Judgment rendered April 5, 2023. Application for rehearing may be filed within the delay allowed by Art. 2166, La. C.C.P.
No. 54,958-CA
COURT OF APPEAL SECOND CIRCUIT STATE OF LOUISIANA
*****
JILL WENDLING, Plaintiff-Appellant INDIVIDUALLY and on behalf of her deceased Husband, HAROLD AVERY WENDLING
versus
RIVERVIEW CARE CENTER, Defendants-Appellees LLC dba RIVERVIEW CARE CENTER, DAVID BAILEY AND SUSAN NUGENT
Appealed from the First Judicial District Court for the Parish of Caddo, Louisiana Trial Court No. 633,833
Honorable Craig Owen Marcotte, Judge
JOHN CHARLES MILKOVICH Counsel for Appellant
LUNN IRION LAW FIRM, LLC Counsel for Appellees By: Penny Nowell
Before COX, ROBINSON, and ELLENDER, JJ. ROBINSON, J.
The widow of a nursing home resident filed suit against the nursing
home and its supervisors after the resident died from sepsis allegedly caused
by decubitus wounds formed when the incontinent resident was often
allowed to remain in his own waste due to negligent diapering. The lawsuit
alleged medical malpractice claims as well as dignity-type claims related to
the negligent diapering. The widow had earlier requested the formation of a
Medical Review Panel (“MRP”).
The nursing home filed the exception of prematurity arguing that all
of the claims sounded in medical malpractice or were inextricably
interwoven with the medical malpractice claims. The trial court granted the
exception. Concluding that the dignity-type claims fall outside the reach of
the Louisiana Medical Malpractice Act (“LMMA”), we reverse the
judgment in part.
FACTS
Harold Wendling (“Harold”) was a resident at Riverview Care Center
(“Riverview”) in Bossier City from January 17, 2020, until November 23,
2020. He died the day after his discharge from Riverview from sepsis that
was allegedly caused by decubitus wounds.
Harold’s widow, Jill Wendling (“Wendling”), filed a request for the
formation of a MRP with the Division of Administration on October 21,
2021. Named as defendants were Riverview, David Bailey (Riverview’s
Director and/or Administrator), and Susan Nugent (Assistant Director of
Nursing and a wound care nurse at Riverview). On November 19, 2021, Wendling, individually and on behalf of her
late husband, filed suit against Riverview, Bailey, Nugent, and Rose
Chepkoech (Director of Nursing at Riverview). Wendling alleged that the
acts and omissions by Riverview’s employees constituted a breach of the
standard of appropriate care, tortious conduct, negligent acts, negligent
omissions, and intentional and negligent infliction of mental distress. She
maintained that despite Harold’s requests to be changed, he remained in his
own waste for extended periods of time. More specifically, she alleged that
Riverview was delinquent, inadequate, and incompetent in failing to timely
clean Harold after bladder and bowel incontinence, change his diapers, and
monitor and treat his skin condition and wounds, and that these failures on a
continuous and persistent basis led to severe decubitus wounds and his
death. She also alleged that diapers were effectively rationed at Riverview
because they were kept under lock and key.
Regarding the treatment of Harold’s wounds, Wendling alleged that
Riverview was notified in November of 2020 that Harold had severe and
open decubitus wounds on his buttocks, yet Riverview did not obtain prompt
medical attention for him.
Wendling maintained that the negligent acts and omissions of the
defendants caused Harold to experience pain and suffering, emotional
anguish, mental distress, humiliation, embarrassment, indignity, a
breakdown in his skin condition, decubitus wounds, degradation of his
overall health, infection, sepsis, and death. She alleged that all the
defendants failed to exercise the standard of care required of every health
2 care provider under similar circumstances when rendering professional
services to Harold. She also asserted a loss of consortium claim.
Wendling contended that Bailey and Chepkoech exercised authority,
control, and power over staffing, provision of care, and employee conduct at
Riverview. She also contended that Nugent exercised some authority,
control, and power over those functions.
Riverview, Bailey, and Nugent filed the exceptions of prematurity, lis
pendens, and improper venue.1 Regarding the exception of prematurity, they
argued that Riverview was a qualified health care provider and entitled to
have the allegations made against them reviewed by the MRP, which was
not set to expire until October 14, 2022. They further argued that as
Riverview employees, Bailey and Nugent were entitled to the same
protections.
Wendling argued in opposition to the exception of prematurity that it
should be denied as to the claims of rationing diapers, locking diaper storage
units, failing to timely clean and diaper Harold, forcing him to lie in his own
waste for extended periods of time, and chronically understaffing the
facility, as those claims may also sound in tort.
Davalisia Solomon testified on behalf of Wendling at the hearing on
the exceptions. Solomon had been a certified nursing assistant at Riverview
when Harold was there until she was later terminated. She testified that
Riverview had a diaper rationing system in effect, and the room where the
diapers were stored was locked. She believed diapers were rationed to save
1 Regarding the exception of lis pendens, the exceptors contended that an identical suit had been filed in Bossier Parish on November 19, 2021, against Riverview, Bailey, Chepkoech, and Nugent.
3 money, and as a result of the rationing system, they were continuously short
of diapers. She and the other staff members would have to get permission
from supervisors including Nugent and Chepkoech to gain access to the
room where the diapers were stored, and they would have to return the key
immediately after obtaining the diapers.
Solomon testified that the door remained locked but the key was not
left when Chepkoech and Nugent would leave the nursing home. If diapers
became scarce when Chepkoech and Nugent were not there, the employees
would try to reach them by phone, but were not always successful. Solomon
testified that sometimes she and other staff members would have to use bed
sheets or blankets as diapers, and that her supervisors were aware of this.
The trial court rendered judgment sustaining the exception of
prematurity. Wendling’s lawsuit was dismissed without prejudice. The
exceptions of lis pendens and improper venue were denied. Wendling has
appealed.
DISCUSSION
Wendling notes that she is appealing the judgment to the extent it
dismissed as premature the claims for Riverview’s neglect of the diapering,
changing, and hygiene of Harold, who she maintains was immobile and
incontinent.
Wendling frames the issue before this Court as being whether claims
for negligent diapering are strictly confined to the provisions of the LMMA
or may be brought in an action for breach of contract and/or a claim for
damages under La. C.C. art. 2315. She maintains that failing to change a
nursing home resident’s diaper for long periods of time is an act which falls
4 outside the provisions of the LMMA and does not require submission to a
MRP. She asserted in her petition that Riverview consistently and
continuously failed to timely change Harold’s diaper and bed linens, failed
to timely clean him after episodes of incontinence, forced him to lie in his
own waste for hours, rationed diapers, and kept diapers under lock and key.
Riverview counters that the allegations in Wendling’s petition fall
squarely within the scope of claims governed by the provisions of the
LMMA.
La. R.S. 40:1231.8(B)(1)(a)(i) states that “[n]o action against a health
care provider covered by this Part, or his insurer, may be commenced in any
court before the claimant’s proposed complaint has been presented to a
medical review panel[.]”
Under the LMMA, a medical malpractice claim against a qualified
health care provider is subject to dismissal on a timely exception of
prematurity if such claim has not first been reviewed by a pre-suit medical
review panel. Dupuy v. NMC Operating Co., L.L.C., 15-1754 (La. 3/15/16),
187 So. 3d 436. In such situations, a defendant’s exception of prematurity
neither challenges nor attempts to defeat any of the elements of the
plaintiff’s cause of action; instead, the defendant contends that the plaintiff
has failed to take some preliminary step necessary to make the controversy
ripe for judicial involvement. Id.
The burden of proving prematurity is on the moving party, which in a
medical malpractice case, must show that it is entitled to a MRP because the
allegations fall within the scope of the LMMA. Kelleher v. University
5 Medical Center Management Corp., 21-00011 (La. 10/10/21), 332 So. 3d
654.
Where no evidence is presented at the trial of a dilatory exception,
such as prematurity, the court must render its decision on the exception
based upon the facts as alleged in the petition, and all allegations therein
must be accepted as true. LaCoste v. Pendleton Methodist Hosp., L.L.C., 07-
0008 (La. 9/5/07), 966 So. 2d 519. On the trial of the dilatory exception,
evidence may be introduced to support or controvert any of the objections
pleaded, when the grounds thereof do not appear from the petition. La.
C.C.P. art. 930.
Because the question of whether a claim sounds in medical
malpractice is a question of law, appellate review of the trial court’s grant of
the dilatory exception of prematurity is de novo. Jackson v. Willis-Knighton
Health System, 54,405 (La. App. 2 Cir. 4/13/22), 337 So. 3d 625.
Malpractice is defined in La. R.S. 40:1231.1(A)(13), in relevant part,
as:
[A]ny unintentional tort or any breach of contract based on health care or professional services rendered, or which should have been rendered, by a health care provider, to a patient, including failure to render services timely and the handling of a patient, including loading and unloading of a patient, and also includes all legal responsibility of a health care provider arising from acts or omissions . . . in the training or supervision of health care providers . . . .
Health care is defined as “any act or treatment performed or furnished,
or which should have been performed or furnished, by any health care
provider for, to, or on behalf of a patient during the patient’s medical care,
treatment, or confinement[.]” La. R.S. 40:1231.1(A)(9). The LMMA also
provides a definition of a tort as being “any breach of duty or any negligent
6 act or omission proximately causing injury or damage to another.” La. R.S.
40:1231.1(A)(22).
As explained by the Louisiana Supreme Court in Sewell v. Doctors
Hosp., 600 So. 2d 577, 578 (La. 1992):
The Medical Malpractice Act’s limitations on the liability of a health care provider are special legislation in derogation of the rights of tort victims. As such, the coverage of the Act should be strictly construed. These limitations apply only in cases of liability for malpractice as defined in the Act. Any other liability of the health care provider to the patient is not subject to these limitations.
In Porter v. Southern Oaks Nursing & Rehabilitation Center, LLC,
49,807, p. 7 (La. App. 2 Cir. 5/20/15), 165 So. 3d 1197, 1201, writ denied,
15-1228 (La. 9/25/15), 182 So. 3d 935, this Court noted that “[t]he courts
have steadfastly held that MMA and its limitations on tort liability for
qualified healthcare providers apply only to claims arising from medical
malpractice, and that all other tort liability on the part of a qualified
healthcare provider is governed by general tort law.”
Not all negligent acts by a nursing home will constitute medical
malpractice under the LMMA. Richard v. Louisiana Extended Care
Centers, Inc., 02-0978 (La. 1/14/03), 835 So. 2d 460. To constitute a
medical malpractice claim, the alleged negligent act must be related to the
nursing home resident’s medical treatment at the nursing home under the
requirements of Louisiana law. Id.
Nursing home residents present a special case, as the resident is not
always receiving medical care or treatment, but is always confined to the
facility. Campbell v. Nexion Health at Claiborne, Inc., 49,150 (La. App. 2
Cir. 10/1/14), 149 So. 3d 436.
7 In Coleman v. Deno, 01-1517 (La. 1/25/02), 813 So. 2d 303, the
Louisiana Supreme Court announced six factors to consider in determining
whether certain conduct by a qualified health care provider constitutes
“malpractice” as defined under the LMMA: (1) whether the particular wrong
is “treatment related” or caused by a dereliction of professional skill; (2)
whether the wrong requires expert medical evidence to determine whether
the appropriate standard of care was breached; (3) whether the pertinent act
or omission involved assessment of the patient’s condition; (4) whether an
incident occurred in the context of a physician-patient relationship, or was
within the scope of activities which a hospital is licensed to perform; (5)
whether the injury would have occurred if the patient had not sought
treatment; and (6) whether the tort alleged was intentional.
La. R.S. 40:2010.8 sets forth what is known as the Nursing Home
Residents’ Bill of Rights (“NHRBR”). Among those rights is the right to be
treated “courteously, fairly, and with the fullest measure of dignity[.]” La.
R.S. 40:2010.8(A)(9). Prior to its amendment in 2003, La. R.S. 40:2010.9,
the civil enforcement provision of the NHRBR, stated, in relevant part and
with emphasis added:
A. Any resident whose rights, as specified in R.S. 40:2010.8, are deprived or infringed upon shall have a cause of action against any nursing home or health care facility responsible for the violation. The action may be brought by the resident or his curator, including a curator ad hoc. The action may be brought in any court of competent jurisdiction to enforce such rights and to recover actual damages for any deprivation or infringement on the rights of a resident. Any plaintiff who prevails in such action shall be entitled to recover reasonable attorney’s fees, costs of the action, and damages, unless the court finds that the losing plaintiff has acted in bad faith with malicious purpose, and that there was an absence of a justiciable issue of either law or fact, in which case the court shall award the prevailing party his reasonable attorney fees.
8 B. The remedies provided in this action are in addition to and cumulative with other legal and administrative remedies available to a resident and to the Department of Health and Hospitals or other governmental agencies.
Following the amendment, a resident whose rights may have been deprived
or infringed upon can seek injunctive relief, but any recovery is limited to
attorney fees and costs. Actual damages can no longer be recovered under
the NHRBR.
In arguing that she was not required to submit negligent diapering
claims to a MRP, Wendling relies heavily on this Court’s opinion in Henry
v. West Monroe Guest House, Inc., 39,442 (La. App. 2 Cir. 3/2/05), 895 So.
2d 680. She maintains that Henry specifically found that changing a diaper
is not medical treatment, and that it recognized the distinction between the
failure to change diapers causing decubitus ulcers and the failure to change
diapers lessening a patient’s dignity.
A lawsuit was filed in Henry seeking damages for violations of the
rights of a nursing home resident who had died prior to the amendment to
the NHRBR. The petition alleged that the resident was left to lie in her own
urine and feces until it dried to her body, which led to physical and
emotional injuries including dehydration, malnutrition, contractures, bed
sores, and death. It was further alleged that the lack of care caused the
resident to lose her personal dignity. The plaintiffs had initiated a separate
proceeding for the formation of a MRP.
The nursing home in Henry filed the exception of prematurity on the
grounds that the cause of action was one of medical malpractice. The
plaintiffs contended that some of their claims arose from violations of the
9 resident’s rights under the NHRBR and did not sound in medical
malpractice. Those claims were that her rights were violated when she was
allowed to lie in her own waste for extended periods of time. The plaintiffs
conceded that their other claims were for medical malpractice.
Before considering the Coleman factors, this Court in Henry noted the
appeal only addressed the dignity claims. This Court then analyzed the
factors:
First, we find that changing a diaper is not medical treatment. Many non-medical persons have done it without difficulty or specialized medical training. Second, no medical expert is needed to determine whether a diaper is in need of a changing. Again, we are not discussing causation of decubitus ulcers, but instead, the personal dignity of a nursing home resident. Third, a medical assessment of the resident’s condition was not necessary as Ms. Henry’s care plan called for a diaper change every two hours, or as needed. This court has previously held that complaints are not treatment related when the failure of the nursing home arises from a failure to abide by the patient care plan. See Terry v. Red River Center Corporation, 37,991 (La. App. 2d Cir. 12/10/03), 862 So. 2d 1061, writ denied, 04-0094 (La. 03/19/04), 869 So. 2d 856. Similarly, the Fifth Circuit has found that failure to abide by a care plan is not a medical assessment. See Jordan v. Stonebridge, L.L.C., 03-588 (La. App. 5th Cir. 11/25/03), 862 So. 2d 181, writ denied, 03-3520 (La. 03/19/04), 869 So. 2d 851. Fourth, changing a diaper is something routinely performed by nurses aides, and not under the direction of a physician. Fifth, Ms. Henry would have suffered a loss of dignity for having dirty diapers, regardless of her residence in the nursing home. Sixth, this factor is not applicable in this case. Under this analysis, we find that plaintiffs’ complaints fall under the NHRBR, and not the MMA.
Id. at 4-5, 895 So. 2d at 683.
This Court in Henry also rejected the notion that the LMMA is the
exclusive remedy when any portion of the cause of action falls under the
LMMA. It found that the plaintiffs could maintain a LMMA claim and a
NHRBR claim “separately and simultaneously.” Id. at 6, 895 So. 2d at 684.
10 The causation of the decubitus ulcers was part of the malpractice claim and
was separate from the loss of dignity action which arose from the resident
having to lie in her own waste for extended periods of time. Accordingly,
the judgment granting the exception of prematurity was reversed in part, and
the plaintiffs in Henry were allowed to proceed with their NHRBR claim.
This Court added that any claims regarding causation of physical trauma,
dehydration, malnutrition, contractures, decubitus ulcers, and death were to
be placed before the MRP.
In Furlow v. Woodlawn Manor, Inc., 39,485 (La. App. 2 Cir. 4/20/05),
900 So. 2d 336, writ denied, 05-1320 (La. 12/9/05), 916 So. 2d 1064, the
plaintiff’s late mother, who had been a double amputee confined to a
wheelchair, was a resident at Woodlawn through July of 2003. Furlow filed
suit against Woodlawn seeking damages for injuries to her mother while
there. She complained that the nursing home allowed her mother to lie for
hours in soiled bed linens, did not turn her to prevent pressure sores, and
allowed her to suffer falls. Furlow also filed a request for the formation of a
MRP. Woodlawn raised the exception of prematurity, arguing that the
allegations in the petition concerned medical malpractice. The trial court
granted the exception. After applying the Coleman factors, this Court
concluded that the allegations the nursing home had not properly kept the
resident clean were not covered under the LMMA. This Court reversed the
judgment granting the prematurity exception in part, on the issue of whether
the nursing home had violated the NHRBR by not keeping Furlow’s mother
clean of her own waste.
11 Applying the Coleman factors to the allegations at hand, we conclude
that Wendling’s negligent diapering claim falls outside the scope of the
LMMA. First, determining when to change diapers for an incontinent and
immobile nursing home resident and then actually changing them is not
medical treatment. It does not require specialized training. Second, expert
medical evidence is not needed to determine whether the standard of care
was breached when a patient is repeatedly allowed to lie in his own waste.
Third, an assessment of a resident’s condition is not necessary to determine
that a resident who has soiled himself needs to have his diaper changed.
Fourth, changing a soiled diaper is part of the nursing home’s custodial care
and is not normally performed under the supervision of a physician. Fifth,
the resident would have suffered a loss of dignity from remaining in dirty
diapers even if not at the nursing home. Sixth, although Wendling maintains
that Riverview intentionally rationed diapers and prolonged how long
Harold remained in his own waste, this factor is inapplicable.
Riverview contends that application of the Coleman factors shows
that Wendling’s claims fall within the scope of the LMMA, making the suit
premature. Riverview cites Evans v. Heritage Manor Stratmore Nursing &
Rehabilitation Center, L.L.C., 51,651 (La. App. 2 Cir. 9/27/17), 244 So. 3d
737, writ denied, 17-1826 (La. 12/15/17), 231 So. 3d 639, in support of its
argument that courts have moved away from the holdings of pre-amendment
NHRBR cases related to diapering. Riverview urges that this Court has
adopted the position that incontinent care is a part of medical or professional
care in a nursing home setting.
12 Evans, a bedridden stroke patient at a skilled nursing rehabilitation
facility, was struck in the face by a CNA who was attempting to change his
wet diaper and t-shirt while he resisted and struck her. Evans’ physician had
given standing orders to turn him often and to keep him clean and dry in
order to prevent the development of skin ulcers, pressure sores, and other
complications. Evans filed a request for a MRP. At the conclusion of the
MRP, he filed suit against the facility alleging that he was entitled to
damages under the LMMA and for breaches of fiduciary duty, failure to
provide contracted care, and failure to provide sufficient staff training
concerning the protections due patients under the NHRBR. Heritage Manor
filed an exception of prescription in which it argued that Evans’ claims
arising from the battery did not arise from medical treatment and were not
malpractice claims, and that the filing of the request for the MRP did not
interrupt or suspend prescription on the non-malpractice claims. The trial
court sustained the exception, finding that the claim had prescribed because
the CNA’s action was an intentional tort and not medical malpractice.
This Court disagreed with the trial court and found that the CNA’s
action qualified as medical malpractice as defined in the LMMA. In
reaching this conclusion, this Court pointed out that Henry could be
distinguished as it involved issues concerning only dignity claims. Next,
this Court applied the Coleman factors:
Applying the factors found in Coleman, supra, in the case at bar, the particular wrong, i.e., injury during the changing of a diaper which was necessary to prevent ulcers in a paralyzed patient, was medical treatment related and/or caused by a dereliction of professional skill. Expert medical evidence was necessary to determine whether the appropriate standard of care was breached as a result of the failure to safely change the patient’s diaper when the point of changing him was to prevent
13 decubitus ulcers. The pertinent act or omission involved assessment of the patient’s condition. The incident occurred within the scope of activities which the nursing home and Ms. Edwards were licensed to perform. Ms. Edwards’ act in striking Plaintiff does not meet the definition of an intentional act under White, supra, since she did not intend the consequences of her act, but, instead, simply reacted to the sudden action of Plaintiff resisting the care she was giving him. It was more in the nature of gross negligence rather than an intentional act and, thus, is susceptible to a claim for medical malpractice.
Id. at 16, 244 So. 3d at 747. This Court also reasoned that the physician’s
order to keep Evans clean and dry was related to his health care and
necessary to his recovery. Finally, this Court noted that the fact that the
CNA was attempting to perform her duty and render medical care pursuant
to a treatment plan when she reacted poorly to being struck by Evans
brought that act under the protection of the LMMA.
Evans can be distinguished from the matter at hand as it did not
involve a negligent diapering claim where the resident suffered a loss of
dignity from the nursing home’s failure to change his diapers timely.
Rather, his cause of action arose from a battery which occurred during a
diaper change. This Court in Evans specifically distinguished Henry and
similar cases where the dignity of the person whose diaper was not changed
was at issue.
Riverview further argues that there are no cases which allow for the
recovery of damages for negligent incontinent care under La. C.C. art. 2315
for incidents occurring after August 15, 2003, the effective date of the
amendment to the enforcement provision of the NHRBR. Riverview
maintains that the amendment to the NHRBR would have no effect if
“dignity” claims were still allowed under Louisiana law. According to
14 Riverview, allegations concerning incontinence care become actionable only
when they cause injuries such as wounds.
La. R.S. 40:2010.9(B) states that “[t]he remedies provided in this
Section shall not be construed to restrict other legal and administrative
remedies available to a resident and to the Louisiana Department of Health
or other governmental agencies.”
Earlier cases from this Court have not addressed whether there is a
viable claim outside of the NHRBR following the 2003 amendment. In
Burks v. Christus Health Monroe, 39,540 (La. App. 2 Cir. 4/6/05), 899 So.
2d 775, writ denied, 05-1184 (La. 11/28/05), 916 So. 2d 146, a nursing
home resident was allegedly left to lie in her own urine and waste for hours
at a time while at the nursing home between March 2003 and December
2003. The petition sought damages under the NHRBR for conduct
occurring before August 15, 2003, and under a general negligence theory for
conduct afterwards. This Court reversed in part the judgment granting the
exception of prematurity on the issue of whether the nursing home violated
the NHRBR. This Court stated that it did not need to resolve the question of
whether the 2003 amendment to La. R.S. 40:2010.9 impacted the viability of
a plaintiff’s claim for damages under a general negligence theory for
conduct occurring on or after August 15, 2003.
More recently, in Butler-Bowie v. Olive Branch Senior Care Center,
52,520 (La. App. 2 Cir. 2/27/19), 266 So. 3d 478, a lawsuit was brought
alleging that an elderly man had died from complications related to
substandard medical treatment and care that he received while a live-in
resident at the defendant facility. The plaintiff asserted that several of her
15 allegations fell outside of the LMMA’s definition of health care. Those
allegations were inadequate custodial care, failure to protect from injury,
leaving the patient unattended, failure to provide adequate care and nutrition,
and failure to properly turn and move the patient. Affirming the judgment
sustaining the exception of no cause of action, this Court concluded after
analyzing the petition under the Coleman factors that all of the plaintiff’s
allegations fell under the LMMA. This Court also stated that there is no
longer a cause of action for damages under the NHRBR. We note that while
there was an allegation of inadequate custodial care in Butler, there was no
specific allegation of negligent diapering.
In Quinney v. Summit of Alexandria, 2005-237 (La. App. 3 Cir.
6/1/05), 903 So. 2d 1226, a nursing home resident was bed-bound, unable to
move himself, and incontinent of bladder and of bowel. His son sued the
nursing home alleging that his father was not repositioned enough to prevent
pressure sores, was given insufficient fluids and food, and was not cleaned
after each incontinent episode to prevent waste contact with his skin for an
extended time. In an amended petition against the nursing home and its
owner/operator, the son alleged violations of the NHRBR, as well as
asserted a negligence claim for inadequate custodial care after August 15,
2003. In particular, the plaintiff alleged in the amended petition that his
father’s personal dignity was violated when he was left to lie in his own
urine and waste for extended periods of time. The plaintiff maintained that
no medical malpractice claim was asserted in the amended petition. The
trial court granted the defendants’ exception of prematurity regarding claims
against the nursing home for conduct which occurred after the home became
16 a qualified health care provider on November 29, 2003.2 The appellate court
reversed the ruling on the exception regarding the non-malpractice claims
which occurred on or after November 29.
In his appellate brief, the plaintiff in Quinney maintained that the
appeal did not concern separate malpractice claims,3 but only violations of
his father’s rights under the NHRBR. He asserted that it was not medical
malpractice but a violation of rights under the NHRBR when his father was
left to lie in his own waste. The nursing home countered that the claim was
either a medical malpractice claim in its own right or was inextricably
interwoven into the medical malpractice claim.
The Quinney court noted that the claim in Henry was nearly identical
to the claim before it, and that the Henry court concluded that the plaintiffs
could maintain their LMMA claim and their NHRBR claim separately and
simultaneously. After applying the Coleman factors, the appellate court
concluded that the allegations that the nursing home failed to keep the
resident and his bed linens clean and free of his waste did not constitute a
malpractice claim under the LMMA. The plaintiff was allowed to pursue his
LMMA claim separately from and simultaneously with his other claims
including alleged violations of the NHRBR.
In Randall v. Concordia Nursing Home, 2007-101 (La. App. 3 Cir.
8/22/07), 965 So. 2d 559, writ denied, 07-2153 (La. 1/7/08), 973 So. 2d 726,
the plaintiff was awarded damages by a jury for the loss of his mother’s
dignity while she was a nursing home resident prior to the amendment to La.
2 The owner/operator of the nursing home was not a qualified health care provider. 3 The plaintiff had filed a request for a MRP.
17 R.S. 40:2010.9. The plaintiff had earlier voluntarily dismissed his medical
malpractice action against the nursing home. On appeal, the nursing home
contended the trial court erred in denying its exception of no right of action.
The nursing home argued that the plaintiff had no right of action because the
negligence alleged in his petition was related to medical treatment and
should be considered part of his medical malpractice claim that was
dismissed. The Randall court noted that the plaintiff had asserted claims on
his mother’s behalf that she had suffered damages from being left to lie for
hours in her own waste, as well as for loss of dignity caused by inadequate
staffing levels at the nursing home. After examining the Coleman factors,
the Randall court concluded that allegations that the nursing home allowed
the plaintiff’s mother to lie in her own waste or failed to change her linens
did not sound in medical malpractice. The court further stated:
Moreover, it is clear from the current version of La. R.S. 40:2010.9(B) that causes of action for money damages based upon other legal remedies, for example those based upon La. C.C. art. 2315, are not barred. . . . Given that the plaintiff’s petition asserted a survival action and wrongful death action based upon La. C.C. art. 2315, and the plaintiff is a surviving child of the decedent, Mrs. Randall, we find no merit in the assertion that this plaintiff had no right of action against Camelot.
Id. at 11, 965 So. 2d at 568.
In Davis v. St. Francisville Country Manor, LLC, 2005-0072 (La.
App. 1 Cir. 2/10/06), 928 So. 2d 549, writ denied, 06-0604 (La. 5/26/06),
930 So. 2d 25, the First Circuit concluded that Davis had asserted claims
under the NHRBR and La. C.C. art. 2315 for alleged negligence by a
nursing home in failing to properly clean Allen, her late mother, of her own
18 waste in a routine and timely manner. Accordingly, Davis was not required
to submit those claims to a MRP.
Davis filed a request for the formation of a MRP, then sued for
damages suffered by Allen while a resident at the nursing home from April
of 2003 until December of 2003. She not only alleged that the nursing home
was negligent in leaving Allen to lie in her own waste for extended periods
of time, but she also alleged that Allen had suffered pressure sores because
of inadequate positioning and turning. She further alleged that the nursing
home failed to sufficiently feed Allen or ensure that she received adequate
fluids, failed to provide sufficient staff to ensure that her custodial care
needs were met, and failed to treat her mother with the fullest measure of
dignity.
The nursing home filed the exceptions of prematurity and no cause of
action. Davis argued the alleged negligence was not medical treatment and
fell under the NHRBR instead of the LMMA, and that the 2003 amendment
to La. R.S. 40:2010.9 eliminating the recovery of damages was not applied
retroactively. Regarding the claim for damages suffered after the effective
date of the amendment to La. R.S. 40:2010.9, Davis argued that claim was
for damages caused by the nursing home’s negligence rather than medical
malpractice, and she was entitled to assert that claim under La. C.C. art.
2315. The trial court granted the exception of no cause of action in part,
finding that Davis had failed to state a claim for money damages under La.
R.S. 40:2010.9 because the 2003 amendment applied retroactively. The trial
court also granted the exception of prematurity.
19 The Davis court first addressed the exception of no cause of action. It
concluded that the 2003 amendment to the NHRBR was not applied
retroactively. Regarding the negligence claims which occurred after the
effective date of the amendment, the Davis court concluded that Davis was
entitled to pursue damages for such negligence under general principles of
tort law. The portion of the judgment maintaining the exception of no cause
of action was reversed to the extent that it denied her claim for violations of
the NHRBR prior to August 15, 2003.
The Davis court then considered the issue of whether the claims for
damages based upon alleged negligence and violations of the NHRBR were
actually based upon medical malpractice and subject to the LMMA.
Although other negligent acts were alleged in her petition, Davis limited her
argument on appeal to be that the failure of the nursing home to clean her
mother on a regular basis caused her to lie in her own waste for extended
periods of time. After applying the Coleman factors, the First Circuit
concluded that the trial court erred in finding that the nursing home’s alleged
failure to timely clean and change her mother on a regular basis was medical
malpractice. Those claims of alleged negligence fell under the NHRBR and
La. C.C. art. 2315.
Based upon the rationale in Davis and Randall, we conclude that
Wendling may assert a claim for dignity-type damages from negligent
diapering under La. C.C. art. 2315.
Finally, Riverview contends that it is clear that Wendling’s claims are
not merely for “dignity” or “general tort” damages as she also brought
claims related to the development of skin wounds from negligent diapering,
20 the failure to properly monitor for and treat those wounds, and the
progression of the wounds to sepsis and death. According to Riverview, the
“dignity” claims and the claims regarding the cleansing of skin are
inextricably dependent on and interwoven with the underlying malpractice
claims and alleged breaches of the standard of care related to the
development of wounds, sepsis, and death.
The mere fact that the claims share a factual basis – Harold remaining
in his own waste because of the alleged failure by Riverview to timely
change his diapers – does not preclude Wendling from seeking recovery for
dignity-type claims without first submitting them to the MRP. As noted
earlier, this Court determined in Henry that the plaintiffs were allowed to
maintain a LMMA claim and a NHRBR claim “separately and
simultaneously.”
CONCLUSION
For the foregoing reasons, the trial court erred in granting the
exception of prematurity regarding the dignity-type claims. We reverse the
judgment in part to allow Wendling to proceed in district court on her
dignity-type claims. All remaining claims involving physical injuries,
including but not limited to wounds, infections, medical treatment, sepsis,
and death, are relegated to the MRP proceeding.
At Riverview’s costs, the judgment is REVERSED IN PART and
REMANDED.