James Woo v. Jose Angel Baez

Colorado Court of Appeals·Decided September 29, 2022·No. 21CA0343·Published

Opinion

The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion.

SUMMARY

September 29, 2022

2022COA113

No. 21CA0343, Woo v. Baez — Professional Liability — Actions Against Licensed Professionals — Certificate of Review; Constitutional Law — Fourteenth Amendment — Due Process — Equal Protection

A division of the court of appeals addresses for the first time, and rejects, an “as-applied” challenge to the constitutionality of the certificate of review requirement in section 13-20-602, C.R.S. 2021.

COLORADO COURT OF APPEALS 2022COA113

Court of Appeals No. 21CA0343 El Paso County District Court No. 19CV227 Honorable Thomas K. Kane, Judge

James Woo, Plaintiff-Appellant, v. Jose Angel Baez, Michelle Medina, and Richard Bednarski, Defendants-Appellees.

JUDGMENT AFFIRMED IN PART, REVERSED IN PART, AND CASE REMANDED WITH DIRECTIONS

Division III

Opinion by JUDGE TOW

Yun and Vogt*, JJ., concur

Announced September 29, 2022

James Woo, Pro Se

Haddon, Morgan & Foreman, P.C., Jeffrey S. Pagliuca, Adam Mueller, Denver, Colorado, for Defendants-Appellees Jose Angel Baez and Michelle Medina

Mulliken Weiner Berg & Jolivet P.C., Murray I. Weiner, Colorado Springs, Colorado, for Defendant-Appellee Richard Bednarski

*Sitting by assignment of the Chief Justice under provisions of Colo. Const. art. VI, § 5(3), and § 24-51-1105, C.R.S. 2022.

¶1 Plaintiff, James Woo, appeals the judgment dismissing his claims against defendants Jose Angel Baez and Michelle Medina for lack of personal jurisdiction and his claims against defendant Richard Bednarski due to Woo’s failure to file a certificate of review.

¶2 We reverse the dismissal as to the claims against Baez and Medina because we agree with Woo that the district court erred by denying substituted service. And we reverse the dismissal as to the replevin claim against Bednarski. As to the dismissal of Woo’s other two claims against Bednarski, Woo’s appellate contention requires us to address, as a matter of first impression, an “as- applied” challenge to the constitutionality of the certificate of review requirement in section 13-20-602, C.R.S. 2021. Rejecting that challenge, we affirm the dismissal of the remaining claims against Bednarski.

I. Background

¶3 Woo filed a civil complaint against Baez, Medina, and Bednarski — the lawyers who represented him in his underlying criminal case — alleging inadequacies in how they represented

him.1 Specifically, Woo brought claims against Baez and Medina for (1) fraud, (2) breach of contract, (3) willful breach of fiduciary duty, (4) professional negligence, (5) negligent misrepresentation, and (6) unjust enrichment. Woo brought claims against Bednarski for (1) willful breach of fiduciary duty, (2) professional negligence, and (3) replevin. The district court allowed Woo to file his complaint without prepayment of the filing fee, pursuant to section 13-17.5-103, C.R.S. 2021, because it found he was indigent. Woo was required to pay the fee in installments.

¶4 In addition, because Woo is incarcerated, the court granted his request for the court to assist in effectuating service, subject to Woo’s payment of the expenses over time pursuant to section 13-17.5-103. Process was delivered to the Miami-Dade Police Department to serve Baez and Medina at a Miami business address Woo had provided. Woo later provided a new office address for Baez and Medina in Miami, as well as an alternate business address in Orlando. Local law enforcement was never able to serve either Baez or Medina at these addresses, apparently due in part to business

1 Baez and Medina are Florida lawyers who were admitted pro hac vice in Woo’s criminal case. Bednarski was local counsel.

interruptions resulting from the COVID-19 pandemic and Hurricane Eta. The El Paso County Sheriff’s Department successfully served Bednarski.

¶5 After the case had been pending for more than a year without service on Baez and Medina, Woo filed a motion for substituted service pursuant to C.R.C.P. 4(f). In his motion, Woo asked the district court to authorize service on Jeffrey Pagliuca — a Colorado lawyer who was at that time representing Baez and Medina in a proceeding before the Colorado Office of Attorney Regulation Counsel that involved the same allegations of misconduct as in this case.

¶6 The district court denied the motion, explaining:

Plaintiff claims substitute[d] service on an attorney allegedly defending Baez and Medina in an investigation by the Office of Regulatory Counsel. However, the Plaintiff has failed to show that either of these procedures is reasonably calculated to give actual notice to the Defendants. Minshall v. Johnston, 417 P.3d 957 (Colo. App. 2018). The claims here are for monetary relief and not a challenge to the conviction and sentence. The Court finds that the State has expended considerable time and effort to accomplish out of state service and the Defendants could not be located.

Given the nature of the claims here, this motion is denied.

¶7 Because Baez and Medina were never served, the district court dismissed the claims against them. The district court also dismissed the claims against Bednarski because, despite being given an extension of time to do so, Woo never filed a certificate of review containing an expert’s conclusion that the claims against Bednarski did not lack substantial justification. See § 13-20-602(3)(a).

II. Substituted Service — Baez and Medina

¶8 We agree with Woo that the district court erred by denying his motion for substituted service.

¶9 If, despite having exercised due diligence, a plaintiff is unable to accomplish personal service on a defendant, they may move the court to allow substituted service of the defendant on a different person. See C.R.C.P. 4(f). Among other requirements, the court must “authorize delivery to be made to the person deemed appropriate for service” if it is

satisfied that due diligence has been used to attempt personal service under section (e), that further attempts to obtain service under section (e) would be to no avail, and that the person to whom delivery of the process is appropriate under the circumstances and

reasonably calculated to give actual notice to the party upon whom service is to be effective.

C.R.C.P. 4(f)(1).

¶ 10 The district court found, with record support, that Woo had exercised due diligence. We agree.2 Nothing in the record, however, indicates that serving Pagliuca would not have provided Baez and Medina with notice of Woo’s civil lawsuit. To the contrary, serving Pagliuca, who at that time was representing Baez and Medina in Colorado in a closely related proceeding arising from the same factual allegations, was reasonably calculated to give actual notice to Baez and Medina of the civil case. See Warrender Enter., Inc. v. Merkabah Labs, LLC, No. 1:20-cv-00155-SKC, 2020 WL 2306856, at *2 (D. Colo. May 8, 2020) (unpublished order) (recognizing that courts have authorized substituted service on an attorney who represented the unserved party in other matters when the service on the attorney was reasonably calculated to give actual notice to

2 “It is unnecessary for us to determine in this case the precise standard of review applicable to a trial court’s determinations underlying an order authorizing substitute service under C.R.C.P. 4(f) because we would reach the same conclusions irrespective of which standard of review we apply: de novo, abuse of discretion, or clear error.” Minshall v. Johnston, 2018 COA 44, ¶ 19 n.1.

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