MEMORANDUM DECISION FILED Pursuant to Ind. Appellate Rule 65(D), May 31 2016, 10:15 am this Memorandum Decision shall not be CLERK regarded as precedent or cited before any Indiana Supreme Court Court of Appeals court except for the purpose of establishing and Tax Court
the defense of res judicata, collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Matthew R. Lemme Alan L. McLaughlin New Albany, Indiana Brian L. Mosby Mark J. Plantan Littler Mendelson, P.C. Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Jennifer Ansari, May 31, 2016 Appellant-Plaintiff, Court of Appeals Case No. 29A05-1509-PL-1435 v. Appeal from the Hamilton Superior Court Sirius Satellite Radio (Sirius The Honorable Steven R. Nation, XM), Judge Appellee-Defendant. Trial Court Cause No. 29D01-1306-PL-5259
Riley, Judge.
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 1 of 9 STATEMENT OF THE CASE
[1] Appellant-Plaintiff, Jennifer Ansari (Ansari), appeals the trial court’s summary
judgment in favor of Appellee-Defendant, Sirius XM Radio, Inc. (Sirius XM),
concluding that Sirius XM is not liable to Ansari under respondeat superior for
certain communications sent to her by Sirius XM’s employee.
[2] We affirm.
ISSUE
[3] Ansari raises one issue on appeal, which we restate as: Whether the trial court
erred by concluding that there is no genuine issue of material fact that Sirius
XM’s employee acted outside the scope of his employment when he sent Ansari
certain messages.
FACTS AND PROCEDURAL HISTORY
[4] Aaron Snow (Snow) began working as a Sourcing Manager for Sirius XM,
effective June 5, 2006. In his position, Snow worked with manufacturers and
suppliers; he did not interact with Sirius XM subscribers. During his work
hours, Snow sent numerous hostile communications by text and email to
Ansari from his personal cellphone. Ansari and Snow have a minor child
together and, at the time of the communications, were engaged in an ongoing
custody litigation.
[5] On June 10, 2013, Ansari filed a Complaint against Sirius XM, seeking to hold
Sirius XM liable for Snow’s ongoing harassment based on a theory of respondeat
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 2 of 9 superior. On July 29, 2013, Ansari filed an “Amended Complaint for Employer
Liability.” (Appellee’s App. p. 13). On December 23, 2014, Sirius XM filed its
motion for summary judgment, to which Ansari responded on March 5, 2015.
After a hearing on April 8, 2015, the trial court granted Sirius XM’s motion on
June 1, 2015, concluding in pertinent part that:
[Ansari] concedes that [Sirius XM] is not in the business of “transmitting harassing communications for profit.” The designated evidence shows the employee’s acts at issue were his own initiative, and he had no intention to perform a service for the employer while engaged in his acts. Further, the designated evidence shows that communications fall outside the scope of Snow’s employment because they did not advance [Sirius XM’s] business interest or relate to employee’s job duties. Unlike Doe [v. Lafayette Sch. Corp., 846 N.E.2d 691 (Ind. Ct. App. 2006)], the designated evidence shows that [Sirius XM] did not even own the phone that was used for the phone calls and/or texts.
(Appellant’s App. p. 10). Ansari filed a motion to correct error on June 30,
2015, which was denied by the trial court on August 14, 2015.
[6] Ansari now appeals. Additional facts will be provided as necessary.
DISCUSSION AND DECISION
I. Standard of Review
[7] Summary judgment is appropriate only when there are no genuine issues of
material fact and the moving party is entitled to a judgment as a matter of law.
Ind. Trial Rule 56(C). “A fact is material if its resolution would affect the
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 3 of 9 outcome of the case, and an issue is genuine if a trier of fact is required to
resolve the parties’ differing accounts of the truth . . . , or if the undisputed facts
support conflicting reasonable inferences.” Williams v. Tharp, 914 N.E.2d 756,
761 (Ind. 2009).
[8] In reviewing a trial court’s ruling on summary judgment, this court stands in the
shoes of the trial court, applying the same standards in deciding whether to
affirm or reverse summary judgment. First Farmers Bank & Trust Co. v. Whorley,
891 N.E.2d 604, 607 (Ind. Ct. App. 2008), trans. denied. Thus, on appeal, we
must determine whether there is a genuine issue of material fact and whether
the trial court has correctly applied the law. Id. at 607-08. In doing so, we
consider all of the designated evidence in the light most favorable to the non-
moving party. Id. at 608. The party appealing the grant of summary judgment
has the burden of persuading this court that the trial court’s ruling was
improper. Id. When the defendant is the moving party, the defendant must
show that the undisputed facts negate at least one element of the plaintiff’s
cause of action or that the defendant has a factually unchallenged affirmative
defense that bars the plaintiff’s claim. Id. Accordingly, the grant of summary
judgment must be reversed if the record discloses an incorrect application of the
law to the facts. Id.
[9] We observe that in the present case, the trial court entered findings of fact and
conclusions of law in support of its judgment. Special findings are not required
in summary judgment proceedings and are not binding on appeal.
AutoXchange.com. Inc. v. Dreyer and Reinbold, Inc., 816 N.E.2d 40, 48 (Ind. Ct.
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 4 of 9 App. 2004). However, such findings offer this court valuable insight into the
trial court’s rationale and facilitate appellate review. Id.
II. Analysis
[10] Ansari contends that the trial court erred in granting summary judgment to
Sirius XM after concluding that Snow’s communications fell outside the scope
of employment. She asserts that “Sirius XM had been notified of its employee’s
actions of repeatedly harassing [Ansari] by telephone and no action” was taken
to make Snow stop. (Appellant’s Br. p. 2). Ansari maintains that the inaction
of Sirius XM, with actual knowledge of Snow’s conduct, “raises a question of
fact for a jury of whether the inaction . . . constitutes authorization under
respondeat superior liability[.]” (Appellant’s App. p. 3).
[11] Under the doctrine of respondeat superior, an employer, who is not liable because
of his own acts, can be held liable “for the wrongful acts of his employee which
are committed within the scope of employment.” Southport Little League v.
Vaughan, 734 N.E.2d 261, 268 (Ind. Ct. App. 2000), trans. denied. An employee
is acting within the scope of his employment when he is acting, at least in part,
to further the interests of his employer. City of Fort Wayne v.
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MEMORANDUM DECISION FILED Pursuant to Ind. Appellate Rule 65(D), May 31 2016, 10:15 am this Memorandum Decision shall not be CLERK regarded as precedent or cited before any Indiana Supreme Court Court of Appeals court except for the purpose of establishing and Tax Court
the defense of res judicata, collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE Matthew R. Lemme Alan L. McLaughlin New Albany, Indiana Brian L. Mosby Mark J. Plantan Littler Mendelson, P.C. Indianapolis, Indiana
IN THE COURT OF APPEALS OF INDIANA
Jennifer Ansari, May 31, 2016 Appellant-Plaintiff, Court of Appeals Case No. 29A05-1509-PL-1435 v. Appeal from the Hamilton Superior Court Sirius Satellite Radio (Sirius The Honorable Steven R. Nation, XM), Judge Appellee-Defendant. Trial Court Cause No. 29D01-1306-PL-5259
Riley, Judge.
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 1 of 9 STATEMENT OF THE CASE
[1] Appellant-Plaintiff, Jennifer Ansari (Ansari), appeals the trial court’s summary
judgment in favor of Appellee-Defendant, Sirius XM Radio, Inc. (Sirius XM),
concluding that Sirius XM is not liable to Ansari under respondeat superior for
certain communications sent to her by Sirius XM’s employee.
[2] We affirm.
ISSUE
[3] Ansari raises one issue on appeal, which we restate as: Whether the trial court
erred by concluding that there is no genuine issue of material fact that Sirius
XM’s employee acted outside the scope of his employment when he sent Ansari
certain messages.
FACTS AND PROCEDURAL HISTORY
[4] Aaron Snow (Snow) began working as a Sourcing Manager for Sirius XM,
effective June 5, 2006. In his position, Snow worked with manufacturers and
suppliers; he did not interact with Sirius XM subscribers. During his work
hours, Snow sent numerous hostile communications by text and email to
Ansari from his personal cellphone. Ansari and Snow have a minor child
together and, at the time of the communications, were engaged in an ongoing
custody litigation.
[5] On June 10, 2013, Ansari filed a Complaint against Sirius XM, seeking to hold
Sirius XM liable for Snow’s ongoing harassment based on a theory of respondeat
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 2 of 9 superior. On July 29, 2013, Ansari filed an “Amended Complaint for Employer
Liability.” (Appellee’s App. p. 13). On December 23, 2014, Sirius XM filed its
motion for summary judgment, to which Ansari responded on March 5, 2015.
After a hearing on April 8, 2015, the trial court granted Sirius XM’s motion on
June 1, 2015, concluding in pertinent part that:
[Ansari] concedes that [Sirius XM] is not in the business of “transmitting harassing communications for profit.” The designated evidence shows the employee’s acts at issue were his own initiative, and he had no intention to perform a service for the employer while engaged in his acts. Further, the designated evidence shows that communications fall outside the scope of Snow’s employment because they did not advance [Sirius XM’s] business interest or relate to employee’s job duties. Unlike Doe [v. Lafayette Sch. Corp., 846 N.E.2d 691 (Ind. Ct. App. 2006)], the designated evidence shows that [Sirius XM] did not even own the phone that was used for the phone calls and/or texts.
(Appellant’s App. p. 10). Ansari filed a motion to correct error on June 30,
2015, which was denied by the trial court on August 14, 2015.
[6] Ansari now appeals. Additional facts will be provided as necessary.
DISCUSSION AND DECISION
I. Standard of Review
[7] Summary judgment is appropriate only when there are no genuine issues of
material fact and the moving party is entitled to a judgment as a matter of law.
Ind. Trial Rule 56(C). “A fact is material if its resolution would affect the
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 3 of 9 outcome of the case, and an issue is genuine if a trier of fact is required to
resolve the parties’ differing accounts of the truth . . . , or if the undisputed facts
support conflicting reasonable inferences.” Williams v. Tharp, 914 N.E.2d 756,
761 (Ind. 2009).
[8] In reviewing a trial court’s ruling on summary judgment, this court stands in the
shoes of the trial court, applying the same standards in deciding whether to
affirm or reverse summary judgment. First Farmers Bank & Trust Co. v. Whorley,
891 N.E.2d 604, 607 (Ind. Ct. App. 2008), trans. denied. Thus, on appeal, we
must determine whether there is a genuine issue of material fact and whether
the trial court has correctly applied the law. Id. at 607-08. In doing so, we
consider all of the designated evidence in the light most favorable to the non-
moving party. Id. at 608. The party appealing the grant of summary judgment
has the burden of persuading this court that the trial court’s ruling was
improper. Id. When the defendant is the moving party, the defendant must
show that the undisputed facts negate at least one element of the plaintiff’s
cause of action or that the defendant has a factually unchallenged affirmative
defense that bars the plaintiff’s claim. Id. Accordingly, the grant of summary
judgment must be reversed if the record discloses an incorrect application of the
law to the facts. Id.
[9] We observe that in the present case, the trial court entered findings of fact and
conclusions of law in support of its judgment. Special findings are not required
in summary judgment proceedings and are not binding on appeal.
AutoXchange.com. Inc. v. Dreyer and Reinbold, Inc., 816 N.E.2d 40, 48 (Ind. Ct.
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 4 of 9 App. 2004). However, such findings offer this court valuable insight into the
trial court’s rationale and facilitate appellate review. Id.
II. Analysis
[10] Ansari contends that the trial court erred in granting summary judgment to
Sirius XM after concluding that Snow’s communications fell outside the scope
of employment. She asserts that “Sirius XM had been notified of its employee’s
actions of repeatedly harassing [Ansari] by telephone and no action” was taken
to make Snow stop. (Appellant’s Br. p. 2). Ansari maintains that the inaction
of Sirius XM, with actual knowledge of Snow’s conduct, “raises a question of
fact for a jury of whether the inaction . . . constitutes authorization under
respondeat superior liability[.]” (Appellant’s App. p. 3).
[11] Under the doctrine of respondeat superior, an employer, who is not liable because
of his own acts, can be held liable “for the wrongful acts of his employee which
are committed within the scope of employment.” Southport Little League v.
Vaughan, 734 N.E.2d 261, 268 (Ind. Ct. App. 2000), trans. denied. An employee
is acting within the scope of his employment when he is acting, at least in part,
to further the interests of his employer. City of Fort Wayne v. Moore, 706 N.E.2d
604, 607 (Ind. Ct. App. 1999), trans. denied. When an employee acts partially in
self-interest but is still “partially serving his employer’s interests,” liability will
attach. Id. However, simply because an act could not have occurred without
access to the employer’s facilities does not bring it within the scope of
employment. Id.
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 5 of 9 [12] Additionally, while our courts have established that an employer can be
vicariously liable for the criminal acts of an employee, the determination
depends upon whether the employee’s actions were at least for a time
authorized by the employer. Doe v. Lafayette School Corp., 846 N.E.2d 691, 702
(Ind. Ct. App. 2006) abrogated on other grounds by State Farm Mut. Auto Ins. Co. v.
Jakupko, 881 N.E.2d 654 (Ind. 2008). If it is determined that none of the
employee’s acts were authorized, there is no respondeat superior liability. Id.
Furthermore, acts for which the employer is not responsible are those done “on
the employee’s own initiative, [] with no intention to perform it as part of or
incident to the service for which he is employed.” Id. (quoting City of Fort
Wayne, 706 N.E.2d at 607).
[13] In Doe, the plaintiff’s teacher obtained student email addresses to communicate
with them regarding school matters. Doe, 846 N.E.2d at 695. Although the
teacher used his personal email address to communicate with the plaintiff about
personal matters, he still sent the emails by way of a laptop provided by the
school. Id. Some of these emails were sent during school hours. Id. After a
while, the interaction between the teacher and the plaintiff took on a romantic
tone and the email exchanges became sexually charged. Id. A concern was
raised by the school that the teacher was “being too friendly” with students, and
the teacher promised to be more careful about his contact with students. Id.
The school did not investigate further, even though the plaintiff’s name was
specifically raised. Id. Two months later, the email exchanges led to two
sexual encounters at the teacher’s residence. Id. The plaintiff sued both the
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 6 of 9 teacher and the school, arguing the school was responsible under a theory of
respondeat superior because the teacher’s use of school equipment and some of
his activity having occurred during school hours. Id. We rejected the
argument, concluding that “simply because the teacher used the school’s
equipment and facilities to initiate a relationship with the plaintiff, his acts did
not necessarily fall within his scope of employment. Id. at 702. We held that
the teacher “on his own initiative and unrelated to any school function
instigated an intimate relationship with Doe” and “his actions were not incident
to any service provided by [the school], but rather were fueled entirely by self-
interest in a romantic relationship with” the plaintiff. Id.
[14] We reach the same conclusion under the facts before us. The designated
evidence reflects that Sirius XM employed Snow to control costs related to the
sourcing of components used in Sirius XM’s business. Snow negotiated
contracts and visited supplier sites. He communicated with Sirius XM
employees and suppliers but did not interact with Sirius XM subscribers.
During work hours, Snow sent messages from his personal cellphone 1 to Ansari
which contained insults and taunting references to the ongoing custody battle
between him and Ansari. These communications were not incident to any
service provided to Sirius XM and were not pertinent or subordinate to
1 The record includes references that Snow might have used his personal cellphone to not only conduct personal communications, but also to make some business calls. However, in line with Doe, we find the combined nature of calls made from Snow’s personal device not decisive of the issue before us. See Doe, 846 N.E.2d at 702.
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 7 of 9 controlling costs and monitoring relationships with Sirius XM suppliers.
Rather, Snow engaged in personal communication for a personal purpose.
Although Ansari formulates the generalized allegation that she “notified Sirius
[XM] of the employee conduct, . . . and Sirius XM allowed it to continue,” she
fails to provide us with actual evidence to establish that Sirius XM was aware of
the “hundreds of harassing communications from [Snow’s] workplace.”
(Appellant’s Br. pp. 5, 6).
[15] Accordingly, as there is no connection between Snow’s conduct and his
employment, the continued harassment falls outside the scope of his
employment and did not further Sirius XM’s business. See Stropes v. Heritage
House Children’s Center of Shelbyville, Inc., 547 N.E.2d 244, 247 (Ind. 1989) (“[A]n
employee’s wrongful act may still fall within the scope of his employment if his
purpose was, to an appreciable extent, to further his employer’s business, even
if the act was predominantly motivated by an intention to benefit the employee
himself.”). Rather, as Snow, on his own initiative and unrelated to any
business function, sent harassing communications to Ansari, his actions were
fueled entirely by his own self-interest and no respondeat superior is established.
We affirm the trial court’s summary judgment.
CONCLUSION
[16] Based on the foregoing, we conclude that there is no genuine issue of material
fact that Sirius XM’s employee acted outside the scope of his employment when
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 8 of 9 he sent Ansari certain messages and therefore respondeat superior is not
applicable.
[17] Affirmed.
[18] Kirsch, J. and Pyle, J. concur
Court of Appeals of Indiana | Memorandum Decision 29A05-1509-PL-1435 | May 31, 2016 Page 9 of 9