Jerry L. Scafidel v. State of Mississippi

Mississippi Supreme Court·Decided October 27, 1993·No. 93-KA-01114-SCT·Published

Opinion

IN THE SUPREME COURT OF MISSISSIPPI NO. 93-KA-01114-SCT

CONSOLIDATED WITH

94-KA-00029-SCT JERRY L. SCAFIDEL v. STATE OF MISSISSIPPI THIS OPINION IS NOT DESIGNATED FOR PUBLICATION AND MAY NOT BE CITED, PURSUANT TO M.R.A.P. 35-A DATE OF JUDGMENT: 10/27/93 TRIAL JUDGE: HON. KEITH STARRETT COURT FROM WHICH APPEALED: PIKE COUNTY CIRCUIT COURT ATTORNEY FOR APPELLANT: PATSY ANN BUSH ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL

BY: WAYNE SNUGGS DISTRICT ATTORNEY: DUNN LAMPTON NATURE OF THE CASE: CRIMINAL - MISDEMEANOR DISPOSITION: AFFIRMED IN PART; REVERSED AND RENDERED IN PART - 1/23/97 MOTION FOR REHEARING FILED: MANDATE ISSUED:

BEFORE SULLIVAN, P.J.,SMITH AND MILLS, JJ.

SULLIVAN, PRESIDING JUSTICE, FOR THE COURT:

Jerry Scafidel was charged with practicing law without a license in violation of Miss. Code Ann. § 73-3-55 in a criminal affidavit filed on September 2, 1992. The trial was held in the County Court of Pike County on November 18, 1992. After all of the evidence was presented, the jury found Scafidel guilty as charged. Pike County Court Judge Thad Leggett sentenced Scafidel to a suspended one year sentence with two years probation pursuant to Miss. Code Ann. § 97-23-43, with Scafidel paying all court costs. As a condition of his probation, Scafidel was required to perform public service on Saturdays and Sundays for one year. He was also prohibited from performing any other legal services in violation of § 73-3-55.

Scafidel filed a motion for a new trial which was denied by an order filed on December 2, 1992. On December 4, 1992, Scafidel filed his notice of appeal to the Pike County Circuit Court, and on March 25, 1993, he filed a motion to proceed in forma pauperis and for appointment of counsel. Circuit Court Judge Keith Starrett ordered appointment of counsel for Scafidel and granted his motion to proceed in forma pauperis. However, the judge also required Scafidel to deliver certain assets to the court to be sold for partial payment of his attorney and court costs. As a result, Scafidel withdrew his request to appeal in forma pauperis. The circuit court affirmed the judgment and sentence of the county court in an order filed on August 27, 1993.

On September 24, 1993, Scafidel filed his notice of appeal to this Court from the circuit court's order affirming the county court's judgment and sentence. He then filed a motion to appeal in forma pauperis on October 1, 1993. The hearing on this motion was held on October 15, 1993, after which Judge Starrett ordered counsel to be appointed for Scafidel. The circuit court granted Scafidel's motion to proceed in forma pauperis in an order filed on October 27, 1993. However, the court set bond at $5, 000.00 and required Scafidel to contribute the greater of $250.00 per month or one-half of his monthly income toward his attorney and court costs. Scafidel filed a motion to reconsider the October 27 order, and on November 15, 1993, Judge Starrett ordered that bond be reduced to $1,000.00, but denied Scafidel's motion to reconsider the monthly payments. On January 4, 1994, Scafidel filed his notice of appeal to this Court from the October 27 order requiring him to make the monthly payments. From a motion filed on February 3, 1994, the two appeals were consolidated in an order by this Court filed on April 15, 1994. On appeal to this Court, Scafidel assigns the following as error:

I. WHETHER THE TRIAL COURT ERRED IN FAILING TO APPRISE MR. SCAFIDEL OF HIS RIGHT TO COUNSEL AND TO INFORM HIM THAT IF HE COULD NOT AFFORD COUNSEL ONE WOULD BE APPOINTED TO HIM AND TO FIND ON THE RECORD THAT MR. SCAFIDEL MADE A KNOWING AND INTELLIGENT WAIVER OF HIS RIGHT TO COUNSEL.

II. WHETHER THE TRIAL COURT ERRED IN SUSTAINING MR. REGAN'S OBJECTION TO QUESTIONS ASKED BY MR. SCAFIDEL TO KATHLEEN HARBOUR ON GROUNDS THAT THE QUESTIONS WERE IRRELEVANT.

III. WHETHER THE TRIAL COURT AND THE CIRCUIT COURT JUDGES BOTH ERRED IN FAILING TO FIND THE STATUTE UNDER WHICH MR. SCAFIDEL WAS CHARGED AND CONVICTED CONSTITUTIONALLY OVERBROAD AND VOID FOR VAGUENESS

IV. WHETHER THE CIRCUIT COURT JUDGE ERRED IN IMPOSING A MONTHLY OBLIGATION OF PAYMENT OF MONIES TO THE CIRCUIT COURT CLERK OF PIKE COUNTY, MISSISSIPPI TO HELP DEFRAY COURT COSTS AND COURT APPOINTED FEES FOR HIS APPEAL TO THE SUPREME COURT WHEN MR. SCAFIDEL SIGNED AN AFFIDAVIT OF INDIGENCY AND COULD NO LONGER PURSUE THE CAREER IN WHICH HE WAS ENGAGED AT TIME OF TRIAL. STATEMENT OF THE FACTS

Jerry Scafidel operated a business out of his house on Wardlaw Road in McComb, Mississippi performing "legal typing services." His advertisement in local papers stated that he charged $230.00 to $250.00 for bankruptcy and $150.00 for no-fault divorce. The ads further stated, "I am not a lawyer and do not charge like one" and indicated that by using his services, a potential client could save $300.00 to $500.00. A sign in front of his house read "Legal Assistance, Jerry Scafidel."

Robert S. Van Norman read one of Scafidel's ads in the Enterprise-Journal and decided to see Scafidel about filing for bankruptcy. Van Norman was behind on his bills, because he had been laid off from his job as a construction worker. Tired of the constant calls from his creditors, Van Norman first sought to hire a lawyer to handle his bankruptcy at the advice of a couple of his creditors. However, when he called a few lawyers to get an estimate on the cost, he learned that the going rate was between $500.00 and $700.00 for a bankruptcy case. Not having $500.00 to $700.00 to spend, Van Norman instead decided to contact Jerry Scafidel.

When Van Norman and his wife went to see Scafidel at his office, they agreed that Scafidel would prepare and file Van Norman's chapter seven bankruptcy forms for a fee of $230.00. Scafidel instructed Van Norman and his wife to bring him their most recent bills, most recent balances, and their tax returns from the last three years. The Van Normans gave Scafidel the documents that he requested, Scafidel asked the couple some questions, and he wrote the information down on a yellow legal pad.

Scafidel made it clear throughout his transactions with Van Norman that Scafidel was not an attorney, and neither Van Norman nor his wife was ever under the impression that Scafidel was an attorney. In fact Scafidel had Van Norman sign a disclaimer that stated that Scafidel only worked as a secretarial service, was not a lawyer and did not give legal advice. This "information sheet" also recommended certain legal texts for Scafidel's clients to refer to for information on laws and procedures for making their own legal decisions. Among the texts included were Volume 22 of the Mississippi Code on bankruptcy and How to File for Bankruptcy, by Elias Renauer. Van Norman testified at trial that he would never have hired Scafidel if he had read these texts prior to their dealings.

On June 22, 1992, Van Norman went by Scafidel's office on his way out of town for a fishing trip. Van Norman signed the blank bankruptcy forms for Scafidel to fill out and mail over the weekend. Van Norman had no knowledge of the bankruptcy laws or legal terminology required to fill out the bankruptcy forms. He simply provided Scafidel with the financial information that Scafidel requested. Scafidel filled out the forms with no further input from Van Norman and without counseling Van Norman regarding the different types of bankruptcy, regulations governing the bankruptcy process, different property categories, or any other pertinent information.

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Jerry L. Scafidel v. State of Mississippi, (Mich. 1993).

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