Jennings v. Baxter Healthcare Corp.

954 P.2d 829, 152 Or. App. 421, 1998 Ore. App. LEXIS 137
CourtCourt of Appeals of Oregon
DecidedFebruary 11, 1998
Docket9405-03148; CA A92690
StatusPublished
Cited by12 cases

This text of 954 P.2d 829 (Jennings v. Baxter Healthcare Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jennings v. Baxter Healthcare Corp., 954 P.2d 829, 152 Or. App. 421, 1998 Ore. App. LEXIS 137 (Or. Ct. App. 1998).

Opinion

*423 EDMONDS, J.

Plaintiff appeals from a defense verdict in this products liability action. She alleges that she was exposed to silicone from breast implants that leaked and ruptured, causing her personal injuries. On appeal, plaintiff makes multiple assignments of error. We reverse and remand for a new trial.

In 1978, plaintiff, then age 51, received silicone gel breast implants following bilateral mastectomies. Subsequently, one implant partially deflated and was replaced in 1980. The other implant partially deflated after a mammogram was performed in 1992. In 1993, plaintiff had surgery to remove the implants. This action was filed in 1994. Plaintiff alleges that silicone migrated throughout her body from the implants, causing her personal injury. 1 Defendant maintains that plaintiffs condition and symptoms are caused by fibromyalgia. 2

The breast implants were manufactured and sold by Heyer-Schulte, a division of American Hospital Supply Corporation (AHSC). Subsequently, AHSC merged into the Baxter Healthcare Corporation and Baxter International, Inc. (collectively referred to as Baxter) in 1984. Dow Coming *424 supplied Heyer-Schulte with the silicone material. The mammogram was performed by Willamette Falls Hospital. Plaintiff originally brought claims against Baxter, Dow Corning, and Willamette Falls Hospital; however, before trial, Dow Corning and Willamette Falls Hospital were dismissed from the case.

Plaintiffs claims against Baxter are based on strict liability and negligence. The complaint also included a fraud claim, which plaintiff dismissed during trial. Plaintiff alleges that her breast implants were defectively designed, because they were subject to leaking and/or rupture. Further, plaintiff alleges that Baxter was negligent in selling the implants when it knew or should have known of the defects and when it sold them without adequate warnings.

During trial, plaintiff sought to introduce testimony of Dr. Robert Grimm, a medical doctor and board-certified neurologist, as to the cause of her neurological injuries. At the beginning of the trial, Baxter moved in limine to exclude Grimm’s testimony “regarding any alleged causal connection between plaintiffs silicone breast implants and her purported symptoms pursuant to OEC 104(a), 401, 702, and 403.” In essence, Baxter argued that there was no proof of general causation that silicone can cause the injuries alleged by plaintiff, and thus, Grimm’s diagnosis of plaintiffs condition also should be excluded. The court ruled for Baxter. It reasoned:

“He can say ‘I’ve seen a very strong correlation, and at this point, my belief is that it’s silicone-related, these two little symptoms.’ That, I think we can get there. I’m not sure, but I think we can get there all right.
“I’m just afraid that saying the word ‘cause’ links it invariably to a disease that hasn’t been established, and that’s what I’m concerned about.
«Hi ^ ❖ * *
“* * * I don’t mind getting the fact in front of the jury that I just mentioned, that small-level [of a correlation], and they can draw whatever inferences you argue to them or what they draw on their own.
*425 “What I don’t want to have happened is placed for them as a fact, by way of opinion, that based on the preliminary methods and the preliminary work that Dr. Grimm has done so far, he’s in it the Nobel Prize, and discovered a new disease and she has it.
“There may come someday where there are established epidemiological studies and enough experts that can tie this [sic] and somebody can say it’s a cause.”

At the heart of the trial court’s ruling is the assertion that Grimm did not have an adequate scientific basis for his opinion on causation and, thus, the testimony would not be helpful under OEC 702. See State v. O’Key, 321 Or 285, 291, 899 P2d 663 (1995) (explaining that “[t]he function of the court is to ensure that the persuasive appeal [of the expert] is legitimate”).

Plaintiff assigns error to the court’s ruling and argues that Grimm’s opinion as to medical causation is supported by his clinical experience, the medical research of others and the application of an accepted medical methodology to his patient’s medical symptoms and that the trial court erred under OEC 401 and OEC 702 when it excluded his opinion.

OEC 401 provides:

“ ‘Relevant evidence’ means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.”

OEC 702 provides:

“If scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training or education may testify thereto in the form of an opinion or otherwise.”

Baxter contends that there is no scientific evidence that exposure of human tissue to silicone causes systemic diseases or the kind of symptoms alleged by plaintiff. In O’Key, the court said, “Whenever a litigant claims that a particular scientific technique or theory is valid, that claim is a hypothesis requiring empirical verification.” 321 Or at 292-93. Thus, *426 Grimm’s assertion in this case that plaintiffs conditions were caused by silicone that leaked from her implants and migrated to other parts of her body must be supported by the general proposition that exposure to silicone causes the kinds of complaints alleged. For that assertion to be admissible opinion evidence, it must be derived from scientific methodology. “The scientific method is a validation technique, consisting of the formulation of hypotheses, followed by observation or experimentation to test the hypotheses.” Id. at 292. Baxter argues that Grimm did not use scientific methodologies to reach his opinion. Specifically, it contends that Grimm’s opinion is based on a differential diagnoses approach 3 as the basis for his opinion and that that approach is not scientifically valid in this case because it assumes that silicone is a possible cause of systemic disease or symptoms when that fact has not been established.

In light of that argument, we turn to the evidence before the trial court. Grimm’s qualifications as an expert witness on the subject of neurology are not disputed by Baxter. Grimm testified that he began studying the effects of silicone in the body in 1993, after seeing two very sick patients. He reviewed the published literature on silicone-related subjects and internal industry documents, including 22 years of animal studies by Dow Coming. He also conducted detailed neurological evaluations on about 50 patients with silicone exposure from breast implants. Grimm testified how he conducted the neurological examinations:

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Cite This Page — Counsel Stack

Bluebook (online)
954 P.2d 829, 152 Or. App. 421, 1998 Ore. App. LEXIS 137, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jennings-v-baxter-healthcare-corp-orctapp-1998.