MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Jul 30 2019, 6:54 am
court except for the purpose of establishing CLERK the defense of res judicata, collateral Indiana Supreme Court Court of Appeals and Tax Court estoppel, or the law of the case.
ATTORNEYS FOR APPELLANT ATTORNEYS FOR APPELLEE Bradley Keffer Curtis T. Hill, Jr. Brooke Smith Attorney General of Indiana Keffer Hirschauer LLP Samuel J. Dayton Indianapolis, Indiana Matthew B. MacKenzie Deputy Attorneys General Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Jesse Lee Risley, July 30, 2019 Appellant-Defendant, Court of Appeals Case No. 18A-CR-2707 v. Appeal from the Vanderburgh Circuit Court State of Indiana, The Honorable Appellee-Plaintiff. Kelli E. Fink, Magistrate Trial Court Cause No. 82C01-1711-F3-6964
Kirsch, Judge.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 1 of 15 [1] Jesse Lee Risley (“Risley”) appeals his conviction for aggravated battery 1 as a
Level 3 felony, raising the following restated issues:
I. Whether the trial court abused its discretion by giving a jury instruction about accomplice liability; and
II. Whether the State presented sufficient evidence to sustain Risley’s conviction for aggravated battery as a Level 3 felony.
[2] We affirm.
Facts and Procedural History [3] On the night of September 23 and into the morning of September 24, 2017,
Cody Utley (“Utley”) and his girlfriend Kara Hale (“Hale”) were drinking at a
Vanderburgh County bar (“the Bar”). Risley and his friend, Jacob Humphrey
(“Humphrey”), were also at the Bar that night. After getting a drink, Utley and
Hale went outside to sit on the patio. The couple found a free table but noticed
it had only one chair. Seeing a nearby table with three patrons and more than
four free chairs, Utley began moving one of the chairs toward his table but was
stopped by a woman. The woman, later identified as Heather Warfield
(“Warfield”), “grabbed” the chair out of Utley’s hand, “slammed it down,” and
pushed Utley. Tr. Vol. II at 73; Tr. Vol. III at 88. Patrons at another table
offered Utley a chair. Utley took the chair back to his table and commented to
1 See Ind. Code § 35-42-2-1.5.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 2 of 15 Hale that Warfield’s behavior was “cuntie.” Tr. Vol. II at 73. Warfield, who
worked as a server at the Bar, was socializing with friends after her shift and
another server, Amanda Breeze (“Breeze”), was on duty. Having seen
Warfield’s behavior, Breeze went up to Warfield and told her “it was not okay
to shove a patron.” Tr. Vol. III at 87.
[4] Later, Breeze approached Utley, apologized to him for Warfield’s behavior,
and asked if there was anything she could do to help him. Utley responded by
calling Breeze “a cunt.” Id. at 89. Risley, who had walked up behind Breeze,
could hear the conversation when Utley insulted Breeze. Breeze, unsure of
what she had heard, asked Utley to repeat what he said; Utley repeated the
insult. Breeze clarified that she was not Warfield, and Utley responded by
telling her, “I don’t care, you’re still a cunt[.]” Id. at 119. During that
exchange, Risley told Utley that he was going to “kick [Utley’s] ass.” Tr. Vol. II
at 108, 137.
[5] Breeze ordered Utley to leave, and when Utley did not cooperate, Breeze asked
the Bar’s bouncer to escort Utley and Hale out. As the two were being escorted
out of the Bar, Risley offered to pay for their cab fare. Utley, seeing that
Risley’s hair was in dreadlocks, made a comment about “[Risley’s] hair and
how bad it looked.” Tr. Vol. III at 66. As Utley and Hale left through the patio
gate, two men heckled them; Utley “heckled back.” Tr. Vol. II at 138, 139.
[6] Once outside the patio gate, Utley called for a ride on his cell phone. Utley had
taken only a few steps down the sidewalk when he heard a commotion behind
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 3 of 15 him. Turning, Utley saw two men, later identified as Risley and Humphrey,
coming toward him. Risley testified that he “noticed that [Utley] had a knife in
his hand and . . . felt [his] life was in danger.” Tr. Vol. III at 210. Risley and
Humphrey knocked Utley to the ground, got on top of him, and hit Utley on
the head repeatedly, stopping only when bouncers pulled the two men off. The
attack lasted about a minute. Utley testified that, during the assault, everything
“went black.” Id. at 77-78. From a photo line-up, both Hale and Utley
identified Risley as one of Utley’s attackers. Id. at 165-67. From a second
photo line-up, Hale was also able to identify Humphrey as the other attacker.
Id. at 167. A witness named Murray Wilson. Jr. (“Murray”) observed the
attack and called 911. Wilson urged the 911 operator to send an ambulance
because Utley was “bleeding pretty good.” Tr. Vol. II at 62.
[7] After being pulled off of Utley, Risley went back inside the Bar. Risley told
Breeze that he had “knocked [Utley] out” and needed to leave, saying, “nobody
talks to a woman that way.” Tr. Vol. III at 93. Around that time, Utley opened
his eyes and discovered that a bouncer had attempted to help him stand and
was holding a rag to his bloody head. Utley stated, “[A]fter the hit, it took a
little bit to see.” Tr. Vol. II at 78. As Utley was trying to get up, but before he
could get to his feet, Breeze jumped on him and started hitting him. Breeze
repeatedly hit Utley; witnesses testified that Breeze hit Utley with an open
hand. Risley went inside the Bar and told another bouncer that Utley needed
help. Risley then went to his car and drove home. Tr. Vol. III at 212. The next
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 4 of 15 thing Utley remembered was speaking with a police officer and seeing an
ambulance. Tr. Vol. II at 80.
[8] By this time, Evansville Police Department Officer Michael Evans (“Officer
Evans”) responded to a dispatch and arrived at the scene. Officer Evans saw
Utley in a seated position, and a woman, later identified as Breeze, “standing
over him.” Tr. Vol. III at 24. At trial, Officer Evans testified that he heard what
he thought was a slap, and, when he looked up, he saw Breeze slapping Utley.
Id. at 24-25. Breeze was not wearing any rings. Utley testified that he “felt like
[he] wasn’t getting super hard hit” by Breeze. Tr. Vol. II at 88.
[9] Meanwhile Officer Nicholas Cassin (“Officer Cassin”) also had arrived at the
scene and observed “several dozen big blotches of blood.” Tr. Vol. III at 134-35.
Officer Cassin followed the trail of blood until he found Utley. Id. at 135.
Officer Cassin then asked the bouncer and Hale what happened. Hale said that
Utley was the victim of battery. Id. at 136. Noting the amount of blood that
Utley had lost, Hale insisted that an ambulance be called. Id. While awaiting
the ambulance, the bouncer and Hale attended to Utley, and the police officers
continued their investigation.
[10] The police officers recognized that Utley was hurt; however, they misjudged the
extent of his injuries and thus did not believe the injuries created a “health
emergency.” Id. at 153. When the officers first encountered Utley, he
mumbled and was incoherent, behavior the officers believed was the result of
intoxication. When the ambulance arrived, Utley initially refused to go to the
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 5 of 15 hospital and was reluctant to press charges. However, the emergency
responders determined that Utley lacked balance and was unsure about
“person, place, time, and situation” and required Utley to go to the hospital.
Id. at 155. Utley was diagnosed as having a depressed skull fracture. Tr. Vol. II
at 26-27.
[11] Utley spent three or four days in the hospital’s intensive care unit and went to a
rehabilitation center to recover. During his recovery, Utley missed nine weeks
of work, and his medical issues resulted in Utley losing his driver’s license.
Utley also had difficulty speaking; he could not say the days of the week or
recite the alphabet and two-syllable words were challenging to say. On
November 9, 2017, the State charged Risley with aggravated battery resulting in
an injury causing “protracted loss or impairment of the function of a bodily
member or organ,” a Level 3 felony. Ind. Code § 35-42-2-1.5. Upon learning
there was a warrant for his arrest, Risley turned himself in.
[12] On February 7, 2018, while Utley was at work at Toyota, he had a seizure.
Utley was on his lunch break, and he was talking to Hale using Facetime.
Without understanding how he got there, Utley found himself “walking into
the offline where all the vehicles go to get repaired and then everybody was
looking at [him].” Tr. Vol. II at 84. Utley asked his co-workers why they were
looking at him. Utley’s fellow workers sat him down and called an ambulance.
Utley had no memory of what happened in the intervening period. Id.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 6 of 15 [13] A jury trial began on September 12, 2018.2 By the time of trial, Utley knew that
he had suffered a depressed skull fracture at the Bar when he was attacked and
hit in the head. Id. at 26-27, 93-94. Utley’s head injury damaged the brain
tissue and caused many types of bleeding in and around the brain. Id. at 27.
Specifically, there was “bleeding between the layers of skin that surround the
brain, . . . called a subdural hematoma, and there was bleeding around the
vessels inside the brain, . . . called subarachnoid hemorrhage, and then there
was bleeding inside the brain tissue itself, . . . call[ed] an intracerebral
hemorrhage.” Id. Utley’s injury had left him at “a significant risk for a
recurrent seizure.” Id. at 26. As such, Utley understood that he would need to
take anti-seizure medication for the rest of his life. Id. at 29, 84.
[14] During the trial, the parties discussed the proposed final instructions in
chambers. Risley’s counsel objected to the State’s proposed instruction on
accomplice liability, specifically stating, “[T]here’s no evidence whatsoever that
[Risley] aided or abetted anyone, if he committed a crime it was his own crime
and he should stand to answer for that.” Tr. Vol. III at 238. The State
responded, saying, by “the defendant’s own words, he was there with Jacob
Humphrey and they were hitting the defendant together, so my reading under
the law, it wouldn’t matter which one of them actually hit him causing his skull
to fracture, the fact that they were pummeling him together, that’s enough for
2 Before trial, the State filed a motion to consolidate and join Risley’s case with Humphrey’s case; Risley filed an objection. In June 2018, the trial court denied the State’s motion. Appellant’s App. Vol. 2 at 8-9, 10.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 7 of 15 the aiding, inducing, or causing instruction.” Id. at 239. The trial court agreed
with the State and instructed the jury on the theory of accomplice liability.
[15] Following deliberation, the jury found Risley guilty as charged, and the trial
court sentenced him to twelve years, ordering six years executed at the Indiana
Department of Correction, three years executed at Therapeutic Work Release,
and three years suspended to the Drug Abuse Probation Services Program. Tr.
Vol. V at 76. Risley now appeals his conviction.
Discussion and Decision
I. Jury Instruction [16] Risley contends that the trial court abused its discretion when, over his
objection, it gave a jury instruction on accomplice liability. Before closing
statements, and outside the presence of the jury, the parties discussed the
proposed final jury instructions. Tr. Vol. III at 238. The State submitted an
accomplice liability instruction,3 and defense counsel objected, arguing,
“[T]here’s no evidence whatsoever that [Risley] aided or abetted anyone, if he
committed a crime it was his own crime, and he should stand to answer for
that.” Id. at 238; Appellant’s App. Vol. 2 at 114-16. In support, defense counsel
3 The State proposed three instructions; however, only the aiding and abetting instruction is at issue in this appeal.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 8 of 15 cited to testimony of both Breeze and Humphrey, who claimed that they had
acted independently from Risley. Tr. Vol. III at 238-39.
[17] The State countered that Risley himself admitted “he was there with Jacob
Humphrey and they were hitting the defendant together.” Id. at 210-11, 239.
The State argued that “under the law, it wouldn’t matter which one of them
actually hit [Utley] causing his skull to fracture, the fact that they were
pummeling [Utley] together, that’s enough for the aiding, inducing, or causing
instruction.” Id. at 239. After considering the parties’ arguments, the trial court
found it appropriate to give the accomplice instruction and gave a modified
version of the State’s tendered instruction as Final Instruction Number 8
(“Instruction 8”). Instruction 8 provided:
Aiding, inducing or causing an offense is defined by law as follows:
A person who, knowingly or intentionally aids, induces, or causes another person to commit an offense commits that offense. A person may be convicted of aiding, inducing, or causing an offense even if the other person has not been prosecuted for the offense, has not been convicted of the offense, or has been acquitted of the offense.
Appellant’s App. Vol. 2 at 133. Because part of defense counsel’s theory was that
Risley was defending himself from Utley’s knife, the trial court also instructed
the jury with the pattern jury instruction for self-defense. Tr. Vol. III at 14, 240.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 9 of 15 [18] “Generally, ‘[t]he purpose of an instruction is to inform the jury of the law
applicable to the facts without misleading the jury and to enable it to
comprehend the case clearly and arrive at a just, fair, and correct verdict.’”
Hahn v. State, 67 N.E.3d 1071, 1084 (Ind. Ct. App. 2016) (quoting Overstreet v.
State, 783 N.E.2d 1140, 1163 (Ind. 2003), cert. denied, 540 U.S. 1150 (2004)),
trans. denied. Instructing the jury is generally within the discretion of the trial
court and is reviewed only for an abuse of that discretion. Id. “To constitute an
abuse of discretion, the instruction given must be erroneous, and the
instructions taken as a whole must misstate the law or otherwise mislead the
jury.” Id. “Before a defendant is entitled to a reversal, he must affirmatively
show that the erroneous instruction prejudiced his substantial rights.” Id. An
error is deemed to be harmless unless it affects the substantial rights of a party.
Id. at 1084-85.
[19] Risley concedes that he joined with Humphrey in the attack, yet, contends that
he was not an accomplice because there is no evidence that he caused the injury
that supports the Level 3 felony conviction. Appellant’s Br. at 10-11; Tr. Vol. III
at 210-11. Indiana’s accomplice-liability statute provides, in part, “A person
who knowingly or intentionally aids, induces, or causes another person to
commit an offense commits that offense[.]” Ind. Code § 35-41-2-4. “Under this
statute, an individual who aids another person in committing a crime is as
guilty as the actual perpetrator.” Schaaf v. State, 54 N.E.3d 1041, 1043 (Ind. Ct.
App. 2016).
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 10 of 15 Therefore[,] it is not necessary that the evidence show the accomplice personally participated in the commission of each element of the offense. [T]he acts of one accomplice are imputed to all. So long as the State shows that one participated in the commission of an offense as an accomplice, the accomplice “is criminally responsible for everything [that] follows incidentally in the execution of the common design, as one of its natural and probable consequences, even though it was not intended as part of the original design or common plan.
Griffin v. State, 16 N.E.3d 997, 1003 (Ind. Ct. App. 2014) (citations and
quotations omitted).
[20] “Our Supreme Court has identified four factors that can be considered by the
fact-finder in determining whether a defendant aided another in the commission
of a crime: (1) presence at the scene of the crime; (2) companionship with
another engaged in a crime; (3) failure to oppose the commission of the crime;
and (4) the course of conduct before, during, and after the occurrence of the
crime.” Id. (citing Wieland v. State, 736 N.E.2d 1198, 1202 (Ind. 2000)). The
parties agree that on the night in question: (1) Utley, Hale, Humphrey, and
Risley were at the Bar around the same time,; (2) Utley insulted Breeze,
Warfield, and Risley; (3) at Breeze’s request, a bouncer ushered Utley and Hale
out of the Bar; (4) while leaving the Bar, Utley heard a commotion behind him;
(5) turning, Utley saw two men, later identified as Risley and Humphrey,
running toward him; and (6) Risley and Humphrey knocked Utley to the
ground, got on top of him, and hit him on the head repeatedly for about one
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 11 of 15 minute. Appellant’s Br. at 7-8; Appellee’s Br. at 7-8. Utley testified that during
Risley and Humphrey’s assault, everything “went black.” Tr. Vol. II at 77-78.
[21] Risley and Humphrey both attacked Utley at the same time, and Risley told
Breeze that he had “knocked [Utley] out.” Tr. Vol. II at 26-27, 77-78, 82, 85-86,
93-94, 227; Tr. Vol. III at 93-94, 167. Risley and Humphrey had been friends
since high school and continued to “hang out” together, and it was reasonable
to infer that their joint attack on Utley reflected a common purpose. Tr. Vol. III
at 205. There is no evidence that either Risley or Humphrey made any attempt
to stop the other’s actions during the one-minute joint attack. Tr. Vol. II at 227.
Finally, Risley and Humphrey repeatedly hit Utley in the head, suggesting that
they both intended to hurt Utley. Id. Regardless of who delivered the hardest
blow, both men were involved in the action of attacking Utley, and both were
responsible for any consequence that followed. We find more than adequate
evidence for the giving of an accomplice liability instruction; the trial court did
not abuse its discretion.
II. Sufficiency of the Evidence [22] Risley next contends that the evidence was insufficient to sustain his conviction
for aggravated battery resulting in impairment of a bodily function, as a Level 3
felony. When reviewing sufficiency of the evidence claims, we do not reweigh
the evidence or judge the credibility of the witnesses. Ericksen v. State, 68
N.E.3d 597, 600 (Ind. Ct. App. 2017), trans. denied. “We view all evidence and
reasonable inferences drawn therefrom in a light most favorable to the
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 12 of 15 conviction and will affirm ‘if there is substantial evidence of probative value
supporting each element of the crime from which a reasonable trier of fact
could have found the defendant guilty beyond a reasonable doubt.’” Walker v.
State, 998 N.E.2d 724, 726 (Ind. 2013) (quoting Davis v. State, 813 N.E.2d 1176,
1178 (Ind. 2004)).
[23] To convict Risley of aggravated battery as a Level 3 felony, the State had to
prove beyond a reasonable doubt that: (1) Risley knowingly or intentionally
inflicted injury on Utley; and (2) the injury caused protracted loss or
impairment of the function of a bodily member or organ. Ind. Code § 35-42-2-
1.5. Risley admitted that he and Humphrey attacked Utley and hit him on the
head. Tr. Vol. III at 210-11. After the attack, Utley “went black.” Tr. Vol. II at
149. Thereafter, he mumbled and was incoherent. Tr. Vol. III at 154. The
officers believed that Utley’s actions were the result of intoxication. However,
the emergency responders determined that Utley lacked balance and was unsure
about “person, place, time, and situation” and required Utley to go to the
hospital. Id. at 155. Utley was diagnosed as having a depressed skull fracture.
Tr. Vol. II at 26-27. Doctor Jason Meckler (“Dr. Meckler”), the neural
hospitalist who treated Utley in February 2018 after Utley had his seizure at
work, was familiar with the medical records from Utley’s treatment following
his injury on the night of September 23, 2017. Id. at 22-23, 30. Dr. Meckler
testified that Utley’s condition was a result of the injury he sustained on the
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 13 of 15 night of the September 2017 attack. Id. at 26. This evidence satisfies the first
element.4
[24] Regarding the second element, it is clear that the attack by Risley and
Humphrey caused Utley to suffer protracted loss or impairment of the function
of a bodily member or organ. The attack damaged Utley’s brain tissue and
caused many types of bleeding in and around the brain. Tr. Vol. II at 27.
Specifically, there was “bleeding between the layers of skin that surround the
brain, . . . called a subdural hematoma, and there was bleeding around the
vessels inside the brain, . . . called subarachnoid hemorrhage, and then there
was bleeding inside the brain tissue itself, . . . call[ed] an intracerebral
hemorrhage.” Id. The treatment for the depressed skull fracture required Utley
to spend three or four days in the intensive care unit; Utley also had to go to a
rehabilitation center. Tr. Vol. II at 82-83. During his recovery, Utley missed
nine weeks of work, and his medical issues resulted in Utley losing his driver’s
license. Id. at 83. Utley also had difficulty speaking; he could not say the days
of the week or recite the alphabet and two-syllable words were challenging to
say. Id. Furthermore, Dr. Meckler testified that Utley will suffer from a
lifelong risk of recurring seizures due to the damage to his brain. Id. at 26-27.
4 One of defense counsel’s theories at trial was that Risley was not culpable for Utley’s injury because Risley was reacting to Utley holding a knife, and, therefore, Risley acted in self-defense when he attacked Utley. The jury was given a self-defense instruction but, by finding Risley guilty, the jury clearly rejected that defense. On appeal, Risley does not contest the form or substance of the self-defense instruction.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 14 of 15 As such, Utley had to take anti-seizure medication for the rest of his life. Id. at
29, 84.
[25] While Risley argues that he did not intend to inflict injury that caused
protracted loss or impairment of the function of a bodily member or organ, our
court has held, “[T]he severity of the injury is not an element of the prohibited
conduct, but a result of it.” Lowden v. State, 51 N.E.3d 1220, 1223 (Ind. Ct.
App. 2016), trans. denied. Accordingly, the State was required to prove only that
Risley “knowingly or intentionally inflicted injury” upon Utley and not that
Risley knew he would cause impairment to a bodily function or organ. Id. A
jury could reasonably conclude from these facts that Risley was guilty of Level
3 felony aggravated battery.
[26] Affirmed.
Vaidik, C.J., and Altice, J., concur.
Court of Appeals of Indiana | Memorandum Decision 18A-CR-2707 | July 30, 2019 Page 15 of 15