James Cody v. City of St. Louis

103 F.4th 523
CourtCourt of Appeals for the Eighth Circuit
DecidedJune 3, 2024
Docket22-2348
StatusPublished
Cited by9 cases

This text of 103 F.4th 523 (James Cody v. City of St. Louis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James Cody v. City of St. Louis, 103 F.4th 523 (8th Cir. 2024).

Opinion

United States Court of Appeals For the Eighth Circuit ___________________________

No. 22-2348 ___________________________

James Cody

Plaintiff - Appellee

Vincent Grover; John Doe; John Roe

Plaintiffs

Michael Mosley; Diedre Wortham, on behalf of themselves and all others similarly situated; Callion Barnes; Eddie Williams; Jasmine Borden

Plaintiffs - Appellees

v.

City of St. Louis, for and on behalf of Medium Security Institution

Defendant - Appellant ____________

Appeal from United States District Court for the Eastern District of Missouri - St. Louis ____________

Submitted: January 10, 2024 Filed: June 3, 2024 ____________ Before SMITH, Chief Judge, 1 GRUENDER and SHEPHERD, Circuit Judges. ____________

SHEPHERD, Circuit Judge.

In this civil rights case, Plaintiffs seek damages for the allegedly inhumane conditions experienced at the City of St. Louis’s Medium Security Institution (MSI). To that end, Plaintiffs sought certification of classes of pre-trial and post-conviction detainees at MSI. After the district court denied their first motion to certify, Plaintiffs returned with new proposed classes and renewed their motion. The district court granted the renewed motion, and the City now appeals, challenging both the decision to certify and several of its procedural aspects. We reverse the certification of the classes and remand for proceedings consistent with this opinion.

I.

The named Plaintiffs 2 in this case are all former pre-trial or post-conviction detainees at MSI—a facility with a checkered past that closed in 2021 following action by St. Louis’s political leaders. Plaintiffs allege that they were subjected to inhumane conditions at MSI, in violation of the Eighth and Fourteenth Amendments. After suing the City for damages under 42 U.S.C. § 1983, they sought to represent classes of pre-trial and post-conviction detainees. Plaintiffs asserted that both categories of detainees were subjected to unconstitutionally poor physical conditions in the form of extreme temperatures, mold, faulty plumbing, and pest infestations, and unconstitutionally inadequate operations in the form of understaffing, inadequate recreation time, and the excessive use of force.

1 Judge Smith completed his term as chief judge of the circuit on March 10, 2024. See 28 U.S.C. § 45(a)(3)(A). 2 James Cody, Jasmine Borden, Michael Mosley, Diedre Wortham, Callion Barnes, and Eddie Williams.

-2- Plaintiffs first moved to certify four classes under Federal Rule of Civil Procedure 23(b)(3). 3 Two were defined as all pre-trial and all post-conviction detainees “who were or will be released from MSI on or after November 13, 2012.” And two were “heat” subclasses, defined as all members of the pre-trial and post-conviction detainee classes “who were assigned to a dorm, pod, or other area at MSI in which the internal temperature equaled or exceeded 88 degrees Fahrenheit.”

While Plaintiffs’ motion to certify was pending, the City and Plaintiffs both filed motions to exclude from evidence at trial the opinions, testimony, and reports of the other’s experts concerning standards of care for prisons and the City’s compliance therewith. As relevant here, Plaintiffs sought to present the opinions of James Balsamo, an environmental health and safety consultant with experience investigating correctional institutions, and Eldon Vail, a former correctional administrator. Balsamo used City records and National Weather Service data to calculate heat indexes for MSI, covering the hottest months of 2016 and 2017. He opined about the risks that excessively high temperatures created for inmates, and how those risks were exacerbated by inmates’ underlying medical conditions or prescription medications. Vail opined about MSI’s policies and practices relating to facility conditions and compared them to standards set by national bodies. The City argued that Balsamo’s opinions should be excluded pursuant to Daubert4 because he relied on improper data in calculating the heat indexes and because he is not a medical doctor and is therefore not qualified to opine about medical risks posed by conditions at MSI. It also argued that Vail’s opinions about facility temperatures were based on Balsamo’s own unreliable opinions.

3 Plaintiffs also sought certification under Rule 23(b)(1), which the district court denied, and which is not at issue on appeal. See Wal-Mart Stores, Inc. v. Dukes, 564 U.S. 338, 362 (2011) (“[I]ndividualized monetary claims belong in Rule 23(b)(3).”). 4 Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579 (1993). -3- Before ruling on the parties’ motions to exclude the expert testimony, the district court denied Plaintiffs’ motion to certify the four classes. It reasoned that certification was inappropriate because of the open-ended class periods and because it was undisputed that the City improved the conditions at MSI over that time, for example, by installing air conditioning and substantially reducing the prison population. Moreover, the district court noted that the classes seemed to combine Plaintiffs’ distinct complaints about the poor conditions and the use of excessive force: as the district court explained, different legal standards govern excessive force claims and conditions-of-confinement claims. Still, the district court “recognize[d] that a more focused claim, covering a more discrete time period, on behalf of a more uniform class, may well be appropriate for class certification.”

Responding to the district court’s concerns, Plaintiffs filed a renewed motion for class certification and proposed four new, more narrowly defined classes. The pre-trial and post-conviction classes were renamed as two “conditions” classes which, Plaintiffs argued, eliminated their excessive-force claims. The pre-trial and post-conviction heat subclasses were also narrowed to those detained in MSI’s dormitories only, and “on days where the ambient air temperature in St. Louis, Missouri equaled or exceeded 88 degrees Fahrenheit.” Plaintiffs argued this was an objective criterion for determining exposure to unconstitutionally hot conditions. Plaintiffs’ narrowed class definitions also set end dates: July 1, 2018 for the pre-trial and post-conviction conditions classes, and July 24, 2017 for the heat subclasses.

The district court granted Plaintiffs’ renewed motion and certified the four new classes pursuant to Federal Rule of Civil Procedure 23(b)(3). It reasoned, in relevant part, that the new conditions classes were appropriate for certification because Plaintiffs’ renewed motion alleged that the conditions at MSI applied to them uniformly over a discrete period, meaning that class-wide proceedings would generate common answers to the members’ claims. In doing so, the district court rejected the City’s contention that variations in the conditions faced by each member and in the length of exposure to those conditions precluded certification. With respect to the heat subclasses, the district court held that certification was -4- appropriate, in relevant part, because an Eighth Amendment violation may be proven by demonstrating exposure to excessive heat without adequate mitigation.

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Bluebook (online)
103 F.4th 523, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-cody-v-city-of-st-louis-ca8-2024.