James Augustus Connor v. State

CourtCourt of Appeals of Texas
DecidedFebruary 13, 1997
Docket03-95-00442-CR
StatusPublished

This text of James Augustus Connor v. State (James Augustus Connor v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James Augustus Connor v. State, (Tex. Ct. App. 1997).

Opinion

Connor

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN



NO. 03-95-00442-CR

NO. 03-95-00443-CR

NO. 03-95-00444-CR



James Augustus Connor, Appellant



v.



The State of Texas, Appellee



FROM THE DISTRICT COURT OF LLANO COUNTY, 33RD JUDICIAL DISTRICT

NOS. 4242; 4243 & 4244, HONORABLE CLAYTON E. EVANS, JUDGE PRESIDING



James Augustus Connor appeals from a conviction for the fraudulent sale of securities in violation of the Texas Securities Act. See Tex. Rev. Civ. Stat. Ann. arts. 581-29(C)(1) (West Supp. 1994), 581-4(F) (West 1964). For a second time, Connor appeals to this Court alleging that the trial court erred by: (1) entering judgments of conviction without first conducting a new trial; (2) setting aside an order granting a new trial; (3) overruling Connor's motion for new trial; and (4) imposing excessive restitution as a condition of Connor's probation. We will affirm the trial-court judgment in part and reverse and remand in part.



PROCEDURAL HISTORY

In 1989, Connor entered pleas of guilty to three indictments charging him with fraudulent sale of securities in violation of the Texas Securities Act. See id. In accordance with the plea bargain, the trial judge sentenced Connor to ten years' probation, the terms of which required him to pay $65,179.08 in restitution. Connor appealed the convictions to this Court, complaining in each of the three causes that the Texas Securities Act was unconstitutional for vagueness as applied to him; that the trial court erred by hearing Connor's motions for new trial in the absence of defense counsel; and that the trial court erred in ordering Connor to pay restitution because there was no probative evidence to support the amount of restitution ordered. We overruled Connor's points of error and affirmed the trial court judgment. See Connor v. State, 809 S.W.2d 560 (Tex. App.--Austin 1991), reversed, 877 S.W.2d 325 (Tex. . App. 1994). The court of criminal appeals granted Connor's petition for discretionary review and remanded the causes to this Court for reconsideration of Connor's right-to-counsel claim. See Connor v. State, 877 S.W.2d 325 (Tex. Crim. App. 1994).

In September 1994, on remand from the court of criminal appeals, we concluded that Connor had been deprived of representation of counsel at a critical stage of trial, reversed the trial-court judgment, and remanded the causes for a new trial (the "September 1994 opinion"). The State submitted a motion for rehearing, contending Connor should not be granted a complete new trial because he was only denied counsel at the hearing on his motions for new trial. According to the State, the proper remedy in such a situation would be to remand the causes to the trial court solely for a hearing on the motion for new trial. In response, we withdrew our original opinion and issued a new opinion (the "December 1994 opinion") and judgment reversing the trial court's judgments of conviction and remanding the causes to the trial court solely for a hearing on Connor's motion for new trial. See Connor v. State, Nos. 3-89-229-CR, 3-89-230-CR, & 3-89-231-CR (Tex. App.--Austin Dec.7, 1994, no pet.) (not designated for publication). Following our December 1994 opinion and judgment, neither appellant nor the State sought review by the court of criminal appeals. On remand to the district court, Connor, with the assistance of counsel, prepared and filed a new motion for new trial. The trial court held an evidentiary hearing on this new motion, at which Connor's counsel was present. The trial court overruled Connor's motion for new trial and re-entered the judgments of conviction. (1) Connor appeals.



DISCUSSION AND HOLDINGS

A. Earlier "Reversal" of Convictions as Requiring New Trial on Merits

In his first three points of error, Connor contends that, because our December 1994 opinion and judgment "reversed" the convictions, the trial court erred by entering new judgments of conviction without first conducting a new trial on the merits. Connor further asserts that reversing the judgments of conviction, rather than abating the appeal or remanding without disturbing the convictions, implies that we found error occurred at a stage of trial prior to the hearing on his motions for new trial. He argues, therefore, that he is entitled to a new trial.



(i) Language of Our December 1994 Opinion and Judgment

Our December 1994 judgment stated:



[B]ecause it is the opinion of this Court that there was error in the judgment: IT IS ORDERED, ADJUDGED and DECREED by the Court that the judgment be reversed and the cause remanded for further proceedings in accordance with the opinion of this Court.



Our mandate to the district court, issued in January 1995, contained the same language. In interpreting the judgment and the mandate in this case, it is necessary to look not only at those documents, but also to our opinion. See Hudson v. Wakefield, 711 S.W.2d 628, 630 (Tex. 1986); Seale v. Click, 556 S.W.2d 95, 96 (Tex. Civ. App.--Eastland 1977, writ ref'd n.r.e.). Our December 1994 opinion stated that "we set aside the judgments of conviction and notices of appeal and return the causes to the trial court for a hearing on the motions for new trial." Connor, slip opinion at 3. The opinion goes on to specifically order that, if Connor's "motions for new trial are denied, judgments should be pronounced and notices of appeal may be given." Id.

The Texas Supreme Court has held that "[a] judgment should be construed as a whole toward the end of harmonizing and giving effect to all the court has written." Point Lookout West, Inc. v. Whorton, 742 S.W.2d 277, 278 (Tex. 1987). Although we confess that some of the language in our December 1994 opinion appears to be contradictory, when the opinion is read as a whole we believe our intention is clear: the trial court was to conduct a new hearing on Connor's motions for new trial and, if the motions were overruled, re-enter the judgments of conviction to allow for the filing of new notices of appeal. While we agree that abating the appeal and returning Connor to the stage at which he was denied counsel would have been a better course of action, we see no reason why a reversal of the judgments accompanied by specific instructions is necessarily ineffective.

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