James L. Devine v. Herman Solem, Warden, South Dakota State Penitentiary, and Mark v. Meierhenry, Attorney General, State of South Dakota

815 F.2d 1205, 1987 U.S. App. LEXIS 4599, 22 Fed. R. Serv. 1428
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 7, 1987
Docket86-5122
StatusPublished
Cited by8 cases

This text of 815 F.2d 1205 (James L. Devine v. Herman Solem, Warden, South Dakota State Penitentiary, and Mark v. Meierhenry, Attorney General, State of South Dakota) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James L. Devine v. Herman Solem, Warden, South Dakota State Penitentiary, and Mark v. Meierhenry, Attorney General, State of South Dakota, 815 F.2d 1205, 1987 U.S. App. LEXIS 4599, 22 Fed. R. Serv. 1428 (8th Cir. 1987).

Opinion

McMILLIAN, Circuit Judge.

James Llewellyen DeVine appeals from a final judgment entered in the District Court for the District of South Dakota denying his petition for a writ of habeas corpus under 28 U.S.C. § 2254. Appellant was convicted of second degree burglary and was sentenced as a habitual offender to 35 years imprisonment. For reversal he argues that the admission of statements he made to psychiatrists during a sanity evaluation violated his Fifth Amendment rights. For the reasons discussed below, we reverse and remand.

The facts underlying the burglary charge are not disputed. On November 6, 1983, at approximately 1:15 p.m., the police arrested appellant in his aunt’s apartment. Having heard noises in the apartment, the manager of the apartment building investigated and found appellant therein. The door had been kicked in and the apartment had been ransacked. The manager testified that appellant appeared to be drunk.

Appellant was charged with one count of second degree burglary and two counts of intentional destruction of property. He entered pleas of guilty and not guilty by reason of insanity to each of the three counts. By stipulation during trial, the two counts of intentional destruction of property were dismissed.

Because appellant had a history of mental illness, he was referred, at the request of his attorney, to the Human Services Center at Yankton, South Dakota, to be examined by Dr. Ulises Pesce. Appellant’s subsequent motion for a second psychiatric and psychological evaluation was granted, and appellant was examined by Dr. Charles Warrender in Pierre, South Dakota. Dr. Warrender relied on psychological tests administered by Lynn Goehring, a psychologist.

Appellant had previously been treated at the United States Medical Center in Springfield, Missouri, from August 12, 1982, to March 14, 1983, by Dr. Aris K. Kargas, a staff psychiatrist. Dr. Kargas, Dr. Pesce, and Dr. Warrender testified at trial to statements appellant made to them during their examinations of him. These statements are at issue in this appeal.

In response to a defense motion, the state trial court ruled that the psychiatrists would not be permitted to testify to admissions made “out of the blue” by appellant during their examinations that concerned the offenses charged or the elements of the offenses. Despite this ruling, the three psychiatrists testified to certain statements made during the evaluation. Dr. Warren-der, a state witness, testified that appellant told him that he made up symptoms of mental illness in order to be transferred from the federal prison to a medical facility in Springfield, Missouri. Dr. Warrender also testified that appellant had an anti-social personality, which was manifested by vandalism and theft. Dr. Warrender concluded that appellant was sane under South Dakota law and was able to form the specific intent to commit burglary.

Dr. Kargas, a defense witness, testified that he had diagnosed appellant as suffering from a schizo-affective disorder. Dr. Kargas also testified that on the night before trial, appellant said that he “intentionally got into trouble” and that he went to his aunt’s apartment and broke up the place.

Dr. Pesce, a state rebuttal witness, testified that during the course of his evaluation, appellant stated that he had commit ted a crime and that he “wanted to go to evaluation to be able to come up with a better solution” than going to prison. Dr. Pesce also testified that appellant had an anti-social personality and that persons *1207 with such personalities often engage in crimes of vandalism and intentional damage to private property.

The jury found that appellant was sane and that he was guilty of second degree burglary. The jury also found appellant guilty of being a habitual offender; he was subsequently sentenced to a total of 35 years imprisonment. Appellant’s conviction was affirmed by the South Dakota Supreme Court. State v. Devine, 372 N.W.2d 132 (S.D.1985). Appellant’s petition for a writ of habeas corpus was denied by the district court in March 1986. The district court concluded that testimony concerning “false symptoms, anti-social personality traits, and [appellant’s] statements concerning evaluation as an alternative to prison, all go to the issue of sanity,” and were therefore properly admitted. DeVine v. Solem, No. 85-3053, slip op. at 7 (D.S.D. Mar. 10, 1986). The district court, relying on Collins v. Auger, 577 F.2d 1107, 1109 (8th Cir.1978), cert. denied, 439 U.S. 1133, 99 S.Ct. 1057, 59 L.Ed.2d 96 (1979), held that the admission of appellant’s statements to Dr. Kargas that he had intentionally gotten into trouble clearly violated appellant’s privilege against self-incrimination. Slip op. at 7-8. The district court, however, held that this constitutional violation was harmless error, on the ground that the other evidence in the record, apart from the testimony wrongly admitted, was sufficient to establish guilt beyond a reasonable doubt. This appeal followed.

The first issue we consider is whether the admission of statements made to the psychiatrists and the psychologist violated appellant’s privilege against self-incrimination. Appellant argues that the district court erred in holding that admission of the testimony concerning anti-social personality traits and feigned symptoms of mental illness did not violate his privilege against self-incrimination. Appellant contends that this testimony “worked against him on the issue of guilt, and specifically on the issue of intent and the defense of mental illness.” Brief for Appellant at 10. Appellant further asserts that the testimony concerning the anti-social personality traits is probative of guilt and not sanity and was therefore improperly admitted.

We agree with the district court that only the testimony of Dr. Kargas as to appellant’s statement about intentionally getting into trouble and breaking into his aunt’s apartment violated his privilege against self-incrimination. We believe that the testimony concerning feigned symptoms of mental illness and the diagnosis of an anti-social personality is not relevant to the issue of guilt but is relevant to the issue of appellant’s sanity. Although we conclude that appellant’s privilege against self-incrimination was not violated by the admission of this evidence, we note, as did the district court, that a bifurcated proceeding to determine sanity and guilt is preferable to the unitary procedure employed in this case. A bifurcated proceeding encourages full and complete disclosure by the defendant and eliminates the difficult task of determining whether evidence ostensibly offered to determine sanity is offered in fact to prove guilt. United States v. Bennett, 460 F.2d 872, 880 (D.C. Cir.1972).

The second issue is whether the admission of appellant’s statement that he had intentionally gotten into trouble was harmless error.

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815 F.2d 1205, 1987 U.S. App. LEXIS 4599, 22 Fed. R. Serv. 1428, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-l-devine-v-herman-solem-warden-south-dakota-state-penitentiary-ca8-1987.