1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 JOSE RAUL JAQUEZ, Case No.: 18cv536-GPC(BGS)
12 Plaintiff, ORDER ADOPTING REPORT AND 13 v. RECOMMENDATION DENYING PLAINTIFF’S MOTION FOR 14 ANDREW M. SAUL, Commissioner of SUMMARY JUDGMENT AND Social Security Administration, 15 GRANTING DEFENDANT’S Defendant. MOTION FOR SUMMARY 16 JUDGMENT 17 [Dkt. Nos. 14, 15.] 18
19 On March 14, 2018, Plaintiff Jose Raul Jaquez (“Plaintiff”), proceeding in forma 20 pauperis and with counsel, filed this action seeking judicial review of the Commissioner 21 of Social Security’s final decision denying Plaintiff’s applications for disability insurance 22 benefits and supplemental security income. (Dkt. No. 1.) Plaintiff filed a motion for 23 summary judgment and Defendant filed a cross-motion for summary judgment. (Dkt. 24 Nos. 14, 15.) On July 2, 2019, Magistrate Judge Bernard G. Skomal issued a Report and 25 Recommendation (“R&R”) that Plaintiff’s motion for summary judgment be denied and 26 that Defendant’s cross-motion for summary judgment be granted. (Dkt. No. 20.) 27 Plaintiff filed an objection on July 16, 2019. (Dkt. No. 21.) After careful consideration 28 1 of the R&R, the objections, the pleadings, the supporting documents, and the applicable 2 law, the Court DENIES Plaintiff’s motion for summary judgment, and GRANTS 3 Defendant’s cross-motion for summary judgment. 4 Background 5 On October 15, 2013, Plaintiff filed applications for disability insurance benefits 6 (“DIB”) under Title II of the Social Security Act and supplemental security income (“SSI”) 7 under Title XVI of the Social Security Act (“Act”) alleging a disability date of April 24, 8 2013. (Dkt. No. 12, Administrative Record (“AR”) 328-35; 336-41.) Plaintiff alleged 9 disability based on diabetes, diabetic retinopathy, high blood pressure, blood clot on both 10 eyes and surgery on both eyes. (AR 356.) Plaintiff’s claims were initially denied on 11 December 12, 2013, (AR 228), and again upon reconsideration on February 20, 2014. (AR 12 235.) 13 On May 29, 2014, Plaintiff filed a written request for an administrative hearing. (AR 14 243.) On April 1, 2016, Plaintiff appeared with counsel and testified before Administrative 15 Law Judge Peter J. Valentino. (AR 122-61.) On May 9, 2016, the ALJ issued a decision 16 finding that Plaintiff was not disabled as defined under Title II and Title VI of the Act. 17 (AR 17-31.) On January 24, 2018, the ALJ’s decision became the final decision of the 18 Commissioner when the Appeals Council denied Plaintiff’s request for review. (AR 1-3.) 19 On March 14, 2018, Plaintiff commenced the instant action seeking judicial review 20 of the Commissioner’s decision. (Dkt. No. 1.) On June 8, 2018, Defendant answered and 21 lodged the administrative record with the Court. (Dkt. Nos. 10, 12.) On July 13, 2018, 22 Plaintiff moved for summary judgment. (Dkt. No. 14.) On August 15, 2018, the 23 Commissioner cross-moved for summary judgment and responded in opposition to 24 Plaintiff’s motion. (Dkt. Nos. 15, 16.) On September 10, 2018, Plaintiff filed an opposition 25 to Defendant’s cross-motion for summary judgment and a reply to his motion for summary 26 judgment. (Dkt. No. 18.) On October 1, 2018, the Commissioner filed a reply. (Dkt. No. 27 19.) On July 2, 2019, the Magistrate Judge issued its R&R and Plaintiff filed an objection 28 on July 16, 2019. (Dkt. No. 21.) 1 The ALJ Decision 2 ALJ Peter J. Valentino applied the five-step sequential framework to determine 3 that Plaintiff was not disabled. (AR 53-64.) He began the analysis finding Plaintiff met 4 the insured status requirement through March 31, 2018. (AR 55.) At step one, the ALJ 5 found that Plaintiff has not engaged in substantial, gainful activity since April 24, 2013. 6 (AR 55.) At step two, the ALJ found that Plaintiff has had the following severe 7 impairments: diabetic retinopathy secondary to insulin dependent diabetes mellitus. (AR 8 55.) At step three, the ALJ determined that Plaintiff does not have an impairment or 9 combination of impairments that meets or medically equals the severity of one of the 10 listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. (AR 57.) 11 At step four, the ALJ found that Plaintiff has the residual functional capacity 12 (“RFC”) to perform light work except he is limited to “single eye vision; sans depth 13 perception’ sans hazards (such as heights and dangerous machinery); sans concentrated 14 exposure to chemicals or fumes; requires dark glasses for vision protection against bright 15 light; is limited to occasional reaching, handling, and fingering; and occasional fine 16 visual acuity.” (AR 58.) Based on the RFC, it was concluded that Plaintiff is unable to 17 perform any past relevant work. (AR 61.) Plaintiff is a younger individual, 29 years old, 18 with limited education and the ability to communicate in English. (AR 61.) At step five, 19 the ALJ determined that considering Plaintiff’s RFC, age, education, and work 20 experience, the jobs of usher and counter clerk exist in significant numbers in the national 21 economy that he can perform. (AR 62.) Therefore, the ALJ concluded that Plaintiff has 22 not been under a disability from April 23, 2013 through the date of the decision. (AR 23 63.) 24 Discussion 25 A. Standard of Review of Magistrate Judge’s R&R 26 The district court’s duties in connection with an R&R of a magistrate judge are set 27 forth in Federal Rule of Civil Procedure 72(b) and 28 U.S.C. § 636(b). The district judge 28 must “make a de novo determination of those portions of the report . . . to which 1 objection is made,” and “may accept, reject, or modify, in whole or in part, the findings 2 or recommendations made by the magistrate.” 28 U.S.C. § 636(b). The district court 3 need not review de novo those portions of an R&R to which neither party objects. See 4 Wang v. Masaitis, 416 F.3d 992, 1000 n. 13 (9th Cir. 2005); United States v. Reyna- 5 Tapia, 328 F.3d 114, 1121-22 (9th Cir. 2003) (en banc). When no objections are filed, 6 the Court may assume the correctness of the magistrate judge’s findings of fact and 7 decide the motion on the applicable law. Campbell v. United States Dist. Ct., 501 F.2d 8 196, 206 (9th Cir. 1974); Johnson v. Nelson, 142 F. Supp. 2d 1215, 1217 (S.D. Cal. 9 2001). Because Plaintiff filed an objection, the Court conducts a de novo review of the 10 portions of the R&R to which he opposes and assumes the correctness of the Magistrate 11 Judge’s findings of fact of the portions of the R&R to which he does not oppose. 12 B. Standard of Review of the Commissioner’s Decision 13 A court “will disturb the denial of benefits only if the decision contains legal error 14 or is not supported by substantial evidence.” Tommasetti v. Astrue, 533 F.3d 1035, 1038 15 (9th Cir. 2008) (citations omitted). Substantial evidence is “such relevant evidence as a 16 reasonable mind might accept as reasonable to support a conclusion.” Id. The “evidence 17 must be more than a mere scintilla but not necessarily a preponderance.” Connett v. 18 Barnhart, 340 F.3d 871, 873 (9th Cir. 2003) (citation omitted).
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 JOSE RAUL JAQUEZ, Case No.: 18cv536-GPC(BGS)
12 Plaintiff, ORDER ADOPTING REPORT AND 13 v. RECOMMENDATION DENYING PLAINTIFF’S MOTION FOR 14 ANDREW M. SAUL, Commissioner of SUMMARY JUDGMENT AND Social Security Administration, 15 GRANTING DEFENDANT’S Defendant. MOTION FOR SUMMARY 16 JUDGMENT 17 [Dkt. Nos. 14, 15.] 18
19 On March 14, 2018, Plaintiff Jose Raul Jaquez (“Plaintiff”), proceeding in forma 20 pauperis and with counsel, filed this action seeking judicial review of the Commissioner 21 of Social Security’s final decision denying Plaintiff’s applications for disability insurance 22 benefits and supplemental security income. (Dkt. No. 1.) Plaintiff filed a motion for 23 summary judgment and Defendant filed a cross-motion for summary judgment. (Dkt. 24 Nos. 14, 15.) On July 2, 2019, Magistrate Judge Bernard G. Skomal issued a Report and 25 Recommendation (“R&R”) that Plaintiff’s motion for summary judgment be denied and 26 that Defendant’s cross-motion for summary judgment be granted. (Dkt. No. 20.) 27 Plaintiff filed an objection on July 16, 2019. (Dkt. No. 21.) After careful consideration 28 1 of the R&R, the objections, the pleadings, the supporting documents, and the applicable 2 law, the Court DENIES Plaintiff’s motion for summary judgment, and GRANTS 3 Defendant’s cross-motion for summary judgment. 4 Background 5 On October 15, 2013, Plaintiff filed applications for disability insurance benefits 6 (“DIB”) under Title II of the Social Security Act and supplemental security income (“SSI”) 7 under Title XVI of the Social Security Act (“Act”) alleging a disability date of April 24, 8 2013. (Dkt. No. 12, Administrative Record (“AR”) 328-35; 336-41.) Plaintiff alleged 9 disability based on diabetes, diabetic retinopathy, high blood pressure, blood clot on both 10 eyes and surgery on both eyes. (AR 356.) Plaintiff’s claims were initially denied on 11 December 12, 2013, (AR 228), and again upon reconsideration on February 20, 2014. (AR 12 235.) 13 On May 29, 2014, Plaintiff filed a written request for an administrative hearing. (AR 14 243.) On April 1, 2016, Plaintiff appeared with counsel and testified before Administrative 15 Law Judge Peter J. Valentino. (AR 122-61.) On May 9, 2016, the ALJ issued a decision 16 finding that Plaintiff was not disabled as defined under Title II and Title VI of the Act. 17 (AR 17-31.) On January 24, 2018, the ALJ’s decision became the final decision of the 18 Commissioner when the Appeals Council denied Plaintiff’s request for review. (AR 1-3.) 19 On March 14, 2018, Plaintiff commenced the instant action seeking judicial review 20 of the Commissioner’s decision. (Dkt. No. 1.) On June 8, 2018, Defendant answered and 21 lodged the administrative record with the Court. (Dkt. Nos. 10, 12.) On July 13, 2018, 22 Plaintiff moved for summary judgment. (Dkt. No. 14.) On August 15, 2018, the 23 Commissioner cross-moved for summary judgment and responded in opposition to 24 Plaintiff’s motion. (Dkt. Nos. 15, 16.) On September 10, 2018, Plaintiff filed an opposition 25 to Defendant’s cross-motion for summary judgment and a reply to his motion for summary 26 judgment. (Dkt. No. 18.) On October 1, 2018, the Commissioner filed a reply. (Dkt. No. 27 19.) On July 2, 2019, the Magistrate Judge issued its R&R and Plaintiff filed an objection 28 on July 16, 2019. (Dkt. No. 21.) 1 The ALJ Decision 2 ALJ Peter J. Valentino applied the five-step sequential framework to determine 3 that Plaintiff was not disabled. (AR 53-64.) He began the analysis finding Plaintiff met 4 the insured status requirement through March 31, 2018. (AR 55.) At step one, the ALJ 5 found that Plaintiff has not engaged in substantial, gainful activity since April 24, 2013. 6 (AR 55.) At step two, the ALJ found that Plaintiff has had the following severe 7 impairments: diabetic retinopathy secondary to insulin dependent diabetes mellitus. (AR 8 55.) At step three, the ALJ determined that Plaintiff does not have an impairment or 9 combination of impairments that meets or medically equals the severity of one of the 10 listed impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1. (AR 57.) 11 At step four, the ALJ found that Plaintiff has the residual functional capacity 12 (“RFC”) to perform light work except he is limited to “single eye vision; sans depth 13 perception’ sans hazards (such as heights and dangerous machinery); sans concentrated 14 exposure to chemicals or fumes; requires dark glasses for vision protection against bright 15 light; is limited to occasional reaching, handling, and fingering; and occasional fine 16 visual acuity.” (AR 58.) Based on the RFC, it was concluded that Plaintiff is unable to 17 perform any past relevant work. (AR 61.) Plaintiff is a younger individual, 29 years old, 18 with limited education and the ability to communicate in English. (AR 61.) At step five, 19 the ALJ determined that considering Plaintiff’s RFC, age, education, and work 20 experience, the jobs of usher and counter clerk exist in significant numbers in the national 21 economy that he can perform. (AR 62.) Therefore, the ALJ concluded that Plaintiff has 22 not been under a disability from April 23, 2013 through the date of the decision. (AR 23 63.) 24 Discussion 25 A. Standard of Review of Magistrate Judge’s R&R 26 The district court’s duties in connection with an R&R of a magistrate judge are set 27 forth in Federal Rule of Civil Procedure 72(b) and 28 U.S.C. § 636(b). The district judge 28 must “make a de novo determination of those portions of the report . . . to which 1 objection is made,” and “may accept, reject, or modify, in whole or in part, the findings 2 or recommendations made by the magistrate.” 28 U.S.C. § 636(b). The district court 3 need not review de novo those portions of an R&R to which neither party objects. See 4 Wang v. Masaitis, 416 F.3d 992, 1000 n. 13 (9th Cir. 2005); United States v. Reyna- 5 Tapia, 328 F.3d 114, 1121-22 (9th Cir. 2003) (en banc). When no objections are filed, 6 the Court may assume the correctness of the magistrate judge’s findings of fact and 7 decide the motion on the applicable law. Campbell v. United States Dist. Ct., 501 F.2d 8 196, 206 (9th Cir. 1974); Johnson v. Nelson, 142 F. Supp. 2d 1215, 1217 (S.D. Cal. 9 2001). Because Plaintiff filed an objection, the Court conducts a de novo review of the 10 portions of the R&R to which he opposes and assumes the correctness of the Magistrate 11 Judge’s findings of fact of the portions of the R&R to which he does not oppose. 12 B. Standard of Review of the Commissioner’s Decision 13 A court “will disturb the denial of benefits only if the decision contains legal error 14 or is not supported by substantial evidence.” Tommasetti v. Astrue, 533 F.3d 1035, 1038 15 (9th Cir. 2008) (citations omitted). Substantial evidence is “such relevant evidence as a 16 reasonable mind might accept as reasonable to support a conclusion.” Id. The “evidence 17 must be more than a mere scintilla but not necessarily a preponderance.” Connett v. 18 Barnhart, 340 F.3d 871, 873 (9th Cir. 2003) (citation omitted). The court will uphold the 19 ALJ’s conclusion when the evidence is susceptible to more than one rational 20 interpretation. Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). “When evidence 21 reasonably supports either confirming or reversing the ALJ's decision, we may not 22 substitute our judgment for that of the ALJ.” Batson v. Comm'r of Soc. Sec. Admin., 359 23 F.3d 1190, 1196 (9th Cir. 2004). 24 The court must consider the record as a whole, weighing both the evidence that 25 supports and detracts from the Commissioner’s conclusions. Desrosiers v. Secretary of 26 Health & Human Servs., 846 F.2d 573, 576 (9th Cir. 1988). When the evidence is 27 inconclusive, “questions of credibility and resolution of conflicts in the testimony are 28 1 functions solely for the Secretary.” Sample v. Schweiker, 694 F.2d 639, 642 (9th Cir. 2 1982). 3 C. Analysis 4 In his motion for summary judgment, Plaintiff challenges the ALJ’s determination 5 at step five arguing that the ALJ erred by relying on the vocational expert’s (“VE”) 6 testimony that Plaintiff could work as an usher and that determination was not supported 7 by substantial evidence.1 First, Plaintiff argues that the ALJ improperly failed to resolve 8 an apparent conflict between the VE’s testimony and the Dictionary of Occupational 9 Titles2 (“DOT”)/Selected Characteristics of Occupations3 (“SCO”). Second, he contends 10 the ALJ accepted the VE’s testimony without addressing the description of the job of 11 usher by the Occupational Information Network (“O*NET”) as requiring near vision at 12 close range, finger dexterity and provides less than full-time work activity. In response, 13 the Commissioner maintains that there was no conflict between the VE’s testimony and 14 the DOT, and any alleged conflicts based on other sources were waived because they 15 were not raised before the ALJ. Furthermore, the Commissioner argues, even if 16 challenges to the other sources were not waived, the ALJ did not err by not addressing 17 these sources because he was not required to. 18 On the first issue, the Magistrate Judge concluded that there was no apparent or 19 obvious conflict between the VE’s testimony and the DOT regarding the usher position 20 and the ALJ did not err in failing to resolve a non-existent conflict. (Dkt. No. 20 at 7-8.) 21
22 1 The Commissioner does not oppose and concedes Plaintiff’s additional argument that the ALJ erred by 23 relying on the VE’s testimony that he could perform the work of a counter clerk. (Dkt. No. 15-1 at 7.) However, any error is harmless because the Court concludes that the ALJ did not err as the 24 determination that Plaintiff could work as an usher. See Robbins v. Soc. Sec. Admin., 466 F.3d 880, 25 885 (9th Cir. 2006) (quoting Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050, 1055 (9th Cir. 2006) (the court will not reverse an ALJ’s decision for harmless error, which exists when it is clear from the 26 record that “an ALJ’s error was ‘inconsequential to the ultimate nondisability determination.’”)). 2 The DOT is a “resource compiled by the Department of Labor that details the specific requirements for 27 different occupations.” Gutierrez v. Colvin, 844 F.3d 804, 807 (9th Cir. 2016). 3 The SCO is a companion publication to the DOT that is published by the Department of Labor. 28 1 On the second issue, the Magistrate Judge concluded that the ALJ did not err in 2 relying on the VE testimony without addressing possible conflicts between the testimony 3 and information in the O*NET because Plaintiff waived the issue by not raising it before 4 the ALJ. (Id. at 17.) Alternatively, even if the issue was not waived, the ALJ’s decision 5 was supported by substantial evidence. (Id. at 19-21.) 6 In his Objection, Plaintiff challenges the Magistrate Judge’s ruling on part of the 7 second issue contending that the R&R failed to consider the Commissioner’s burden of 8 producing evidence at step five demonstrating that the job of usher constitutes substantial 9 gainful activity for a significant number of jobs.4 10 Plaintiff does not object to the R&R’s ruling on the first issue and on part of the 11 second issue of whether the ALJ failed to address a conflict between the VE testimony 12 and the description of the job of usher by the Occupational Information Network 13 (“O*NET”) concerning near vision at close range and finger dexterity. Accordingly, 14 because no objection has been filed as to these issues, the Court accepts the Magistrate 15 Judge’s findings of fact and concludes that the applicable law supports the Magistrate 16 Judge’s decision. See Campbell, 501 F.2d at 206. 17 1. Step Five 18 At step five, the burden shifts to the Commissioner to demonstrate that based on 19 the RFC assessment, as well as the vocational factors of age, education and work 20 experience, Plaintiff can adjust to do “other work” and the Commissioner must provide 21 evidence demonstrating that “other work” exists in significant numbers in the national 22 economy. 20 C.F.R. § 404.1560(c); 20 C.F.R. § 416.960(c); Burch v. Barnhart, 400 F.3d 23 676, 679 (9th Cir. 2005) (at step five, the burden shifts to the Commissioner to determine 24 “whether the claimant has the capacity (“RFC”) to perform any other substantial gainful 25
26 4 Relatedly, Plaintiff objects to the Magistrate Judge’s conclusion that Plaintiff waived the right to 27 challenge the ALJ’s decision based on O*NET because he failed to raise it before the ALJ. Because the Court, alternatively, considered the O*NET evidence presented to the Appeal Council, the Court need 28 1 activity in the national economy. If so, the claimant is not disabled. If not, the claimant is 2 disabled.”); Kail v. Heckler, 722 F.2d 1496, 1498 (9th Cir. 1984) (at step five, the 3 Commissioner must show that (1) plaintiff can perform other substantial gainful activity 4 and (2) a “significant number of jobs exist in the national economy” that plaintiff can 5 perform). “The Commissioner can meet this burden through the testimony of a 6 vocational expert or by reference to the Medical Vocational Guidelines.” Thomas v. 7 Barnhart, 278 F.3d 947, 955 (9th Cir. 2002). 8 Here, the ALJ relied on the VE’s testimony. The ALJ can call upon a vocational 9 expert to testify as to: “(1) what jobs the claimant, given his or her residual functional 10 capacity, would be able to do; and (2) the availability of such jobs in the national 11 economy.” Tackett v. Apfel, 180 F.3d 1094, 1101 (9th Cir. 1999); Hill v. Astrue, 698 12 F.3d 1153, 1161 (9th Cir. 2012) (To aid in making this determination, the ALJ may rely 13 on an impartial vocational expert to provide testimony about jobs the applicant can 14 perform despite his or her limitations.). 15 Here, the VE testified that based on Plaintiff’s RFC, education, age, and work 16 experience, he would be able to do the job of usher with 90,200 jobs available in the 17 national economy. (AR 158.) VE’s testimony, by itself, constitutes substantial evidence 18 when responding to a complete hypothetical. Wright v. Colvin, No. CV 12-1893-SP, 19 2014 WL 5456044, at *4 (C.D. Cal. Oct. 27, 2014). Plaintiff’s counsel did not challenge 20 the VE’s testimony at the hearing. 21 Plaintiff requested review of the ALJ’s decision to the Appeals Council and 22 submitted additional evidence, including the O*NET OnLine Custom Report for Usher, 23 Lobby Attendants, and Ticket Takers, which allegedly5 states that 90% of the usher jobs 24 25 26 27 5 Plaintiff does not cite or provide as a supporting document, and the Court was unable to locate the Duration of Typical Work Week on the O*NET Online Custom Report for Usher, Lobby Attendance, 28 1 work less than 40 hours a week, 7% work more than 40 hours a week and 3% work 40 2 hours a week. (AR 5, 407.) The Appeal Councils denied his request for review. (AR 1.) 3 In his Objection, Plaintiff argues that the VE merely testified that Plaintiff could do 4 the job of an usher but failed to testify that the job of usher constituted substantial gainful 5 activity on a regular and continuing basis. (Dkt. No. 21.) Therefore, the ALJ failed to 6 demonstrate that the usher job constitutes substantial gainful activity for a significant 7 number of jobs in the national economy. 8 In support, Plaintiff refers to O*NET indicating that the usher jobs are part-time 9 positions and cannot constitute substantial gainful activity (“SGA”). Plaintiff also relies 10 on Program Operations Manual System (“POMS”) DI 10501.015, Social Security’s 11 internal agency document used by employees to process claims. That section includes 12 Tables of SGA Earning Guidelines and Effectives Dates Based on Year of Work Activity 13 and show that for 2016, earnings of $1130/month constitute SGA. 14 https://secure.ssa.gov/poms.nsf/lnx/0410501015 Therefore, according to Plaintiff, in 15 order to constitute substantial gainful activity, at a minimum, the Commissioner had to 16 demonstrate, by evidence, that there exists at least 25,0006 usher jobs in the national 17 economy making in excess of $1,130.00 per month or 30 hours per week based on $10 18 per hour minimum wage in 2016. 19 The Commissioner responds that Plaintiff cites no legal authority that requires the 20 VE to address whether a job identified in the DOT is SGA. Moreover, the Commissioner 21 contends that the SGA described in the POMS section is for purposes of assessing SGA 22 for a claimant “filing for benefits, or by an individual already entitled to benefits” and not 23 used to determine SGA under step five. See POMS DI 10501.001, Meaning of SGA and 24 Scope of Subchapter. The Court agrees. Plaintiff does not provide any legal support that 25 the VE has to testify that “other work” be substantial gainful activity. In addition, POM § 26
27 6 Guitierrez v. Comm'r of Soc. Sec., 740 F.3d 519, 528-29 (9th Cir. 2014) (finding 25,000 in the national 28 1 DI 10501.015(B) has been used to determine whether claimants are currently engaged in 2 SGA under step one, see Jessica J. v. Comm’r of Soc. Sec., No. 18cv5048-JTR, 2019 WL 3 1560470, at *4 (E.D. Wash. Feb. 11, 2019) (using POMS DI 10501.015 at step one), or 4 whether a claimant’s past relevant work was SGA. See Neals v. Colvin, Case No. CV 5 16-834 JC, 2016 WL 7388524, at *3 (C.D. Cal. Dec. 21, 2016) (using POMS on step 6 four). Plaintiff has not presented any legal authority that POMS has been used at step 7 five to determine whether “other work” constitutes SGA. Moreover, POMS does not 8 impose any judicially enforceable duties on this Court or the ALJ. Lockwood v. Comm’r 9 Soc. Sec. Admin., 616 F.3d 1068, 1073 (9th Cir. 2010). The POMS are only entitled to 10 “respect” and only to the extent they have the “power to persuade.” Id.; see also Moore 11 v. Apfel, 216 F.3d 864, 868–69 (9th Cir. 2000) (declining to review allegations of 12 noncompliance with internal agency manual because such a manual “does not carry the 13 force and effect of law.”); Carillo-Years v. Astrue, 671 F.3d 731, 735 (9th Cir. 2011) 14 (ALJ did not err by failing to make explicit findings of diligence as provided in POMS). 15 Therefore, Plaintiff’s argument that the Commissioner had to demonstrate that an usher 16 position is SGA by showing that a claimant would earn at least $1,130 per month in 2016 17 is not legally supported. 18 Ninth Circuit authority and the regulations require that at step five, the ALJ can 19 rely on the testimony of a vocational expert as to “(1) what jobs the claimant, given his or 20 her residual functional capacity, would be able to do; and (2) the availability of such jobs 21 in the national economy.” Tackett, 180 F.3d at 11101; 20 C.F.R. § 404.1560(c); 20 22 C.F.R. § 416.960(c) (Commissioner has the burden to demonstrate that based on the RFC 23 assessment, as well as vocational factors of age, education and work experience, Plaintiff 24 can adjust to do other work and the Commissioner must provide evidence demonstrating 25 that other work exists in significant numbers in the national economy). Legal authority 26 does not require that the VE testify that the “other work” that a claimant can do 27 constitutes substantial gainful activity; however, the Court notes that at step five the 28 Commissioner has the burden to demonstrate that Plaintiff is unable to engage in any 1 substantial gainful activity which exists in the national economy considering the 2 claimant’s age, education and work experience and RFC. See 42 U.S.C. § 423(d)(2)(A) 3 (“[a]n individual shall be determined to be under a disability only if his physical or 4 mental impairment or impairments are of such severity that he . . . cannot, considering his 5 age, education, and work experience, engage in any other kind of substantial gainful work 6 which exists in the national economy. . . .”). 7 The Ninth Circuit has not addressed whether the ALJ can consider the availability 8 of part-time work on step five. See Wright v. Colvin, No. CV 12-1893, SP, 2014 WL 9 5456044, at *6 (C.D. Cal. Oct. 27, 2014) (Ninth Circuit has not directly addressed issue 10 of whether ALJ can consider part-time work on step five); De La Cruz v. Astrue, No. 11 08cv782 DLB, 2009 WL 1530157, at *9 (E.D. Cal. May 28, 2009) (“While it is not 12 necessarily clear in the Ninth Circuit whether part-time work constitutes ‘other work’ at 13 step five . . . .”) In Wright, the plaintiff argued that the VE impermissibly included part 14 time work in the job numbers yet the VE did not testify to that fact and Plaintiff did not 15 pose the question to the VE. Wright, 2014 WL 5456044, at *6. Alternatively, even if the 16 VE considered part-time jobs, the court noted there is no legal authority stating that the 17 ALJ cannot consider part-time work in step five. Id. The district court in Wright, relying 18 on other circuits that have held that the ALJ may consider part-time jobs, concluded that 19 the ALJ’s step five determination was supported by substantial evidence. Id. (citing 20 Brault v. Soc. Sec. Admin., Comm'r, 683 F.3d 443, 450, n. 6 (2d Cir. 2012) (“We decline 21 to create a per se rule prohibiting an ALJ from considering part-time positions.”); 22 Liskowitz v. Astrue, 559 F.3d 736, 745 (7th Cir. 2009) (“[A] VE may . . . testify as to the 23 number of jobs that a claimant can perform without specifically identifying the 24 percentage of those jobs that are part-time” and explaining that the regulations do not 25 state “that a VE may permissibly testify only as to the availability of full-time jobs”); and 26 King v. Astrue, No. C 09-5322-MEJ, 2011 WL 1791553, at *19 (N.D. Cal. May 10, 27 2011) (rejecting plaintiff's argument that the VE had to distinguish between full-time and 28 part-time jobs because the regulations only require that a significant number of jobs 1 exist)). Other district courts have also found that it was not improper for the ALJ to 2 consider other work that is available on a part-time basis. See Angelica E. v. Saul, Case 3 No. 18cv1025-MAA, 2019 WL 3531272, at *4 (C.D. Cal. Aug. 2, 2019) (rejecting 4 argument that usher jobs, which are mostly part-time, do not involve substantial gainful 5 activity because the regulations state that part time work can be substantial gainful 6 activity); Pitts v. Colvin, Civil Action No. 16-434, 2016 WL 6217068, at *4 (W.D. Pa. 7 Oct. 25, 2016) (not improper for ALJ to consider election clerk position even it can be 8 performed on a part-time basis). 9 However in De La Cruz, 2009 WL 1530157, at *9, relying on Bladow v. Apfel, 10 No. 08cv782 DLB, 205 F.3d 356, 359-60 (8th Cir. 2000) and Kelley v. Apfel, 185 F.3d 11 1211, 1214 (11th Cir. 1999), the district court held that the inclusion of part-time position 12 of school bus monitor as “other work” was not proper. However, the district court’s 13 reliance on Bladow and Kelley is not supported because they concerned whether a 14 claimant is disabled based on his ability to perform part time work, Bladow, 205 F.3d at 15 359 (“Bladow argues that the ALJ improperly found him not disabled based on his ability 16 to perform other work part-time.”); Kelley, 185 F.3d at 1214 (describing the 17 Commissioner's stance as “only an ability to do full-time work will prevent a finding of 18 disabled at step five.”), and not whether the VE may testify only as to the existence of 19 full-time jobs on step five. See Liskowitz, 559 F.3d at 745 (distinguishing Kelley). 20 In Liskowitz, the Seventh Circuit noted that “to say that the ALJ may deny benefits 21 only if she finds the claimant capable of some form of full-time work is quite different 22 from saying that only full-time jobs can constitute significant work in the national 23 economy.” Liskowitz, 559 F.3d at 745 (“a person who is functionally capable of running 24 professionally should not be deemed disabled simply because some of the jobs that are 25 available for professional runners are part-time jobs.”). 26 27 28 1 Absent guidance from the Ninth Circuit, cases in other courts dictate that the ALJ 2 may consider part-time jobs as long as they constitute SGA7 when determining whether 3 Plaintiff can adjust to “other work” that exists in significant numbers in the national 4 economy. In Liskowitz, the court provided guidance as to what a claimant may do to 5 challenge a VE’s testimony that the “other jobs” the claimant may do does not constitute 6 SGA. 7 a VE may. . . testify as to the numbers of jobs that a claimant can perform without specifically identifying the percentage of those jobs that are part- 8 time. The claimant, of course, may respond to the VE's testimony by 9 offering evidence of [his] own that the jobs the VE identified do not constitute ‘substantial gainful work’ within the meaning of Section 10 423(d)(2)(A). There may even be circumstances in which a claimant can 11 accomplish this by showing that a substantial percentage of the jobs that the VE has identified are part-time jobs. However . . . [w]here, as here, the VE 12 identifies a significant number of jobs the claimant is capable of performing 13 and this testimony is uncontradicted (and is otherwise proper), it is not error for the ALJ to rely on the VE's testimony. 14
15 Liskowitz, 559 F.3d at 745. 16 17 18 19 7 The concept of substantial gainful activity involves the amount of compensation and the substantiality and gainfulness of the activity itself. 20 C.F.R. § 404.1532(b); Chicager v. Califano, 574 F.2d 161, 163 20 (3d Cir. 1978); Keyes v. Sullivan, 894 F.2d 1053, 1056 (9th Cir. 1990) (“A five-hour work day can 21 constitute substantial activity.”). According to the regulations,
22 Substantial gainful activity is work activity that is both substantial and gainful:
23 (a) Substantial work activity. Substantial work activity is work activity that involves doing significant physical or mental activities. Your work may be substantial even if it is 24 done on a part-time basis or if you do less, get paid less, or have less responsibility than 25 when you worked before.
26 (b) Gainful work activity. Gainful work activity is work activity that you do for pay or profit. Work activity is gainful if it is the kind of work usually done for pay or profit, 27 whether or not a profit is realized.
28 1 Here, Plaintiff presents the O*NET figures as to the duration of a typical work 2 || week but the figures do not support his argument that the job of usher does not constitute 3 or does not typically offer a 30-hour work week. O*NET states that most usher 4 typically offer less than 40 hours, not less than 30 hours. It is not clear based on this 5 || that the usher job would not constitute substantial gainful activity. Plaintiff has not met 6 || his burden challenging the VE’s testimony. 7 Accordingly, the Court ADOPTS the R&R and denies Plaintiff's motion for 8 ||summary judgment and grants Defendant’s cross-motion for summary judgment. 9 Conclusion 10 Based on the above, the Court ADOPTS the R&R and DENIES Plaintiff's motion 11 || for summary judgment and GRANTS Defendant’s motion for cross-motion for summary 12 ||judgment. The Clerk of Court shall close the case. 13 IT IS SO ORDERED. 14 Dated: September 13, 2019 2 I5 Hon. athe Cae 16 United States District Judge 17 18 19 20 21 22 23 24 25 26 27 28