J.C. Collaso v. BPOA, State Board of Social Workers, Marriage and Family Therapists and Professional Counselors

CourtCommonwealth Court of Pennsylvania
DecidedJuly 1, 2016
Docket1118 C.D. 2015
StatusUnpublished

This text of J.C. Collaso v. BPOA, State Board of Social Workers, Marriage and Family Therapists and Professional Counselors (J.C. Collaso v. BPOA, State Board of Social Workers, Marriage and Family Therapists and Professional Counselors) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
J.C. Collaso v. BPOA, State Board of Social Workers, Marriage and Family Therapists and Professional Counselors, (Pa. Ct. App. 2016).

Opinion

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Jane C. Collaso, : Petitioner : : v. : No. 1118 C.D. 2015 : Submitted: February 19, 2016 Bureau of Professional and : Occupational Affairs, State : Board of Social Workers, : Marriage and Family Therapists : and Professional Counselors, : Respondent :

BEFORE: HONORABLE P. KEVIN BROBSON, Judge HONORABLE PATRICIA A. McCULLOUGH, Judge HONORABLE DAN PELLEGRINI, Senior Judge

OPINION NOT REPORTED

MEMORANDUM OPINION BY JUDGE BROBSON FILED: July 1, 2016

Petitioner Jane C. Collaso (Collaso) petitions for review of an order of the Bureau of Professional and Occupational Affairs, State Board of Social Workers, Marriage and Family Therapists and Professional Counselors (Board), revoking Collaso’s license to practice clinical social work. We affirm the Board’s order. By way of background, on July 13, 2010, Collaso pleaded guilty to two counts of simple assault, which is a grade 2 misdemeanor. The criminal charges against Collaso arose as a consequence of Collaso’s assault of a former client (K) and the client’s husband (T). The criminal complaint alleged that Collaso had engaged in an affair with the former client and that she went to the former client’s home, where she attacked K and T. According to the Board’s brief,1 on May 3, 2011, as a result of the convictions, the Board, in a separate proceeding, issued an Immediate Temporary Suspension order (ITS). Ultimately, Collaso and the Board agreed to a resolution of Collaso’s challenge to the ITS, resulting in a 180-day temporary suspension of Collaso’s license. During that period of temporary suspension, on July 12, 2011, the Pennsylvania Department of State (Department) issued an Order Compelling the Mental and Physical Examination of Collaso. Although Collaso attended two examinations, the examiner concluded that he could not render an opinion regarding Collaso’s mental or physical condition, because Collaso had not provided all requested records and responses to direct questions. Based upon the examiner’s conclusion, on September 13, 2011, the Department filed a motion to deem facts admitted and for entry of default. The Department’s motion also sought an order of the Board suspending Collaso’s license until such time that she complied with the July 12, 2011 order to submit to the mental and physical examination. On October 20, 2011, the Board issued a final memorandum order: (1) granting the Department’s motion to the extent it sought to deem facts admitted and entry of default; but (2) dismissing without prejudice the Department’s motion to the extent it sought to compel Collaso to submit to a mental and physical examination. (R.R. at 51a.) The Board’s October 20, 2011 order deemed facts admitted indicating that Collaso failed to comply with the July 2011 order directing her to submit to an evaluation. Included in those facts deemed admitted were: (1) Collaso failed to

1 Respondent’s Brief at 10 n.14.

2 provide the examiner with her medical records; (2) Collaso failed to provide the examiner with a copy of her curriculum vitae in advance of the examination; (3) during the examiner’s interview of Collaso, she refused to discuss the incident involving her former patient and the patient’s husband; and (4) upon the second examination, Collaso again refused to provide the examiner with her medical records and refused to discuss the triggering patient incident. The Board accepted as a fact that, because Collaso did not cooperate with the examinations, the examiner was unable to provide an opinion regarding Collaso’s emotional state or psychiatric condition. (R.R. at 49a-50a.) Despite those findings and the Board’s conclusion that Collaso was in default for failing to submit to the examination, the Board elected not to exercise its authority to suspend indefinitely Collaso’s license until she complied with the provisions of the initial examination order. (R.R. at 50a-51a.) The Board reasoned that the Department’s request for an order compelling Collaso to submit to another exam did not specify whether the Respondent was seeking an examination regarding potential drug addiction or for mental incompetence. On November 1, 2011, the Board issued an order reinstating Collaso’s license. Although Collaso’s participation in/or submissions to the mental and physical examinations are pertinent to the petition for review, the proceedings involving the ITS are not at issue in this matter. On November 11, 2011, a prosecutor with the Department issued a notice to Collaso advising her that the Department had initiated formal disciplinary proceedings against her and informing her of her rights to respond to and defend against the proceedings. The Department initiated the proceedings in an order directed to Collaso to show cause (Order to Show Cause) why the Board should

3 not impose a disciplinary sanction against her based upon her actions leading up to her two criminal convictions. The Order to Show Cause identified Collaso’s alleged violations of the Social Workers, Marriage and Family Therapists and Professional Counselors Act (Social Workers Act)2 and the Criminal History Records Information Act (CHRIA)3 as grounds for the potential imposition of sanctions. The Order to Show Cause referred to the criminal complaint upon which Collaso’s two criminal convictions were based, which, as indicated above, described Collaso’s forcible entry in the home of K and T, her actions that night, and her guilty pleas to two counts of simple assault. The Department claimed that it was empowered to suspend, revoke, or restrict Collaso’s license under the following:  Section 11(a)(1) of the Social Workers Act,4 63 P.S. § 1911(a)(1), based upon Collaso’s misdemeanor assault convictions. (Count One)

 Section 9124(c)(2) of the CHRIA,5 18 Pa. C.S. § 9124(c)(2), based upon Collaso’s guilty plea to the two assault charges. (Count Two)

 Section 11(a)(2) of the Social Workers Act,6 63 P.S. § 1911(a)(2), for alleged violations of: 2 Act of July 9, 1987, P.L. 220, as amended, 63 P.S. §§ 1901-1922. 3 Act of July 16, 1979, P.L. 116, as amended, 18 Pa. C.S. §§ 9101-9183. 4 Section 11(a)(1) of the Social Workers Act provides, in pertinent part, that “[t]he board may . . . suspend, revoke, limit or restrict a license . . . for any of the following: (1) Being convicted of a felony or a crime of moral turpitude in any state . . . court.” 5 Section 9124(c)(2) of the CHRIA provides, in pertinent part, that “[b]oards, commissions or departments of the Commonwealth authorized to license, certify, register or permit the practice of . . . professions may . . . suspend or revoke any license . . . ‘[w]here the applicant has been convicted of a misdemeanor which relates to the . . . profession for which the license . . . is sought.’”

4 (a) Section 1.01 of the National Association of Social Workers (NASW) Code of Ethics (Code), which provides that social workers have a primary responsibility to promote the wellbeing of clients. (Count Three) (b) Section 1.06(c) of the NASW Code, which prohibits social workers from engaging in dual relationships with clients or former clients when such a relationship poses a risk of exploitation or harm to a client. (Count Four) (c) Section 1.10 of the NASW Code, which prohibits social workers from engaging in physical contact with clients when there is a possibility of psychological harm to the client as a result of such contact. (Count Five) (d) Section 4.05(a) of the NASW Code, which prohibits social workers from allowing personal problems and psychosocial distress, inter alia, to interfere with professional judgments and performance or to jeopardize the best interests of people to whom they have a duty of professional responsibility. (Count Six)7  Section 11(a)(7) of the Social Workers Act,8 63 P.S.

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Bluebook (online)
J.C. Collaso v. BPOA, State Board of Social Workers, Marriage and Family Therapists and Professional Counselors, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jc-collaso-v-bpoa-state-board-of-social-workers-marriage-and-family-pacommwct-2016.