Jefferson v. Davis

131 F.R.D. 522, 17 Fed. R. Serv. 3d 171, 1990 U.S. Dist. LEXIS 7260, 1990 WL 88712
CourtDistrict Court, N.D. Illinois
DecidedJune 12, 1990
DocketNo. 88 C 1872
StatusPublished
Cited by4 cases

This text of 131 F.R.D. 522 (Jefferson v. Davis) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jefferson v. Davis, 131 F.R.D. 522, 17 Fed. R. Serv. 3d 171, 1990 U.S. Dist. LEXIS 7260, 1990 WL 88712 (N.D. Ill. 1990).

Opinion

MEMORANDUM OPINION AND ORDER

HART, District Judge.

In this civil rights case involving a fatal shooting at the time of arrest, plaintiff sought to call an expert witness on the topics of police procedure and the use of force as part of her case-in-chief. Defendant objected on the grounds that plaintiff’s answers to the expert witness interrogatories were both inadequate and untimely. Plaintiff was precluded from calling the expert at trial.

I. Background

Plaintiff alleged that defendant, a sergeant with the Illinois State Police, used excessive force when he shot and killed her son, John Williams, while attempting to [524]*524arrest him.1 In preparation for trial, plaintiff retained Robert di Grazia as a testimonial expert on the use of “excessive force.” Defendant propounded expert witness interrogatories. On November 6,1989, plaintiff filed incomplete answers to the interrogatories.2 In response to Interrogatory # 2, plaintiff declined to explain the “profession or occupation [of the expert] and field in which the expert claims to have expertise.”3 Rather, plaintiff merely attached a copy of the expert’s curriculum vitae.4 See attached Appendix A. Interrogatory # 10 asked for the “substance of the facts and opinions” about which the expert expected to testify and the identity of “each document that reflects or refers to such expected testimony, including each draft thereof.” With reference to the excessive force claim, plaintiff’s answer stated that “Robert di Grazia in summary is expected to testify that the defendant used excessive force and improper and negligent tactics in the attempted arrest of the decedent.” Interrogatory # 11 asked for the “substance of the facts” upon which the expert will rely or refer in rendering his opinion testimony. Plaintiff’s answer to this question was to “[s]ee the investigative reports or other documents which have been previously tendered.” Interrogatory # 12 asked for “each ground for each opinion” the expert will render, while Interrogatory # 13 asked for the expert’s methodology in reaching his opinion. Plaintiff’s answers to both of these questions were that they were inquiries “more properly asked in a deposition.”

At a status conference prior to trial, defendant objected to plaintiff’s answers to the interrogatories, arguing that they were insufficient. The parties were informed that expert witnesses would not be allowed to testify to matters not sufficiently disclosed in timely answers to proper interrogatories. Plaintiff stated her intent to supplement her answers. On the evening before or the morning plaintiff sought to call di Grazia to testify, she provided defendant with supplemental answers to Interrogatories # 10, # 12, # 16 and # 17. These supplemental answers did not provide any greater detail than the original answers objected to by defendant. See Appendix B.

In light of the insufficiency and untimeliness of plaintiff’s supplemental answers, defendant objected to plaintiff’s intention of calling di Grazia as an expert witness. Plaintiff responded by asserting that defendant was not prejudiced by the challenged answers since he was in possession of the documents that di Grazia was relying upon in reaching his expert opinion. Plaintiff also argued that defendant should have raised his objections to the answers earlier or taken the deposition of di Grazia. Plaintiff did not effectively address the fact that both the original and supplemental answers were substantively insufficient. After reviewing the answers, this court precluded plaintiff from calling di Grazia at trial. The foregoing conduct and arguments reflected a misapprehension about the requirements of Fed.R.Civ.P. 26.

II. Analysis

The testimony of expert witnesses is often important to the outcome of civil cases. Rule 26(b)(4) of the -Federal Rules of Civil Procedure was amended in 1970 to address a number of the discovery problems relating to experts. The amendments were intended both to liberalize the initial scope of discovery available to a party regarding the opinions of any expert witness the ad[525]*525versary “expects to call” at trial, and to regulate any additional discovery concerning experts so designated. See Graham, Discovery of Experts Under Rule 26(b)(4) of the Federal Rules of Civil Procedure: Part One, An Analytical Study, 1976 U.Ill.L.F. 895, 898-916 (tracing history of the Rule). As Professor Graham has noted, the law governing a party’s ability to conduct discovery of expert witnesses was in “a chaotic state” prior to the 1970 amendments, which were intended to standardize the procedures throughout the entire federal system. Id. at 898-99. See also Smith v. Ford Motor Co., 626 F.2d 784, 792 (10th Cir.1980).

As the exclusive means for taking the discovery of an expert witness, United States v. International Business Corporation, 72 F.R.D. 78, 81 (S.D.N.Y.1976), Rule 26(b)(4) mandates a two-step approach.5 In the first instance, any discovery of an expert “expected to testify at trial” must be obtained by way of written interrogatories. Through such interrogatories, a party is entitled to discover 1) the identity of the experts expected to testify, 2) the “subject matter” upon which the expert is expected to testify, 3) the “substance of the facts and opinions” about which the expert is expected to testify, and 4) a “summary of the grounds” for each opinion. Fed.R. Civ.P. 26(b)(4)(A)(i). An answering party is also under a continuing duty to supplement answers with respect to expert testimony as required by Rule 26(e)(1)(B). In the second step provided by Rule 26(b)(4)(A)(ii), a party may obtain a deposition of an expert witness only upon motion and by order of the court.

As noted by the Advisory Committee, the amended provisions of Rule 26(b)(4) are based upon the recognition that inadequate discovery of the basis of an expert witness’s opinion

produces in acute form the very evils that discovery has been created to prevent. Effective cross-examination of an expert witness requires advance preparation. The lawyer even with the help of his own experts frequently cannot anticipate the particular approach his adversary’s expert will take or the data on which he will base his judgment on the stand____ Similarly, effective rebuttal requires advance knowledge of the line of testimony of the other side. If the latter is foreclosed by a rule against discovery, then the narrowing of issues and elimination of surprise which discovery normally produces are frustrated.

Advisory Committee Notes to 1970 Amendments to Subdivision 26(b)(4). Although the “primary purpose of the Rule is to facilitate effective cross-examination and rebuttal of expert testimony,” the benefits are not merely for the convenience of the parties. Note,

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Bluebook (online)
131 F.R.D. 522, 17 Fed. R. Serv. 3d 171, 1990 U.S. Dist. LEXIS 7260, 1990 WL 88712, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jefferson-v-davis-ilnd-1990.