James F. Shaw v. United States

24 F.3d 1040, 1994 U.S. App. LEXIS 10751, 1994 WL 187019
CourtCourt of Appeals for the Eighth Circuit
DecidedMay 16, 1994
Docket93-2052
StatusPublished
Cited by97 cases

This text of 24 F.3d 1040 (James F. Shaw v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James F. Shaw v. United States, 24 F.3d 1040, 1994 U.S. App. LEXIS 10751, 1994 WL 187019 (8th Cir. 1994).

Opinion

BOWMAN, Circuit Judge.

James F. Shaw, Sr., appeals the judgment of the District Court denying his petition for relief under 28 U.S.C. § 2255. We vacate the judgment and remand the ease for further proceedings.

I.

In 1986, a jury found that Shaw repeatedly had engaged in sexual intercourse during 1984 and 1985 with his eleven-year-old foster daughter. The jury found Shaw guilty under 18 U.S.C. § 2032 (1982) (repealed 1986) on seven counts of having carnal knowledge of *1041 her, 1 and the District Court sentenced Shaw to a twenty-five-year term of imprisonment.

At trial, the girl, then thirteen years old, testified during the government’s case-in-chief, telling the jury in detail about her sexual encounters with Shaw. The government also offered the testimony during its ease-in-chief of Betty Kalblinger, a physician’s assistant, who testified that the girl had a widened hymenal opening, which indicated that she had had sexual intercourse.

The government did not offer any evidence in its case-in-chief that the victim had contracted any venereal diseases, nor that Shaw had any such diseases. On cross-examination, Kalblinger acknowledged that she had detected no signs of any venereal diseases in the victim and that the results of a gonorrhea smear she had conducted were negative.

In his defense, Shaw offered the medical testimony of Dr. Mark C. Werpy, a physician, that the victim’s hymenal opening was not large enough to have allowed Shaw to perpetrate the acts of which he was accused. Werpy also testified that he saw no evidence of venereal diseases in the victim.

The government responded on rebuttal with testimony from Dr. Clark W. Likness, a physician, and Catherine Buck, a nurse midwife, that the state of the victim’s hymen indicated she could have had intercourse with Shaw and that the victim had contracted two venereal diseases. No evidence ever was introduced to show that Shaw had had any venereal diseases.

As required by Federal Rule of Evidence 412, 2 Shaw filed two written pretrial motions in which, for the purpose of showing that he was not the cause of the victim’s widened hymen, he sought permission to introduce the testimony of seven boys who claimed they had engaged in sexual intercourse with the victim. The District Court denied the motions, and, although Shaw persisted in his attempts to introduce this testimony during the trial, the boys were not allowed to testify.

On direct appeal, Shaw raised this issue as a basis for reversal of his convictions. This Court specifically declined to review Shaw’s claims that the evidence should have been admitted as “constitutionally required” under Rule 412(b)(1), and under Rule 412(b)(2)(A) to show an alternative source of the victim’s, venereal diseases, because we concluded that these bases for allowing the jury to hear the boys’ testimony, although raised on appeal, had not been offered to the District Court. United States v. Shaw, 824 F.2d 601, 603 n. 2, 606 n. 6 (8th Cir.1987), cert. denied, 484 U.S. 1068, 108 S.Ct. 1033, 98 L.Ed.2d 997 (1988).

Instead, this Court only considered “whether the testimony elicited by the government regarding the condition of [the vic-timj’s hymen created an issue of whether Shaw was or was not, with respect to [the victim], ‘the source of semen or injury.’ ” Id. at 604 (quoting Fed.R.Evid. 412(b)(2)(A)). To resolve this issue, we found it necessary to “examine the relevant testimony to determine whether the described condition of [the victimjs hymen constitute[d] an injury.” Id.

This Court’s review of the record indicated that the witnesses testified “that [the victim]’s hymen was not intact; it had been stretched; her vaginal orifice was widened.” Id. at 605. Furthermore, “[t]he witnesses expressly disavowed finding any evidence of tears to [the vietim]’s hymen, cuts, scratches, bruises, blood, injury. to the vaginal canal, tears that may have healed, or scars[, any of which] would [have] demonstrate^] infliction of an injury.” Id. The testimony, we concluded, failed to establish that the victim had *1042 been “injured” within the meaning of Rule 412(b)(2)(A). We supported our reading of Rule 412(b)(2)(A)’s “injury” exception by reading into the rule an intention on the part of Congress to limit the exception’s scope to evidence of past sexual behavior that was “sustained reasonably close in time to the alleged rape.” Id. at 607-08.

Although we considered it to be “compelling,” id. at 606, we rejected Shaw’s argument that, when the prosecution offers evidence of the victim’s physical condition to corroborate her testimony that the act took place, the defendant should be allowed to offer evidence of the victim’s past sexual behavior to show an alternative source for that physical condition, id. at 605-06. Instead, we concluded that Congress intended that Rule 412(b)(2)(A) would allow only the admission of evidence to show an alternative source for physical consequences that constitute injuries. Id. at 606-07. We held that, because the testimony at trial failed to establish that the widening of the victim’s hymen involved an “injury,” Rule 412(b)(2)(A) was of no avail to Shaw. Accordingly, we found no error in the District Court’s exclusion of the boys’ testimony, which Shaw had offered only on the issue of whether he was the source of the girl’s widened hymen. This Court then rejected the remainder of Shaw’s arguments and affirmed his convictions and sentence.

Shaw’s § 2255 petition raises ineffective assistance of counsel, asserting several related claims. Shaw first asserts that his trial counsel was constitutionally ineffective because. counsel failed to offer the evidence of the victim’s past sexual behavior under Rule 412(b)(1)', as well as under Rule 412(b)(2)(A), to show an alternative source for the victim’s venereal diseases. Shaw also argues that his trial counsel was constitutionally ineffective for failing to offer the evidence of the victim’s past sexual behavior under Rule 412(b)(1) to provide an alternative explanation for the victim’s widened hymen. Finally, Shaw contends that counsel was ineffective for failing to offer the evidence under Rule 412(b)(1) to provide an alternative explanation for the victim’s sexual knowledge. In support of this contention, he argues that the detail in which the victim testified during the government’s case-in-chief regarding the sexual acts Shaw allegedly perpetrated allowed the jury to infer that the victim must have experienced the acts, and that, owing to her young age, she must have experienced them with him.

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Bluebook (online)
24 F.3d 1040, 1994 U.S. App. LEXIS 10751, 1994 WL 187019, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-f-shaw-v-united-states-ca8-1994.