NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS MAR 8 2024 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT
JAMES R. ZUEGEL, No. 21-16277
Plaintiff-Appellant, D.C. No. 5:17-cv-03249-BLF
v. MEMORANDUM* MOUNTAIN VIEW POLICE DEPARTMENT; PATRICK WARD, Officer; BRITTON MOORE, Officer; MARCO GARCIA, Officer; CITY OF MOUNTAIN VIEW,
Defendants-Appellees.
Appeal from the United States District Court for the Northern District of California Beth Labson Freeman, District Judge, Presiding
Argued and Submitted February 12, 2024 San Francisco, California
Before: MILLER, BADE, and VANDYKE, Circuit Judges.
James Zuegel appeals the dismissal of his 42 U.S.C. § 1983 claim that his
Fourth Amendment rights were violated when police officers arrested him in his
home without a warrant, exigent circumstances, or probable cause (the false arrest
* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. claim).1 We have jurisdiction under 28 U.S.C. § 1291. We review de novo, Lopez-
Valenzuela v. Arpaio, 770 F.3d 772, 777 (9th Cir. 2014) (en banc) and may affirm
on any basis supported by the record, In re Leavitt, 171 F.3d 1219, 1223 (9th Cir.
1999). We affirm.
The district court dismissed Zuegel’s false arrest claim as barred by the
doctrine announced in Heck v. Humphrey, 512 U.S. 477, 486–87 (1994). Under
Heck, a § 1983 claim must be dismissed if “a judgment in favor of the plaintiff
would necessarily imply the invalidity of his conviction or sentence,” unless the
conviction or sentence has already been invalidated. Id. at 487; see Smithart v.
Towery, 79 F.3d 951, 952 (9th Cir. 1996) (“[I]f a criminal conviction arising out of
the same facts stands and is fundamentally inconsistent with the unlawful behavior
for which section 1983 damages are sought, the 1983 action must be dismissed.”).
1. Zuegel pled no contest to a violation of California Penal Code section
415(2), disorderly conduct. Zuegel concedes that a “guilty plea or a nolo
contendere plea does not automatically insulate a subsequent § 1983 case from
Heck’s reach.” He argues, however, that our decision in Lockett v. Ericson, 656
F.3d 892 (9th Cir. 2011), could be read for the proposition that a no contest plea
always precludes the application of a Heck bar. But Lockett did not hold that the
1 This case was consolidated for oral argument with James Zuegel v. Marco Garcia, et al., No. 22-17021, but we resolve these cases in separate dispositions.
2 Heck bar never applies to convictions derived from no contest pleas. Instead, in
Lockett, we held that the plaintiff’s Fourth Amendment claim based on police
officers’ warrantless entry of his home, which allowed them to obtain evidence that
the plaintiff had earlier driven under the influence of alcohol, was not Heck-barred
when Lockett did not challenge his plea to reckless driving and when the validity
of that plea did not depend on the allegedly illegally obtained evidence. Id. at 896–
97. We concluded that the Heck bar did not apply based on the nature of the
plaintiff’s § 1983 claim, and by considering whether success on that specific claim
would imply the invalidity of the conviction or sentence. Id. at 896–97.
Thus, under Heck and this court’s binding precedent, the rule remains that a
§ 1983 claim for damages is Heck-barred when a successful action would
necessarily call the plaintiff’s conviction into question. See Byrd v. Phx. Police
Dep’t, 885 F.3d 639, 644 (9th Cir. 2018) (“The critical question under Heck is a
simple one: Would success on the plaintiff’s § 1983 claim ‘necessarily imply’ that
his conviction was invalid?” (citing Heck, 512 U.S. at 487)). Therefore, Zuegel’s
false arrest claim is Heck-barred if success on that claim would necessarily call
into question his disorderly conduct conviction, even though his conviction was the
result of his no contest plea. See Szajer v. City of Los Angeles, 632 F.3d 607, 611
(9th Cir. 2011) (holding that Heck bar applied when success of plaintiffs’ claims
would imply the invalidity of their convictions, which resulted from no contest
3 pleas).). In other words, it does not matter for our determination of whether the
Heck bar applies that Zuegel entered a no contest plea if the plea resulted in a
conviction. Cf. Duarte v. City of Stockton, 60 F4th 566, 571 (9th Cir. 2023) (“The
Heck bar, however, requires an actual judgment of conviction, not its functional
equivalent.”)
2. The district court properly concluded that Heck bars Zuegel’s Fourth
Amendment false arrest claim. Zuegel does not contend that his conviction for
disorderly conduct has been invalidated, reversed, expunged, or “called into
question by a federal court’s issuance of a writ of habeas corpus.” Heck, 512 U.S.
at 487. Therefore, the issue here is whether success on Zuegel’s false arrest claim
“would necessarily imply the invalidity of his conviction” for violating California
Penal Code section 415(2). Id. “The ‘reasonableness’ and hence constitutionality
of a warrantless arrest is determined by the existence of probable cause.” Barry v.
Fowler, 902 F.2d 770, 772 (9th Cir. 1990).
The parties dispute whether Zuegel was arrested based on misdemeanor
conduct or felony child molestation. Zuegel argues that under California Penal
Code § 836(a)(1), to effectuate a lawful warrantless arrest for a misdemeanor
offense, a law enforcement officer must have “probable cause to believe that the
person to be arrested has committed [an] offense in the officer’s presence.” Cal.
Penal Code § 836(a)(1). But “[t]he requirement that a misdemeanor must have
4 occurred in the officer’s presence to justify a warrantless arrest is not grounded in
the Fourth Amendment.” Vanegas v. City of Pasadena, 46 F.4th 1159, 1165 (9th
Cir. 2022) (quoting Barry, 902 F.2d at 772). Therefore, a Fourth Amendment
violation turns on whether the officer had probable cause to make the arrest, not
whether the officer “was present when [the person] committed the misdemeanor.”
Barry, 902 F.2d at 772.
Zuegel alternatively argues that “[a] judgment that the police lacked
probable cause to arrest [him] for child molestation would not necessarily imply
invalidity of his plea of nolo contendere to making noise in a public place.” Thus,
Zuegel attempts to parse the facts supporting probable cause for various crimes so
that he can pursue a wrongful arrest claim based on child molestation without
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NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS MAR 8 2024 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT
JAMES R. ZUEGEL, No. 21-16277
Plaintiff-Appellant, D.C. No. 5:17-cv-03249-BLF
v. MEMORANDUM* MOUNTAIN VIEW POLICE DEPARTMENT; PATRICK WARD, Officer; BRITTON MOORE, Officer; MARCO GARCIA, Officer; CITY OF MOUNTAIN VIEW,
Defendants-Appellees.
Appeal from the United States District Court for the Northern District of California Beth Labson Freeman, District Judge, Presiding
Argued and Submitted February 12, 2024 San Francisco, California
Before: MILLER, BADE, and VANDYKE, Circuit Judges.
James Zuegel appeals the dismissal of his 42 U.S.C. § 1983 claim that his
Fourth Amendment rights were violated when police officers arrested him in his
home without a warrant, exigent circumstances, or probable cause (the false arrest
* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. claim).1 We have jurisdiction under 28 U.S.C. § 1291. We review de novo, Lopez-
Valenzuela v. Arpaio, 770 F.3d 772, 777 (9th Cir. 2014) (en banc) and may affirm
on any basis supported by the record, In re Leavitt, 171 F.3d 1219, 1223 (9th Cir.
1999). We affirm.
The district court dismissed Zuegel’s false arrest claim as barred by the
doctrine announced in Heck v. Humphrey, 512 U.S. 477, 486–87 (1994). Under
Heck, a § 1983 claim must be dismissed if “a judgment in favor of the plaintiff
would necessarily imply the invalidity of his conviction or sentence,” unless the
conviction or sentence has already been invalidated. Id. at 487; see Smithart v.
Towery, 79 F.3d 951, 952 (9th Cir. 1996) (“[I]f a criminal conviction arising out of
the same facts stands and is fundamentally inconsistent with the unlawful behavior
for which section 1983 damages are sought, the 1983 action must be dismissed.”).
1. Zuegel pled no contest to a violation of California Penal Code section
415(2), disorderly conduct. Zuegel concedes that a “guilty plea or a nolo
contendere plea does not automatically insulate a subsequent § 1983 case from
Heck’s reach.” He argues, however, that our decision in Lockett v. Ericson, 656
F.3d 892 (9th Cir. 2011), could be read for the proposition that a no contest plea
always precludes the application of a Heck bar. But Lockett did not hold that the
1 This case was consolidated for oral argument with James Zuegel v. Marco Garcia, et al., No. 22-17021, but we resolve these cases in separate dispositions.
2 Heck bar never applies to convictions derived from no contest pleas. Instead, in
Lockett, we held that the plaintiff’s Fourth Amendment claim based on police
officers’ warrantless entry of his home, which allowed them to obtain evidence that
the plaintiff had earlier driven under the influence of alcohol, was not Heck-barred
when Lockett did not challenge his plea to reckless driving and when the validity
of that plea did not depend on the allegedly illegally obtained evidence. Id. at 896–
97. We concluded that the Heck bar did not apply based on the nature of the
plaintiff’s § 1983 claim, and by considering whether success on that specific claim
would imply the invalidity of the conviction or sentence. Id. at 896–97.
Thus, under Heck and this court’s binding precedent, the rule remains that a
§ 1983 claim for damages is Heck-barred when a successful action would
necessarily call the plaintiff’s conviction into question. See Byrd v. Phx. Police
Dep’t, 885 F.3d 639, 644 (9th Cir. 2018) (“The critical question under Heck is a
simple one: Would success on the plaintiff’s § 1983 claim ‘necessarily imply’ that
his conviction was invalid?” (citing Heck, 512 U.S. at 487)). Therefore, Zuegel’s
false arrest claim is Heck-barred if success on that claim would necessarily call
into question his disorderly conduct conviction, even though his conviction was the
result of his no contest plea. See Szajer v. City of Los Angeles, 632 F.3d 607, 611
(9th Cir. 2011) (holding that Heck bar applied when success of plaintiffs’ claims
would imply the invalidity of their convictions, which resulted from no contest
3 pleas).). In other words, it does not matter for our determination of whether the
Heck bar applies that Zuegel entered a no contest plea if the plea resulted in a
conviction. Cf. Duarte v. City of Stockton, 60 F4th 566, 571 (9th Cir. 2023) (“The
Heck bar, however, requires an actual judgment of conviction, not its functional
equivalent.”)
2. The district court properly concluded that Heck bars Zuegel’s Fourth
Amendment false arrest claim. Zuegel does not contend that his conviction for
disorderly conduct has been invalidated, reversed, expunged, or “called into
question by a federal court’s issuance of a writ of habeas corpus.” Heck, 512 U.S.
at 487. Therefore, the issue here is whether success on Zuegel’s false arrest claim
“would necessarily imply the invalidity of his conviction” for violating California
Penal Code section 415(2). Id. “The ‘reasonableness’ and hence constitutionality
of a warrantless arrest is determined by the existence of probable cause.” Barry v.
Fowler, 902 F.2d 770, 772 (9th Cir. 1990).
The parties dispute whether Zuegel was arrested based on misdemeanor
conduct or felony child molestation. Zuegel argues that under California Penal
Code § 836(a)(1), to effectuate a lawful warrantless arrest for a misdemeanor
offense, a law enforcement officer must have “probable cause to believe that the
person to be arrested has committed [an] offense in the officer’s presence.” Cal.
Penal Code § 836(a)(1). But “[t]he requirement that a misdemeanor must have
4 occurred in the officer’s presence to justify a warrantless arrest is not grounded in
the Fourth Amendment.” Vanegas v. City of Pasadena, 46 F.4th 1159, 1165 (9th
Cir. 2022) (quoting Barry, 902 F.2d at 772). Therefore, a Fourth Amendment
violation turns on whether the officer had probable cause to make the arrest, not
whether the officer “was present when [the person] committed the misdemeanor.”
Barry, 902 F.2d at 772.
Zuegel alternatively argues that “[a] judgment that the police lacked
probable cause to arrest [him] for child molestation would not necessarily imply
invalidity of his plea of nolo contendere to making noise in a public place.” Thus,
Zuegel attempts to parse the facts supporting probable cause for various crimes so
that he can pursue a wrongful arrest claim based on child molestation without
implying the invalidity of his conviction for disorderly conduct and violating Heck.
This argument fails because “an arrest is lawful if the officer had probable
cause to arrest for any offense, not just the offense cited at the time of arrest or
booking.” District of Columbia v. Wesby, 583 U.S. 48, 54 n.2 (2018) (citing
Devenpeck v. Alford, 543 U.S. 146, 153–55 & n.2 (2004)); see also Miller v. City
of Scottsdale, 88 F.4th 800, 804 n.2 (9th Cir. 2023) (“And because probable cause
need only exist for one, rather than all, of the offenses charged, we do not address
whether there was probable cause to arrest Miller for disorderly conduct.”);
Demarest v. City of Vallejo, 44 F.4th 1209, 1224 (9th Cir. 2022) (“Because the
5 probable cause standard is objective, probable cause supports an arrest so long as
the arresting officers had probable cause to arrest the suspect for any criminal
offense, regardless of their stated reason for the arrest.” (quoting Edgerly v. City &
Cnty. of San Francisco, 599 F.3d 946, 954 (9th Cir. 2010)).
Thus, to prevail on his § 1983 false arrest claim by establishing a violation
of his Fourth Amendment rights, Zuegel must show that he was arrested without
probable cause for any offense. See Barry, 902 F.2d at 772. Therefore, even if he
established that he was arrested for “child molestation” without probable cause,
that would not be sufficient to allow him to succeed on his false arrest claim.
Instead, he would be required to establish that the officers who arrested him lacked
probable cause to arrest him for any offense, including disorderly conduct.
Because there is no suggestion that his conviction was based on any evidence other
than that known to the officers at the time of his arrest, success on his § 1983 claim
would necessarily imply the invalidity of his conviction for disorderly conduct in
violation of Cal. Penal Code section 415(2), and his claim is Heck-barred.2
AFFIRMED.
2 Because we concluded that Heck bars Zuegel’s false arrest claim, we do not decide Defendants’ alternative argument that they are entitled to qualified immunity on that claim.