Janssen Reynolds v. John Chapman

253 F.3d 1337, 2001 U.S. App. LEXIS 13493
Court of Appeals for the Eleventh Circuit·Decided June 15, 2001·No. 00-12207·Published

Opinions

WILSON, Circuit Judge:

Janssen Reynolds, a Georgia prisoner serving concurrent life sentences for rape, kidnaping, and aggravated sodomy, appeals from the district court’s denial of his petition for a writ of habeas corpus filed pursuant to 28 U.S.C. § 2254. Reynolds argues that his defense attorney, William Hankins, labored under conflicts of interest at both the pre-trial and the immediate post-trial stages of Reynolds’s case, and that these conflicts rendered Hankins’s representation of Reynolds constitutionally ineffective. After a careful consideration of the briefs and the record, we conclude that Hankins had a potential conflict of interest at the pre-trial stage of Reynolds’s case that never ripened into an actual conflict. However, at the post-trial stage, Hankins operated under an actual conflict of interest that resulted in a compromise [1340]*1340of Reynolds’s interests for the benefit of another party. The representation that Reynolds received in this post-trial period was constitutionally deficient, and the district court erred in failing to make such a finding. Accordingly, we affirm in part, reverse in part, and remand the case to the district court, with instructions to direct the Superior Court of DeKalb County, Georgia to grant petitioner the opportunity for new post-trial proceedings on the basis of his claims of ineffective assistance of post-trial counsel.1

I.

FACTS

Reynolds and three co-defendants (Arlee Harris, Andrew Lee Curtis, and Shionoski Thomas) were indicted by a DeKalb County, Georgia grand jury in 1981 for the kidnaping, rape, sodomy, and robbery of Caroline Garritano and aggravated assault upon her former boyfriend, Kevin Com-panik. Each of the defendants was individually represented, but the attorneys for Reynolds, Harris, and Thomas all worked in the office of the DeKalb County Public Defender. Curtis retained a private attorney for his defense.

In the pretrial period, the attorneys for co-defendants Harris and Thomas worked out a plea arrangement with the state, whereby Harris and Thomas would plead guilty to the rape charge and accept a sentencing recommendation of twenty years, to serve eight years. In exchange, the remainder of the charges would be nolle prossed. Hankins informed Reynolds of the possibility of securing a plea arrangement from the prosecutors, and discussed the possible benefits of accepting a plea arrangement versus the possible risks of going to trial.2 Reynolds rejected the offer, insisting on his innocence, and elected to take his chances at trial.

On the morning of the trial, Hankins informed Reynolds that Harris and Thomas had accepted the plea deal outlined above. Upon learning that two of his co-defendants had taken this step, Reynolds asked Hankins to attempt to secure the same plea arrangement. The prosecutor was unwilling to make the same offer to Reynolds, and instead offered to permit him to plead guilty to the rape charge without a sentencing recommendation in exchange for the state’s agreement to nolle prosse the other charges. Reynolds found this proposed plea deal unacceptable, and the case went to trial.

Reynolds and his remaining co-defendant, Curtis, took substantially adverse positions at the trial. Reynolds’ defense relied heavily on the fact that the evidence against Curtis was stronger than the evidence implicating Reynolds, and Reynolds [1341]*1341hoped to profit by the comparison.3 Reynolds did not testify at trial, though Curtis did, where he denied participation in the crime and testified that his only encounter with the victim on the night in question came when she voluntarily entered his house (presumably after the crime occurred) and asked to use the restroom. Curtis’s mother corroborated his story, and as a result of this testimony, the trial judge held her in contempt of court for perjury and had her incarcerated. Neither Harris nor Thomas testified at trial.

Hankins’s strategy proved unsuccessful, as both Curtis and Reynolds were convicted of rape, aggravated sodomy, kidnaping, and the lesser included offense of simple battery. Both defendants were sentenced to concurrent life terms on the rape, sodomy, and kidnaping charges, and 12-month sentences on the simple battery count, also to be served concurrently.

The lawyer representing Curtis withdrew after the trial, and the trial judge appointed Hankins to represent both Curtis and Reynolds at the “Motion for a New Trial” stage of the case. Hankins filed a motion for a new trial solely on Reynolds’s behalf on March 12, 1982; on March 22 of that year, he filed the same motion on Curtis’s behalf. On March 17, 1983, Han-kins filed a “brief in support of defendant’s motion for a new trial,” which contained the names of both Curtis and Reynolds.4 In the brief, he made a series of arguments for a new trial on behalf of both defendants. On March 31, 1983, the court denied both defendants’ motions. Curtis secured separate counsel for his appeal.

PROCEDURAL HISTORY

The procedural history of this case is lengthy and complex, though our recounting of it will be brief. Following an unsuccessful direct appeal, Reynolds filed two state and two federal petitions for writs of habeas corpus over the next seven years. During the course of his second federal habeas petition, Reynolds became aware of two especially salient facts: (1) that Han-kins was a member of the same public defender’s office as the attorneys that represented his co-defendants Harris and Thomas, and (2) that Hankins represented both Curtis and Reynolds in the post-trial stages of the case. As Reynolds was unaware of these problems until this point, he had not addressed them in any state collateral proceeding, and the district court dismissed his habeas petition without prejudice so that he could make the conflict of interest arguments at the state level. Reynolds promptly filed a third state ha-beas petition, arguing that his counsel labored under an unconstitutional conflict of interest in both the pre-trial and post-trial stages of his case.

In June of 1994, the Muscogee County Superior Court dismissed Reynolds’s third habeas petition as successive under Georgia law. After the Georgia Supreme Court affirmed, Reynolds filed the instant petition for federal habeas corpus relief in the [1342]*1342Northern District of Georgia in October of 1994. While the state argued that the instant petition was proeedurally defaulted, the magistrate judge assigned to the case found that the petition met the “cause and prejudice” exception to the procedural default rule. The magistrate judge further recommended granting Reynolds’s habeas petition, as Reynolds had successfully demonstrated that his attorney labored under conflicts of interest at both the pre-trial and post-trial stages of the case.

Following an objection by the respondent, the district court declined to accept the magistrate judge’s recommendation, and returned the case to the magistrate judge for further briefing and consideration. In April of 1999, the magistrate judge issued a new Report and Recommendation, again finding that the cause and prejudice rule excused Reynolds’s procedural default. However, this time the magistrate judge recommended that the district court deny Reynolds relief on the conflict of interest claims.

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