James Earl Harris, Husband Luvenia Harris, Wife, Appellants/cross-Appellees v. Folk Construction Company, Appellees/cross-Appellants

138 F.3d 365, 40 Fed. R. Serv. 3d 123, 1998 U.S. App. LEXIS 3883, 1998 WL 94918
CourtCourt of Appeals for the Eighth Circuit
DecidedMarch 6, 1998
Docket96-2680, 96-3308
StatusPublished
Cited by29 cases

This text of 138 F.3d 365 (James Earl Harris, Husband Luvenia Harris, Wife, Appellants/cross-Appellees v. Folk Construction Company, Appellees/cross-Appellants) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James Earl Harris, Husband Luvenia Harris, Wife, Appellants/cross-Appellees v. Folk Construction Company, Appellees/cross-Appellants, 138 F.3d 365, 40 Fed. R. Serv. 3d 123, 1998 U.S. App. LEXIS 3883, 1998 WL 94918 (8th Cir. 1998).

Opinion

McMILLIAN, Circuit Judge.

James Earl Harris (“Harris”) appeals from a final judgment entered in the United States District Court for the Eastern District of Arkansas upon a jury verdict finding in favor of Folk Construction Company (“Folk”). For reversal, Harris argues that the district court erred in holding that (1) the magistrate judge had proper authority to supervise jury deliberations and to dismiss a juror for cause; (2) the magistrate judge’s ex parte communications with the juror were proper; and (3) the jury instruction that defined the term “seaman” was a correct statement of law. Harris also challenges several eviden-tiary rulings of the district court.

On cross-appeal, Folk contests the district court’s denial of its motion for costs, pursuant to Rule 68 of the Federal Rules of Civil Procedure. In addition, Folk moves this court to amend the record to include the affidavit of the deputy courtroom clerk of the district court, Mary Ann Rawls.

For the reasons discussed below, we reverse the judgment of the district court, remand the case for further proceedings, and dismiss Folk’s motion and cross-appeal as moot.

Jurisdiction

Jurisdiction was proper in the district court based upon 46 U.S.C.App. § 688 et seq., and 28 U.S.C. § 1332. Jurisdiction on appeal is proper based upon 28 U.S.C. § 1291. The notice of appeal was timely filed under Rule 4(a) of the Federal Rules of Appellate Procedure.

Background

For purposes of this opinion, only a brief outline of the facts supporting the underlying claims is required. Harris was injured on September 4, 1991, while working on the crew of the dredge ship Cathy M. At the time in question, the Cathy M. was dredging the St. Francis River and the St. Francis River basin in Arkansas pursuant to a contract between Folk and the United States Corps of Engineers. Folk ran the dredging operation. Harris was an employee of Folk.

On December 15, 1993, Harris filed a claim to recover for the injuries that he sustained in the accident. 1 Harris’s causes of *367 action were based on the Jones Act, 46 U.S.CApp. § 688 et seq., and the general maritime doctrine of unseaworthiness. Each claim required Harris to prove that he was a “seaman” at the time of the accident. A jury was charged with determining this discrete issue.

The trial commenced on May 6, 1996, in Pine Bluff, Arkansas, with a district judge presiding. The jury began deliberations on Friday, May 10,1996. Having not reached á verdict by the close of court, the jury was instructed to return on Monday, May 13, 1996, to continue deliberations. However, in reliance on the parties’ estimations that the ease would conclude on May 9, 1996, the district judge had previously scheduled a trial to begin in Little Rock, Arkansas, on May 13, 1996. In light of this conflict, the deputy courtroom clerk, Mary Ann Rawls, advised counsel for the parties that a magistrate judge would preside over jury deliberations. Neither party objected to this arrangement. However, a formal consent form was not signed by either party 2 nor did either party give another form of express consent.

On Monday, May 13, 1996, eight of the nine jurors reported to the jury room. Juror Loraine Waschalk (“Waschalk”) refused. Instead, she went to Deputy United States Marshal Max Bellew (“Bellew”) and told him that she “was scared of the other jurors” and that “she was unsure of her safety within the jury room.” Order at 2 (July 31, 1996). Waschalk also gave Bellew a note to deliver to the magistrate judge which stated, among other things, that Harris would not get-a fair trial with the empaneled jury. 3 The note also mentioned Waschalk’s intent to request a mistrial. 4

Deputy Bellew was put under oath and his statements regarding these events are part of the record. See Joint Appendix, Vol. Ill at 702-03 (Transcript of Verdict of the Jury, May 13, 1996, at. 3-4). Bellew noted that Waschalk looked scared and upset: He stated that he “tried to console her, but she had the idea [he] was trying to lock her up, [and] ... began talking loud and advising [him] she wanted a lawyer.” Order at 2 (July 31, 1996). Bellew then took Waschalk to the clerk’s office where she eventually calmed down some and told Bellew that she had *368 gotten very little sleep over the weekend, was very worried for her safety, and did not want to be with the jury any longer. Id.

After speaking to a member of the district court’s staff, Bellew faxed Waschalk’s note to the district judge. The district judge reviewed the note, obtained Bellew’s oral statement, and then instructed the magistrate judge to bring Waschalk into chambers and discuss the matter with Waschalk. The district judge further instructed the magistrate judge “not only to listen to Ms. Waschalk’s concerns and feelings about the situation and to determine her willingness to continue on the jury, but also to gauge her state of mind and emotional well-being.” Id. at 2-3. The district judge authorized the magistrate judge to dismiss Waschalk from the jury if the magistrate judge determined that she was unwilling to continue her service and too emotionally unstable to serve competently. Id.

The magistrate judge met with Waschalk in chambers without the knowledge of either party’s counsel. This conversation was not recorded as part of the record nor were there any reported witnesses. Based on this conversation and Waschalk’s note, the magistrate judge determined that Waschalk was “unreasonably upset” and “very emotionally unstable.” Order at 3 (July 31, 1996). The magistrate judge then dismissed Waschalk for cause pursuant to Rule 47(c) of the Federal Rules of Civil Procedure. 5

The magistrate judge then convened the parties and informed them of what had transpired. Harris objected to Wasehalk’s dismissal and moved for a mistrial. This motion was denied by the magistrate judge. The eight remaining jurors were called back into the courtroom and advised that Waschalk had been excused from further participation in the deliberations and that “the reason behind [Waschalk’s dismissal] is not anything that [they] need[ed] to concern [themselves] with.” Joint Appendix, Vol. Ill at 708 (Transcript of Verdict of the Jury, May 13,1996, at 9). The magistrate judge then directed the jury to return to the jury room and resume deliberating in a manner consistent with the district judge’s earlier instructions.

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138 F.3d 365, 40 Fed. R. Serv. 3d 123, 1998 U.S. App. LEXIS 3883, 1998 WL 94918, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-earl-harris-husband-luvenia-harris-wife-appellantscross-appellees-ca8-1998.