James v. Powell

43 Misc. 2d 314, 250 N.Y.S.2d 635, 1964 N.Y. Misc. LEXIS 1785
CourtNew York Supreme Court
DecidedMay 8, 1964
StatusPublished
Cited by2 cases

This text of 43 Misc. 2d 314 (James v. Powell) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James v. Powell, 43 Misc. 2d 314, 250 N.Y.S.2d 635, 1964 N.Y. Misc. LEXIS 1785 (N.Y. Super. Ct. 1964).

Opinion

Thomas C. Chimera, J.

This is an application for an order of arrest of the defendant, judgment-debtor, based on a contempt order of this court arising from the willful refusal or unwillingness of defendant to submit to examination in proceedings to enforce a money judgment.

It appears that a subpoena duces tecum returnable September 20, 1963 was served by substituted service upon defendant after four attempts at personal service. Upon defendant’s failure to honor said subpoena, plaintiff moved to punish him for contempt. In that proceeding the service was traversed and the matter was referred to a Special Referee to hear and report with recommendations. By order of Mr. Justice Markbwich, the said Special Referee’s report finding proof of due service was confirmed. The traverse was overruled and the examination was ordered for the fifth day next succeeding service of a copy of the said order with notice of entry, which order provided inter alia that defendant could purge himself of his contempt by paying the entire judgment or by appearing for examination on a new scheduled date. The order of Mr. Justice Markbwich was appealed and the appeal suspended on stipulation of the parties, dated December 31,1963, signed by defendant in person and by the attorneys for both parties, until the disposition in the Appellate Division, of an appeal from the judgment itself. The stipulation provided, among other things, that within 15 days after service of a copy of the order affirming or conditionally affirming such judgment, defendant would appear for such examination at a time and date to be agreed upon by both counsel and, in the absence of agreement, to be fixed by Special Term.

The appeal from the judgment resulted in a “ conditional affirmance ”. The attorneys failed to agree on the time and [316]*316date of the examination provided for and the matter was brought to Special Term where Mr. Justice Backer, on March 27, 1964, finally set the examination for May 1, 1964 at Special Term, Part II, at 10:00 a.m., unless otherwise stipulated by the parties.

Defendant thereafter applied for a stay of the examination and this application was denied on April 29, 1964 by Mme. Justice Amsterdam.

The defendant failed to appear for examination on May 1, 1964.

In his memorandum defendant raised .six points, four of which are cumulative or wholly unworthy of comment. The other two resist this application on the grounds (1) of constitutional privilege and in any event that his conduct is excusable; (2) that there is in the record no order fining the defendant the amount of the judgment entered against him and no operable contempt order upon which, for its validity, an arrest order must be based.

Section 6 of article I of the Constitution of the United States, insofar as applicable to this matter, reads as follows: They [Senators and Representatives] shall in all Cases, except Treason, Felony and Breach of the Peace, be privileged from Arrest during their Attendance at the Session of their respective Houses, and in going to and returning from the same ’ ’.

Where arrest is concerned, except in criminal cases, the provision is abundantly clear and there is ample judicial support for this proposition (Williamson v. United States, 207 U. S. 425; Long v. Ansell, 293 U. S. 76, and cases cited).

And there is substantial support too, judicial and otherwise, for the proposition that a legislator is privileged from civil process, directing him to appear and attend in a civil matter during his attendance at a legislative body and in going to and returning from same, the disobedience of which is punishable by body execution (see People ex rel. Hastings v. Hofstadter, 258 N. Y. 425 and authorities therein cited).

To paraphrase Lord Mansfield, quoted in Williamson (supra, p. 439), the rationale of the constitutional fiat, the judicial utterances and the respected writings above cited, the wisdom of these conclusions is bottomed on the necessity for members of Legislatures to be free in their persons in cases of civil suits, for there may come a time when the safety and welfare of the Nation or the State may depend upon their attendance in Congress or the Legislature as the case may be.

Jefferson put it differently but pointedly: “ This privilege from arrest, privileges of course against all process, the disobedience to which is punishable by an attachment of the person, [317]*317* * * and with reason, because a member has superior duties to perform in another place.” (Quote from Matter of Potter, 55 Barb, [appendix] 625, 628.)

These are concepts easily acceptable and it would not be difficult to accept, too, the conclusion that a Congressman subject to call is either in attendance, going to or returning from Congress, so long as that body is in session, whether the Congressman is busy with important committee work or basking in the sunshine of Puerto Rico on a given day. The magic words appear to be “ while congress is in session ”. Happily, although this conclusion offers the possibility of an intriguing dialogue, it will not be necessary to this opinion because the decision of this court must be based on other considerations.

We may not lose sight of the fact that the contempt of court charged here is related back to the subpoena duces tecum, through a tortuous course, ruled to have been properly served upon defendant; to an unexplained refusal to appear on the date mentioned therein; to an order adjudging defendant in contempt, fining him the full amount of the judgment as of that time and generously permitting defendant to purge himself by paying the fine or submitting to the examination on a new date fixed; to an appeal from that order and a suspension of that appeal on terms substantially dictated by defendant, stipulated over his signature and sealed with his written promise to submit to examination if the appeal from the judgment itself would result in defendant’s disfavor in whole or in part — all of these acts and proceedings taking place during a time when Congress was not i/n session.

The end result of all this was that another new date subsequently had to be set for the examination, this date falling within a period when Congress was in session.

My learned colleague, Mme. Justice Amsterdam, was asked to say that defendant, who solemnly agreed to appear for examination when Congress would be in session, as a condition for a stay of an examination scheduled on a day during which Congress was not in session, must be allowed to plead congressional immunity. She refused to say so on the ground that defendant had waived his constitutional immunity if any in fact ever existed ”.

On this application I am asked to rule that the constitutional immunity in question may not be waived by defendant, that it belongs to the people and, by extension, to Congress. It is not difficult to come to this conclusion. Be that as it may, such a conclusion will give no comfort to defendant because the acts of this defendant during the period in which he could assert [318]*318no such privilege and for which he was already found in contempt and fined, are the acts that he must answer for.

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Related

James v. Powell
52 Misc. 2d 1054 (New York Supreme Court, 1966)
James v. Powell
26 A.D.2d 295 (Appellate Division of the Supreme Court of New York, 1966)

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Bluebook (online)
43 Misc. 2d 314, 250 N.Y.S.2d 635, 1964 N.Y. Misc. LEXIS 1785, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-v-powell-nysupct-1964.