J.D. v. Williston Northampton School

826 F. Supp. 2d 328, 2011 U.S. Dist. LEXIS 102372, 2011 WL 4074345
CourtDistrict Court, D. Massachusetts
DecidedSeptember 12, 2011
DocketCivil Action No. 10-30081-MAP
StatusPublished

This text of 826 F. Supp. 2d 328 (J.D. v. Williston Northampton School) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
J.D. v. Williston Northampton School, 826 F. Supp. 2d 328, 2011 U.S. Dist. LEXIS 102372, 2011 WL 4074345 (D. Mass. 2011).

Opinion

MEMORANDUM AND ORDER WITH REGARD TO DEFENDANT RYAN’S MOTION TO QUASH (Document No. 110)

NEIMAN, United States Magistrate Judge.

Presently before the court is Defendant Dennis Ryan (“Ryan”)’s motion to quash Plaintiff J.D.’s subpoena served on James L. Sharp, Ph.D., Ryan’s psychotherapist. Ryan also seeks a protective order “prohibiting the plaintiff! ] or anyone on [her] behalf from further seeking discovery with respect to [his] mental health or his mental health counseling.” For the reasons which follow, the motion will be granted.

1.

Ryan makes several arguments in support of that part of his motion which seeks to quash Plaintiffs subpoena. First, he asserts that the subpoena — which requests “any and all documents of any kind, includ[330]*330ing progress notes, letters, memos, electronic mail, drafts, calendar or appointment entries, prescription records or any other writing relating to Dennis P. Ryan” — is overly broad in that it is unlimited in scope and time. Second, Ryan argues that much of the material requested is protected by the psychotherapist-patient privilege. Third, Ryan argues that any diagnostic information is irrelevant because his mental state is not at issue with respect to any of the claims against him; as for Plaintiffs claims against the Williston Northampton School (“Williston”), Brian Wright, Jeffrey Ketcham, John Johnson, and Benjamin Thompson (collectively, “the Williston Defendants”), particularly the negligent hiring and retention claims, Ryan asserts that it is questionable whether Williston could have required him to disclose any such information. Finally, Ryan asserts that his interest in protecting his privacy outweighs Plaintiffs need for discovery because the violation of his privacy is “immediate and substantial” and the information is not probative of what Williston knew and whether it could have prevented the alleged harm.

In response, Plaintiff offers a number of arguments why she is entitled to Dr. Sharp’s diagnoses of Ryan, if not the records themselves, but as well to further responses to deposition questions posed to Ryan. Plaintiff maintains that the diagnoses may indicate that Ryan was suffering from mental health issues of which Williston could have, and should have, become aware. Plaintiff also maintains that such health issues bear on both the reasonableness of Williston’s investigation of Ryan’s alleged assault and the steps it took afterwards, as well as the actions forming the basis of Plaintiffs claims of emotional distress, unfair educational practices, sexual harassment, and defamation. Finally, Plaintiff asserts that it is premature for the court to weigh the prejudice to Ryan’s privacy rights and that, at an appropriate time, he can pursue a motion regarding the admissibility of such evidence.1

2.

As an initial matter, the parties do not dispute that the psychotherapist-patient privilege established by Mass. Gen. Law ch. 233 § 20B applies in this diversity case. Nor do the parties dispute that the court is required to quash subpoenas that seek such privileged data if no exception or waiver applies. See Fed.R.Evid. 501; Fed. R. Civ. P. 45(c)(3)(A)(iii).

The Supreme Court has directed that “confidential communications between a licensed psychotherapist and her patients in the course of diagnosis or treatment are protected from compelled disclosure under Rule 501 of the Federal Rules of Evidence.” Jaffee v. Redmond, 518 U.S. 1, 15, 116 S.Ct. 1923, 135 L.Ed.2d 337 (1996). The privilege protects against compelled disclosure of notes made during the course of treatment. Id. at 18, 116 S.Ct. 1923. “[R]ooted in the imperative need for confidence and trust” between the patient and the psychotherapist, the privilege is designed to avoid deterring people from seeking treatment for fear that they will suffer a disadvantage in later litigation.” Id. at 11, 116 S.Ct. 1923. Consis[331]*331tent with this interest, the Court rejected any balancing test that would allow a judge, in determining questions of privilege, to weigh the privilege against the asserted need for the evidence. Id. at 17-18, 116 S.Ct. 1923.

3.

There are certain exceptions to the privilege in Massachusetts, but none of those appear to apply in the case at bar. In particular, Ryan has not introduced his mental or emotional condition as an element of his defense. See Mass. Gen. Laws. ch. 233 § 20B(c). Cf. Sanchez v. U.S. Airways, 202 F.R.D. 131 (D.Mass. 2001) (plaintiff employee waived privilege when claiming emotional distress). Nor is the court persuaded by Plaintiffs argument that Ryan’s counsel’s recent questioning of Defendant Benjamin Thompson at his deposition injected into this case Ryan’s “motive and intent in communicating with the minor plaintiff in the manner in which he did.” (Document No. 139 at 2; see also Document No. 244.) Having reviewed the transcript, the court finds it difficult to make the leap Plaintiff suggests; simply put, the questioning in no way paved the way for Plaintiff to obtain Ryan’s mental health records and diagnoses. More to the point, such tenuous “motive” arguments, if accepted, would enable plaintiffs to obtain the psychological records of defendants in all sorts of lawsuits in which the defendants’ mental health treatment is simply not in issue.

At best, Plaintiffs arguments are little more than a claim that Ryan’s mental health records and diagnoses may have relevant information as to her claims against Ryan and the Williston Defendants, to which she should have access in pursuit of her case. To accept such an argument would resurrect the balancing that Jaffee foreclosed and would disregard the principle that “ ‘[p]arties ... do not forfeit [a privilege] merely by taking a position that the evidence might contradict.’” Kronenberg v. Baker & McKenzie LLP, 747 F.Supp.2d 983, 985 (N.D.Ill.2010) (quoting United States v. Salerno, 505 U.S. 317, 323, 112 S.Ct. 2503, 120 L.Ed.2d 255 (1992)). “If this principle were not the rule, then in virtually every case a waiver might be found since the party opposing the privilege could argue plausibly that the psychological records might well reveal significant evidence that would contradict the evidence offered by the party asserting the privilege or call into question the privilege holder’s veracity.” Id.

4.

Given these standards, Plaintiff appears to acknowledge that she is not entitled to documents “which reflect patients’ thoughts, feelings, and impressions, or contain the substance of the psychotherapeutic dialogue.” (Plaintiffs Opposition to Ryan’s Motion to Quash at 11.) Plaintiff argues, however, relying on Adoption of Saul, 60 Mass.App.Ct. 546, 804 N.E.2d 359 (2004), that certain diagnostic information about Ryan may be deemed non-communicative and, therefore, not covered by the psychotherapist-patient privilege.

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Related

United States v. Salerno
505 U.S. 317 (Supreme Court, 1992)
Jaffee v. Redmond
518 U.S. 1 (Supreme Court, 1996)
Garcia v. Duffy
492 So. 2d 435 (District Court of Appeal of Florida, 1986)
Moses v. Diocese of Colorado
863 P.2d 310 (Supreme Court of Colorado, 1993)
Foster v. the Loft, Inc.
526 N.E.2d 1309 (Massachusetts Appeals Court, 1988)
Mullins v. Pine Manor College
449 N.E.2d 331 (Massachusetts Supreme Judicial Court, 1983)
Kronenberg v. Baker & McKenzie LLP
747 F. Supp. 2d 983 (N.D. Illinois, 2010)
Armstrong v. Lamy
938 F. Supp. 1018 (D. Massachusetts, 1996)
Petrell v. Shaw
902 N.E.2d 401 (Massachusetts Supreme Judicial Court, 2009)
Adoption of Saul
804 N.E.2d 359 (Massachusetts Appeals Court, 2004)
Sanchez v. U.S. Airways, Inc.
202 F.R.D. 131 (E.D. Pennsylvania, 2001)

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Bluebook (online)
826 F. Supp. 2d 328, 2011 U.S. Dist. LEXIS 102372, 2011 WL 4074345, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jd-v-williston-northampton-school-mad-2011.