for a first- or second-degree murder committed
after July 1, 2015, the permit may be issued only after the prisoner has served not
less than twenty-five (25) years’ imprisonment * * *.” Section 13-8-13(a)(4). In our
opinion, this response conclusively demonstrates the General Assembly’s intention
that Subsection (e) mandates aggregating an offender’s multiple definite and
indeterminate sentences to determine parole eligibility.
It is axiomatic that the General Assembly “is presumed to have intended each
word or provision of a statute to express a significant meaning, and the Court will
give effect to every word, clause, or sentence, whenever possible.” In re B.H., 194
- 33 - A.3d 260, 264 (R.I. 2018) (brackets omitted) (quoting State v. Clark, 974 A.2d 558,
571 (R.I. 2009)). We have also expressed that “this Court will not construe a statute
to reach an absurd result.” Id. (brackets omitted) (quoting Long v. Dell, Inc., 984
A.2d 1074, 1081 (R.I. 2009)). The state’s analysis contravenes these canons.
Under the state’s reasoning, the General Assembly’s entire—and sole—
purpose for enacting Subsection (e) was to reduce the parole eligibility for a qualified
offender who committed a first- or second-degree murder after July 1, 2015.
Seemingly, such a narrow construction conflicts with the state’s prior argument that
Subsection (e) was intended to apply to “any offense” and requires this Court to
conclude that, despite Subsection (e)’s remedial nature, see infra, the General
Assembly intended to benefit only qualified offenders who committed first- or
second-degree murder after July 1, 2015, and intended to bestow no benefit on other
otherwise qualified offenders who committed any offense(s) (including first- or
second-degree murder) on or before July 1, 2015. Such a conclusion is inconsistent
with the plain language of Subsection (e), which provides that “[t]his subsection
shall be given prospective and retroactive effect for all offenses occurring on or after
January 1, 1991.” Section 13-8-13(e) (emphasis added).
The state’s construction also requires this Court to determine that, despite the
legislative efforts undertaken in 2021, resulting in the enactment of Subsection (e),
the General Assembly had no intention to actually benefit any qualified offender
- 34 - until at least the year 2035 for this specific crime committed after July 1, 2015.15
The state’s hypothesis effectively renders Subsection (e) meaningless for another
decade and conflicts with longstanding canons that the General Assembly “is
presumed to have intended each word or provision of a statute to express a
significant meaning,” Clark, 974 A.2d at 571 (quoting State v. Bryant, 670 A.2d 776,
779 (R.I. 1996)), and that “no construction of a statute should be adopted that would
demote any significant phrase or clause to mere surplusage,” id. at 572 (quoting State
v. DeMagistris, 714 A.2d 567, 573 (R.I. 1998)).
Finally, we recognize that this amendment is remedial in nature. See Esposito
v. O’Hair, 886 A.2d 1197, 1203 (R.I. 2005) (“In the parlance of statutory
construction, a remedial statute is ‘one which affords a remedy, or improves or
facilitates remedies already existing for the enforcement [of] rights [or] redress of
wrongs * * *.’”) (quoting Ayers-Schaffner v. Solomon, 461 A.2d 396, 399 (R.I.
1983)). Although the parties disagree on the scope of the remedial relief provided
by Subsection (e), the parties do agree—and we so conclude—that the plain
language and meaning of Subsection (e) affords, improves, or facilitates already
existing rights or redress for qualified offenders, namely, an earlier parole eligibility
date. See State v. Vera, 334 P.3d 754, 759 (Ariz. Ct. App. 2014) (“Section 13-716
15 At that point, nearly fifteen years after its enactment, Subsection (e) would reduce parole eligibility for a qualified offender from twenty-five years, with an eligibility date in 2040, to twenty years, with an eligibility date in 2035. - 35 - affects only the implementation of Vera’s sentence by establishing his eligibility for
parole after he has served the minimum term of twenty-five years. It is a remedial
statute that affects future events * * *.”); People v. Elliott, 216 N.E.3d 1101, 1116
(Ill. App. Ct. 2022) (“[O]ur legislature’s 2019 enactment providing parole eligibility
for offenders under age 21 convicted of serious crimes seems to have been a remedial
response to the constitutional issues recognized in Miller for both juveniles and
young adults.”).
When a statute or amendment, such as Subsection (e), is deemed remedial,
this Court interprets the provision liberally. See Prew v. Employee Retirement
System of City of Providence, 139 A.3d 556, 563 (R.I. 2016). In so doing, “[w]e will
not construe a remedial statute in a manner that would ‘defeat its evident purpose.’”
Id. (quoting McCarthy v. Environmental Transportation Services, Inc., 865 A.2d
1056, 1062 (R.I. 2005)). Interpreting Subsection (e) liberally, and in accord with its
plain language, leads to the conclusion that the General Assembly intended
Subsection (e) to provide broad relief to qualified offenders.
For all these reasons, we conclude that in the context of this case, Subsection
(e) mandates aggregating an offender’s multiple definite and indeterminate
sentences, including consecutive sentences, in order to calculate a single parole
eligibility date in which “a parole permit may be issued after the person has served
no fewer than twenty (20) years’ imprisonment * * *.” Section 13-8-13(e).
- 36 - C
Separation of Powers
It is beyond dispute that “the [G]eneral [A]ssembly cannot under our
constitution rightfully exercise judicial power.” State v. Garnetto, 75 R.I. 86, 90, 63
A.2d 777, 779 (1949). Judicial power “is conferred only upon the courts and is
necessarily prohibited to the [G]eneral [A]ssembly.” Id.; see also Taylor v. Place, 4
R.I. 324, 363 (1856). The question we confront is whether the General Assembly’s
enactment of Subsection (e), which reduces the amount of time a qualified offender
must serve in prison before becoming eligible for parole, modifies a judicial sentence
or otherwise encroaches upon the judicial power. We begin with two legal
principles.
First, this Court has recognized that “it is the prerogative of the General
Assembly to define criminal offenses and set forth the sentences for those crimes
and that when it does so, the Legislature is not intruding upon the judicial function.”
Sosa v. State, 949 A.2d 1014, 1016 (R.I. 2008) (quoting Monteiro, 924 A.2d at 793).
In this respect,
“[a] person imprisoned by a court is turned over to an administrative agency for the execution of the sentence. The imprisonment can, if so authorized by the legislature, be ameliorated by allowing it to be served beyond the confines of the penal institution on parole. * * * This is not a right of a prisoner, but accrues to him through legislative grace and can be withheld or withdrawn by the legislature at will. As part of the act of grace it is within - 37 - the legislative power to attach conditions to the grant of parole and to provide for the administration thereof.” Fazzano, 96 R.I. at 478, 194 A.2d at 684 (emphasis added).
Thus, it is beyond peradventure that the General Assembly may constitutionally
enact “a statutory scheme that creates a parole board and generally empower[] the
parole board to grant parole to any prisoner within its control upon completion of a
specified portion of the sentence imposed.” See Skawinski, 538 A.2d at 1007.
Second, we have observed that “the imposition of a sentence by the court in a
criminal case is clearly an exercise of judicial power.” Garnetto, 75 R.I. at 91, 63
A.2d at 779. In so doing, this Court has recognized that “[t]he [G]eneral [A]ssembly
has no power, since the adoption of the constitution, to annul [a] sentence * * *
because that is an exercise of judicial power * * *.” Taylor, 4 R.I. at 363; see also
Opinion of Supreme Court upon the Act to Reverse the Judgment against Dorr, 3
R.I. 299, 301 (1854) (“The exercise, by the General Assembly, of the power to
reverse the judgments of the Courts, is inconsistent with this distribution of powers,
and with the existence of a distinct judicial department.”); Rose, 92 A.3d at 907
(brackets omitted) (“‘[T]he Legislature has provided by statute several methods of
mitigating a defendant’s sentence: suspension, probation, good-time credits, and
parole,’ among others.”) (quoting State v. O’Rourke, 463 A.2d 1328, 1331 (R.I.
1983)). Against this legal landscape, we examine whether Subsection (e) annuls or
modifies a judicial sentence. We conclude that it does not. - 38 - In Rose, the defendant was sentenced to a mandatory minimum twenty-year
sentence, with eight years to serve and twelve years suspended, with probation. Rose,
92 A.3d at 905. After receiving credit for time served, as well as good behavior and
institutional industries, Rose was released from incarceration less than four years
after the imposition of his sentence and argued that his probationary period ended
twelve years later. Id. at 905-06. Effectively, Rose argued that his full sentence
expired before the twenty-year sentence imposed by the court. Id. at 907.
We rejected Rose’s argument and invoked separation-of-powers’ principles,
explaining:
“While the Legislature in § 42-56-24 clearly gave the DOC the discretion to mitigate that sentence by providing for Rose’s early release from the ACI, it did not endow the DOC with the power to modify the overall length of a judicially imposed sentence * * *. Indeed, we doubt whether the General Assembly could lawfully direct the DOC to make such a reduction. While the executive branch may execute a sentence, the power to reduce the length of a sentence imposed by a justice of the Superior Court is a judicial one. * * * As a judicial power, it may not be exercised by the Legislature, either directly or indirectly.” Rose, 92 A.3d at 910-11.
We thus recognized that were we to agree with Rose’s argument, “the combined
length of time that [he] will spend incarcerated and on probation will fall below
twenty years,” a conclusion for which there was “no authority.” Id. at 909 n.10.
Here, Subsection (e), as interpreted, neither modifies nor alters respondents’
judicial sentences. The respondents acknowledge as much, arguing to this Court - 39 - that “Monteiro will always be sentenced to consecutive life terms, regardless of
whether he is imprisoned or paroled to the community.” We agree and observe that
in Rhode Island, it has long “been assumed * * * that parole acts, using the term
generically, are constitutional and that it is clearly within the legislative power to
ameliorate a judicial sentence.” Fazzano, 96 R.I. at 480, 194 A.2d at 685.
It is true, as the state submits, that Subsection (e), as interpreted, may allow a
qualified offender to be paroled to the community before a consecutive sentence
becomes operative. Rhode Island permitted such a scenario long before Subsection
(e) was enacted. See, e.g., § 13-8-10(a) (“If a prisoner is confined upon more than
one sentence, a parole permit may be issued whenever he or she has served a term
equal to one-third (⅓) of the aggregate time which he or she shall be liable to serve
under his or her several sentences * * *.”). This result, the state contends, alters or
modifies the judicially imposed consecutive sentence and offends the
separation-of-powers doctrine. The state is mistaken.
In this context, we examine Subsection (e) for its constitutionality, not its
wisdom. When viewed through this lens, “[t]he imprisonment can, if so authorized
by the legislature, be ameliorated by allowing it to be served beyond the confines of
the penal institution on parole.” Fazzano, 96 R.I. at 478, 194 A.2d at 684; see also
Graham, 560 U.S. at 70 (“‘[P]arole is an established variation on imprisonment of
convicted criminals,’ it was evident that an analysis of the petitioner’s sentence
- 40 - ‘could hardly ignore the possibility that he will not actually be imprisoned for the
rest of his life.’”) (quoting Rummel v. Estelle, 445 U.S 263, 280-81 (1980));
Anderson v. Corall, 263 U.S. 193, 196 (1923) (“The parole authorized by the statute
does not suspend service or operate to shorten the term. While on parole the convict
is bound to remain in the legal custody and under the control of the warden until the
expiration of the term * * *.”); State v. Desjarlais, 731 A.2d 716, 718 (R.I. 1999)
(“[S]entencing a person to home confinement as opposed to incarceration in a
correctional facility is merely a ‘change in the place where he or she is confined.’”)
(quoting State v. Mariano, 648 A.2d 803, 804 (R.I. 1994)); State v. McCleese, 215
A.3d 1154, 1180 (Conn. 2019) (“The legislature did not change the length of the
defendant’s sentence, but rather provided him with the possibility of parole.”).
Because a prisoner at liberty under Subsection (e) remains in the custody of the
warden outside the confines of the prison, Subsection (e) does not alter the judicially
imposed sentence, nor does the amendment infringe upon the judicial power. As
such, it is the responsibility of the DOC to determine a single parole eligibility date
for all offenders and the responsibility of the parole board to grant a parole permit
to prisoners to be at liberty on parole, not to another sentence. 16
16 In light of this conclusion and with the benefit of this opinion, we expect that the DOC will recalculate parole eligibility for any qualified offender “eligible for parole review” pursuant to § 13-8-13(e) and refer those prisoners to the parole board for review.
- 41 - We recognize that “[i]n a sophisticated sentencing scheme, such as ours, there
are many permutations of possible sentences. We confine ourselves, however, to
our proper role of resolving only the questions presented to us in the instant [matter]
* * *.” Rose, 92 A.3d at 913. Accordingly, our interpretation and constitutional
conclusions are limited to the cases before us. As an example, in State v. Mattatall,
219 A.3d 1288 (R.I. 2019), the defendant was convicted of second-degree murder
and sentenced to sixty years’ imprisonment, with fifty years to serve and ten years
suspended, with probation. See Mattatall, 219 A.3d at 1290. Significantly, the
defendant in that case “also received an additional sentence of twenty years to serve
as a habitual offender, which, importantly and as expected, was ordered to be served
consecutively to the sentence for second-degree murder. The habitual offender
sentence was to be nonparolable for the first eighteen years of the sentence.” Id.
(emphasis added); see also § 12-19-21.
This Court explained in Mattatall that, due to an error in the judgment, after
the defendant served more than thirty-two years in prison for a fifty-year sentence,
he was granted parole but “the minutes from that parole board hearing reflect[ed]
uncertainty concerning whether defendant was eligible for release or whether he was
- 42 - to be paroled to begin serving the nonparolable eighteen-year habitual offender
sentence.” Mattatall, 219 A.3d at 1291. 17
Although we deem it unnecessary to provide an exhaustive list of statutes that
similarly allow or require a trial justice to impose a nonparolable sentence, the
habitual offender statute does not stand alone. See, e.g., G.L. 1956 § 11-47-3.2(a)
(“Any sentence imposed upon a person pursuant to this section shall be imposed
consecutively to and not concurrently with any sentence imposed for the underlying
crime or attempted crime, and the person shall not be afforded the benefits of
deferment of sentence or parole; provided, that unless sentenced to life without the
possibility of parole pursuant to subdivision (3) of this subsection, a person
sentenced to life under this section may be granted parole.”) (emphasis added). 18 In
17 In an exercise of our supervisory authority, this Court ameliorated the error in the judgment by permitting Mattatall to file a motion to reduce that sentence within 120 days of the date of the opinion. See State v. Mattatall, 219 A.3d 1288, 1294 (R.I. 2019). 18 We pause to note that in an effort to curb gun violence, the General Assembly has enacted mandatory consecutive sentence provisions for firearm offenses, which critically allow no discretion to the judicial officer imposing these lengthy sentences. One such provision, § 11-47-3.2 pertains to the use of a firearm during the commission of a crime of violence and mandates, inter alia, that “[a]ny sentence imposed upon a person * * * shall be imposed consecutively to and not concurrently with any sentence imposed for the underlying crime or attempted crime * * *.” We observe that both the current version of this provision, and its precursor upon which Monteiro was convicted and sentenced, provide that unless sentenced to life in prison, a “person shall not be afforded the benefits of deferment of sentence or parole * * *.” See § 11-47-3.2; P.L. 2000, ch. 158, § 2; P.L. 2000, ch. 285, § 2. Because Monteiro was sentenced to life imprisonment pursuant to then-§ 11-47-3.2, - 43 - such circumstances, the DOC must calculate a single parole eligibility date by
aggregating an offender’s sentences; thus, in Mattatall’s situation, parole eligibility
on the second-degree murder conviction (ten years’ imprisonment) would be
aggregated with the mandatory term on the habitual offender conviction (eighteen
years of which was ordered to be nonparolable). But for the scrivener’s error in the
judgment, the result should have been a single parole eligibility date for the potential
release to the community on all offenses after twenty-eight years.
Statutes or judicial sentences imposing nonparolable prison terms or
mandatory minimum incarceration terms present additional issues not specifically
contemplated in this opinion. As one court has noted, while “‘the precise time at
which the offender becomes eligible for parole is not part of the sentence,’ where
the statute defining the offense precludes parole eligibility for a mandatory period
of time, ‘it is implicit in the terms of the sentence’ and, thus, affects the prosecution.”
Fields v. Missouri Board of Probation and Parole, 559 S.W.3d 12, 19 (Mo. Ct. App.
2018) (quoting Warden, Lewisburg Penitentiary v. Marrero, 417 U.S. 653, 658
(1974)). Accordingly, although we are cognizant of this analysis, we take no
position on issues that are not before us and abide by the mandatory eligibility period
set forth by the General Assembly and our judgments.
Monteiro’s eligibility for parole posed no constitutional infringement on the separation-of-powers doctrine.
- 44 - D
The Orders Immediately Paroling Respondents
Finally, although we agree with the trial justice that Subsection (e) requires
aggregating an offender’s multiple definite and indeterminate sentences, including
consecutive sentences, in order to calculate parole eligibility; and that Subsection (e)
does not violate the separation-of-powers doctrine, we nonetheless are of the opinion
that the trial justice exceeded his authority by ordering each respondent immediately
paroled to the community. This Court has staunchly adhered to “the ‘hands-off’
policy which has traditionally been invoked when dealing with [p]arole [b]oard
proceedings and the overall reluctance to interfere with what must necessarily be
highly discretionary decisions.” State v. Ouimette, 117 R.I. 361, 363, 367 A.2d 704,
706 (1976). We continue to adhere to that policy.
In his bench decision, the trial justice explained that “[b]ased upon the
unanimous decisions of the [p]arole [b]oard that [Neves and Nunes] satisfied the
criteria for parole, [each] should have been issued a parole permit to the community
on or shortly after July 6, 2021 * * *.” The trial justice added that Subsection (e)
“entitles each [respondent] to immediate release. Therefore, the [c]ourt orders that
each [respondent] shall be immediately released from incarceration at the Adult
Correctional Institutions to parole, to be at liberty in the community, upon such terms
- 45 - and conditions as previously or hereinafter set by the [p]arole [b]oard.” This was
clear error.
The trial justice ordered that Neves “is hereby ordered immediately released
from incarceration to be at liberty on parole upon the terms and conditions set by the
[p]arole [b]oard by unanimous vote on August 21, 2021.” The parole board ordered
no such relief. Instead, the record indicates that on or about August 21, 2019, the
parole board
“vote[d] to parole [Neves] August 2021 to his next consecutive sentence. * * * We will consider him when he is next eligible on his ten year consecutive sentence and we will also schedule a review date in August 2021 to review and assign any special conditions of parole for his Life sentence.” (Emphasis added.)
As the trial justice noted, on or about August 23, 2021, the parole board conducted
a review, but it never voted to parole Neves to the community and instead issued a
parole permit that Neves was paroled to his consecutive sentence.
The trial justice also decreed that Nunes “is hereby ordered to be immediately
brought before the [p]arole [b]oard to determine the terms and conditions for his
release from incarceration to be at liberty on parole and to be thereafter released
from incarceration to be at liberty on parole in accordance with such terms and
conditions.” Nunes last appeared before the parole board on or about June 17, 2019,
approximately two years before the enactment of Subsection (e). At that time, the
parole board voted to parole Nunes “from this Life Sentence to his next Consecutive - 46 - Sentence of ten years.” (Emphasis added.) A parole permit issued in September
2019, directing that Nunes be paroled to his consecutive sentence, not the
community. The parole board further indicated that Nunes “will be reviewed in
November 2022 to determine conditions of parole on the Life Sentence,” but the
record does not reflect that a subsequent review ever materialized.
Finally, the trial justice ordered that Monteiro be “immediately brought before
the [p]arole [b]oard to confirm the terms and conditions for his release from
incarceration to be at liberty on parole set in December 2021 with review after
December 2022 and to be thereafter released from incarceration to be at liberty on
parole in accordance with such terms and conditions.” When Monteiro last appeared
before the parole board on or about October 19, 2022, the parole board
acknowledged “an existing legal debate in court on the application of this
consecutive term – whether it is aggregated and consumed by the first life sentence
eligibility or whether he has yet to and must serve this next term.” The parole board
voted
“to parole Mr. Monteiro from his first life sentence. If it is determined that he must serve another consecutive life term, then the effective parole release date shall be the date of this decision (December 15, 2021). If it is determined that he is eligible for immediate release to the community, then the effective parole release date shall be no sooner than December 2022.” (Emphasis added.)
- 47 - The parole board further detailed its reasoning for the staggered release date, if
Monteiro was paroled to the community: “[T]he Board believes there should be
some time for Mr. Monteiro to transition to a lower security and preparation for
eventual release.”
In applying Subsection (e), the trial justice improperly equated each
respondent’s grant of parole to a consecutive sentence with a vote by the parole
board, after due consideration, that each respondent be at liberty on parole. To the
contrary, this Court has previously recognized:
“Pursuant to G.L. 1956 § 13-8-21, all permits and orders of the parole board issued under chapter 8 of title 13 must be signed by the chairperson and one other member of the parole board and must be affixed with the seal of the board. Only at the point when the permit has been signed, sealed, and issued is the permit for parole given full recognition.” Yang v. State, 703 A.2d 754, 756 (R.I. 1997) (affirming parole board decision to rescind parole when permit had not been signed or issued) (emphasis added).
Because Neves and Nunes19 each possessed a “signed, sealed, and issued” permit
granting parole to each of their respective consecutive sentences, and not the
community, the trial justice was without authority to order the parole board to order
19 The record does not contain a parole permit for Monteiro but we presume that if one was issued, the terms are consistent with the parole board’s minutes.
- 48 - these respondents to be immediately released when the parole board itself had not
issued a permit to be at liberty on parole.20
In this sense, we offer a critical reminder that Subsection (e), as interpreted,
provides a qualified offender only the opportunity to appear before the parole board;
it does not provide a qualified offender the right to be paroled. Accordingly, the trial
justice erred when he ordered the parole board to immediately parole respondents to
the community.
Conclusion
For the reasons discussed herein, the judgments are affirmed in part and
vacated in part. On remand, the Superior Court is directed to dismiss the
postconviction-relief application filed by Ortega as moot. With respect to Neves,
Nunes, and Monteiro, the Superior Court is directed to remand these cases to the
parole board, which shall, if necessary, consider Neves, Nunes, and Monteiro for a
permit to be at liberty on parole and set any conditions it deems fit. The papers in
this case are remanded to the Superior Court for further proceedings consistent with
this opinion.
20 See § 13-8-9(a) (“The parole board * * * may, by an affirmative vote of a majority of the members of the board, issue to that prisoner a permit to be at liberty upon parole, whenever that prisoner has served not less than one-third (⅓) of the term for which he or she was sentenced.”) (emphasis added). - 49 - Justice Robinson, dissenting. I respectfully dissent. Try as I might, I am
simply unable to agree with the majority’s reading of G.L. 1956 § 13-8-13(e)
(Subsection (e)).
I hasten to acknowledge in all sincerity that the majority opinion is as
scholarly as it is exhaustive, and it has caused me to think long and hard before
penning this brief dissent. I also wish to state that I have found this to be an
extraordinarily close case, and I readily admit that I could be wrong. Upon first
reading the statute at issue, it certainly was not immediately apparent to me, as a
matter of statutory interpretation, that the inherently ambiguous term “any offense”
in the phrase “[a]ny person sentenced for any offense committed prior to his or her
twenty-second birthday”1 applies to the named respondents in this case. In addition,
and very importantly, I do not perceive any indication in the text of the statute that
the General Assembly deliberately opted to base such a radical new change in some
aspects of the law regarding parole on so minimal a linguistic basis. Although the
majority’s efforts to broadly construe the term “any offense” in Subsection (e) are
thought-provoking, they have failed to convince me. While admitting that it is a
close call, I have concluded that “any offense” means one single offense.
1 I am aware that the referenced sentence in Subsection (e) goes on to exempt from its reach “a person serving life without parole.” However, that additional language is not at issue in this case. - 50 - While the majority opinion does not expressly state that the term in question
(“any offense”) is ambiguous, it is clear to me that that is how the majority views
that term before embarking on its extensive and impressive foray into statutory
interpretation. Indeed, I believe that we are confronted with a classic instance of
ambiguity. See, e.g., Drs. Pass and Bertherman, Inc. v. Neighborhood Health Plan
of Rhode Island, 31 A.3d 1263, 1269 (R.I. 2011) (“Ambiguity exists * * * when a
word or phrase in a statute is susceptible of more than one reasonable meaning.”);
see also Middle Creek Farm, LLC v. Portsmouth Water & Fire District, 252 A.3d
745, 751 (R.I. 2021) (noting that a “statute is ambiguous if one of its words or
phrases is susceptible to more than one meaning”). 2
2 The opinion of Justice Breyer in the case of Small v. United States, 544 U.S. 385 (2005), strikingly illustrates the inherent ambiguity in many situations where “any” is used to modify a noun. In that case, Mr. Small had been convicted under a federal criminal statute that makes it “unlawful for any person * * * who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year * * * to * * * possess * * * any firearm.” Small, 544 U.S. at 387 (emphasis in original) (quoting 18 U.S.C. § 922(g)(1)). It was uncontested that Mr. Small had previously been convicted in a Japanese court of attempting to “smuggle several pistols, a rifle, and ammunition into Japan.” Id. He was sentenced to five years’ imprisonment. Id. In spite of the arguably definitive nature of the term “convicted in any court,” the Supreme Court held that “the phrase ‘convicted in any court’ refers only to domestic courts, not to foreign courts.” Id. at 394. The Small case is relevant to the case at bar in its own right and for its discussion of the ambiguity of the word “any” and for its citation to a number of Supreme Court opinions discussing that word. Id. at 388-89. Notable among those cited cases is Nixon v. Missouri Municipal League, 541 U.S. 125 (2004), wherein the Court comments that “any” means “different things depending upon the setting.” Id.; Nixon, 541 U.S. at 132; see generally United States v. Palmer, 16 U.S. 610 (1818) (Marshall, C.J.).
- 51 - In my judgment, when the General Assembly opted to exercise legislative
grace3 by decreeing that certain youthful offenders might be eligible for parole
consideration earlier than would otherwise be the case, that grace applied only to a
youthful offender who had been sentenced for a single offense. I am unable to agree
that the words “any offense” should be read to apply to a person who was sentenced
for having committed more than one offense. If the General Assembly had
deliberately opted to exercise legislative grace towards youthful offenders serving
sentences for having committed multiple offenses, it would have been a
straightforward and easy task to draft statutory language that would make reference
to a youthful offender sentenced to “any offense or offenses,” but the undeniable fact
is that the statute before us speaks only in the singular: “any offense.”4 I certainly
3 See State v. Fazzano, 96 R.I. 472, 478, 194 A.2d 680, 684 (1963) (stating that the possibility of parole is extended to certain offenders “through legislative grace and can be withheld or withdrawn by the legislature at will”). 4 It appears to be undisputed that the word “any” has two different permissible uses in standard English—always dependent on context. See generally Alliance to End Repression v. City of Chicago, 742 F.2d 1007, 1013 (7th Cir. 1984) (en banc) (Posner, J.) (“[C]ontext, in the broadest sense, is the key to understanding language.”). Subsection (e) is illustrative of that point. I think that there would be universal agreement that the words “Any person” at the beginning of the sentence in question do not signify that only one person would be entitled to invoke the provisions of Subsection (e). On the other hand, I am confident that even those who disagree with this dissent would not contend that my reading of “any offense” as applying only to an offender sentenced for just one single offense is completely implausible.
- 52 - do not question the right of the General Assembly to have enacted a statute referring
to “any offense or offenses,” but that is not how the statute before us reads.
It is not customary for the General Assembly to be less than completely clear
when enacting such an important piece of legislation as Subsection (e) quite
obviously is—especially if one reads it as the majority does. As just one example
of how the General Assembly ordinarily takes pains to be very clear when enacting
major changes to existing legal criteria, I would point to what this Court said with
respect to the legislative repeal of the “illusory transfer test” in the realm of trust and
estates. In that instance, this Court went out of its way to note that, in mandating
that repeal, the General Assembly had employed “clear, precise, and broad
language * * *.” Barrett v. Barrett, 894 A.2d 891, 898 (R.I. 2006). With all due
respect, I doubt that any objective commentator would use those adjectives to
describe the language at issue in the instant case.
When one considers the gravity of the several offenses for which the
respondents were sentenced, I am unable to conclude that, simply by employing the
inherently ambiguous term “any offense,” the General Assembly intended to declare
them all to be eligible for parole consideration. I concede that legislating to that
effect would be within the General Assembly’s competence, but I am simply unable
to conclude that the General Assembly did so in this instance in such an abbreviated
and unclear manner. I do not exclude the possibility that that is what the General
- 53 - Assembly actually intended; however, I would need much more explicit language
before I could reach that conclusion—even employing the liberal reading that is to
be used in the interpretation of remedial legislation. See Grasso v. Raimondo, 177
A.3d 482, 491 (R.I. 2018) (referring to “the oft-repeated metaphorical maxim * * *
to the effect that a legislature, in enacting statutes, is not wont to ‘hide elephants in
mouseholes’”) (quoting Whitman v. American Trucking Associations, Inc., 531 U.S.
457, 468 (2001)); see also Food and Drug Administration v. Brown & Williamson
Tobacco Corporation, 529 U.S. 120, 160 (2000) (“[W]e are confident that Congress
could not have intended to delegate a decision of such economic and political
significance to an agency in so cryptic a fashion.”).
I see nothing absurd in my reading of the statute. It would not be at all illogical
for the General Assembly to exercise grace vis-à-vis individuals who had been found
guilty and sentenced for one single instance of bad judgment while being far less
lenient vis-à-vis individuals who were sentenced for numerous offenses—as is the
situation of the instant respondents.5 And it should be remembered that Subsection
5 I certainly do not contend that the majority’s interpretation of the ambiguous term “any offense” is arbitrary or irrational. Instead, it is my position that that interpretation too readily assumes that the General Assembly would base so sweeping a policy change on an inherently ambiguous term that consists of just two words.
- 54 - (e) applies not only to the present respondents but also to other youthful offenders
in the future.
For the foregoing reasons, I conclude that the phrase in Subsection (e) “[a]ny
person sentenced for any offense committed prior to his or her twenty-second
birthday” does not apply to a person in that age group who has been sentenced for
having committed more than one offense.6 In my judgment, the term “any offense”
in the context of Subsection (e) means any one offense. 7
I conclude this dissent as I began it—by stating that I have genuine respect for
the majority’s careful analysis and its articulate explanation of how it understands
Subsection (e). Nevertheless, after considerable soul-searching, I remain
unpersuaded. I am simply unable to conclude that the inherently ambiguous term
“any offense” can properly be read in the broad manner in which the majority has
opted to read it. I repeat that I readily acknowledge that the General Assembly has
the power to legislate in the manner in which the majority has construed Subsection
6 The General Assembly is, of course, free to amend Subsection (e) if the thoughts set forth in the majority opinion or in this dissent persuade it to do so. See Air Distribution Corp. v. Airpro Mechanical Company, Inc., 973 A.2d 537, 542 (R.I. 2009); Brown & Sharpe Manufacturing Company v. Dean, 89 R.I. 108, 117, 151 A.2d 354, 359 (1959). 7 Since I disagree with the majority as to the meaning of Subsection (e), I need not and do not express any view as to the other issues addressed in the majority opinion.
- 55 - (e); it is just that I do not believe that the General Assembly has exercised that power
in this instance. I could be wrong, but this is my view.
- 56 - STATE OF RHODE ISLAND SUPREME COURT – CLERK’S OFFICE Licht Judicial Complex 250 Benefit Street Providence, RI 02903
OPINION COVER SHEET
Joao Neves v. State of Rhode Island. Keith Nunes v. State of Rhode Island. Title of Case Pablo Ortega v. State of Rhode Island. Mario Monteiro v. State of Rhode Island. No. 2022-92-M.P. (PM 22-259) No. 2022-93-M.P. (PM 22-901) Case Number No. 2022-94-M.P. (PM 22-260) No. 2023-167-M.P. (PM 23-921)
Date Opinion Filed July 2, 2024
Suttell, C.J., Goldberg, Robinson, Lynch Prata, and Justices Long, JJ.
Written By Associate Justice Maureen McKenna Goldberg
Source of Appeal Providence County Superior Court
Judicial Officer from Lower Court Associate Justice Stephen P. Nugent
For Petitioner:
Christopher R. Bush Attorney(s) on Appeal Department of Attorney General For Respondents:
Lynette J. Labinger, Esq.
SU-CMS-02A (revised November 2022)
Related
Cite This Page — Counsel Stack
Joao Neves v. State of Rhode Island Keith Nunes v. State of Rhode Island Pablo Ortega v. State of Rhode Island Mario Monteiro v. State of Rhode Island, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joao-neves-v-state-of-rhode-island-keith-nunes-v-state-of-rhode-island-ri-2024.