James Alton Sumrall, Sr. v. the State of Texas

CourtCourt of Appeals of Texas
DecidedAugust 25, 2021
Docket12-20-00215-CR
StatusPublished

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Bluebook
James Alton Sumrall, Sr. v. the State of Texas, (Tex. Ct. App. 2021).

Opinion

NOS. 12-20-00215-CR 12-20-00216-CR

IN THE COURT OF APPEALS

TWELFTH COURT OF APPEALS DISTRICT

TYLER, TEXAS

JAMES ALTON SUMRALL, SR., § APPEALS FROM THE APPELLANT

V. § COUNTY COURT AT LAW NO. 2

THE STATE OF TEXAS, APPELLEE § ANGELINA COUNTY, TEXAS

MEMORANDUM OPINION James Alton Sumrall, Sr. appeals his convictions for driving while his driver’s license was invalid and without having established financial responsibility for the vehicle and possession of a handgun in a motor vehicle while driving with a suspended driver’s license. Appellant raises four issues on appeal. We affirm.

BACKGROUND Appellant was charged by separate informations with driving while his driver’s license was invalid and without having established financial responsibility for that vehicle through a motor vehicle liability policy and possession of a handgun in a motor vehicle while driving with a suspended driver’s license. Appellant pleaded “guilty” and elected to proceed pro se, although the trial court appointed counsel to attend proceedings on “standby.” Appellant waived his right to a jury trial, and the matter proceeded to a bench trial. Ultimately, the trial court found Appellant “guilty” as charged on both counts and sentenced him to confinement for ninety days for each offense. This appeal followed. FAILURE TO ORDER COMPETENCY HEARING In his first issue, Appellant argues that the trial court abused its discretion by failing sua sponte to hold a competency hearing. Standard of Review and Governing Law We review a trial court’s failure to conduct a competency inquiry for an abuse of discretion. Kostura v. State, 292 S.W.3d 744, 746 (Tex. App.–Houston [14th Dist.] 2009, no pet.); Lahood v. State, 171 S.W.3d 613, 617–18 (Tex. App.–Houston [14th Dist.] 2005, pet. ref’d); see also Moore v. State, 999 S.W.2d 385, 393 (Tex. Crim. App. 1999). A defendant is not competent to stand trial if he lacks (1) a sufficient present ability to consult with his attorney with a reasonable degree of rational understanding or (2) a rational as well as factual understanding of the proceedings against him. TEX. CODE CRIM. PROC. ANN. art. 46B.003(a) (West 2018). If evidence which raises a bona fide doubt as to the defendant’s competence to stand trial comes to the trial court’s attention, the trial court sua sponte shall “suggest that the defendant may be incompetent to stand trial” and, then, “determine by informal inquiry whether there is some evidence from any source that would support a finding that the defendant may be incompetent to stand trial.” Id. art. 46B.004 (West 2018); see Fuller v. State, 253 S.W.3d 220, 228 (Tex. Crim. App. 2008). A bona fide doubt is “a real doubt in the judge’s mind as to the defendant’s competency.” Alcott v. State, 51 S.W.3d 596, 599 n.10 (Tex. Crim. App. 2001). Evidence raising a bona fide doubt “need not be sufficient to support a finding of incompetence and is qualitatively different from such evidence.” Id. Evidence is usually sufficient to create a bona fide doubt if it shows “recent severe mental illness, at least moderate retardation, or truly bizarre acts by the defendant.” McDaniel v. State, 98 S.W.3d 704, 710 (Tex. Crim. App. 2003); Kostura, 292 S.W.3d at 747. Discussion In the instant case, there is no evidence that Appellant suffered from mental illness or that he is an individual with any sort of moderate mental or intellectual disability. Appellant first contends that several communications he made to the trial court during trial sufficed to raise a bona fide doubt as to his competence to stand trial to the trial court’s attention. The nature of these communications is summarized as follows:

• Appellant filed a pro se motion, in which he claimed that he was the beneficiary of an express trust and asked for an order to dissolve the trust immediately.

2 • At the beginning of the trial, when the court asked if the parties were ready to proceed, Appellant asked the trial court to which “James Sumrall” he was referring and told the judge that he was not James Sumrall and the trial judge was, in fact James Sumrall.

• Appellant stated at the beginning of trial that he objected to the court entering a plea on his behalf, that “the court assumed liability[,]” that he did not “agree to jurisdiction[.]”

• Appellant asked about a January 2019 Presidential Executive Order on the trafficking of persons and any law that is considered unconstitutional is null and void from inception.

• Appellant stated that “An individual is a corporation. I do not declare myself as a corporation.” The witness replied, “You’re a person. Like I said, you’re a living, breathing, human being[,] to which Appellant responded, “No, I’m not a person. A person is a corporation.”

• During the punishment proceedings, Appellant interjected “I don’t want to accept the benefit [of the trust,] but there is a name floating out -- floating around that needs --”

However, Appellant’s unusual behavior did not mandate a competency inquiry absent the existence of evidence raising a bona fide doubt as to his present ability to communicate or understand the proceedings. See Kostura, 292 S.W.3d at 747. As the State notes in its brief, despite these unusual statements, Appellant participated in trial, made arguments that are subject to a reasonable legal interpretation, and engaged to an effective degree with the witness during cross examination. The fact that Appellant does not have traditional legal training cannot be overlooked. Nonetheless, Appellant had a right to act as his own counsel. See, e.g., Faretta v. California, 422 U.S. 806, 832–35, 95 S. Ct. 2525, 2540–41, 45 L. Ed. 2d 562 (1975). Based on our review of the record, Appellant’s arguments reasonably can be interpreted to have raised issues related to (1) the trial court’s subject matter jurisdiction, (2) the constitutionality of Texas’s firearms regulations and licensing scheme, and (3) the State’s burden of proof on his identity inasmuch as he declined to concede that issue to the trial court. Lastly, it is undeniable that some of Appellant’s statements at trial had a tenuous bearing, at best, on the issues in the case. Nonetheless, we cannot conclude that such statements, when made by a defendant acting pro se, without more, trigger the trial court’s duty to investigate that pro se defendant’s competency. In Faretta, the United States Supreme Court discussed the matter of pro se representation. See id. In so doing, the Court noted that it is “undeniable that in most criminal prosecutions, defendants could better defend with counsel’s guidance than by their own unskilled efforts” and that a pro se defendant may hope to realize, if at all, the “potential advantage of a

3 lawyer’s training and experience . . . only imperfectly.” See id., 422 U.S. at 832, 95 S. Ct. at 2540. Here, Appellant made several statements that fairly can be described as “off-topic” legal arguments. And while such statements may appear, at first glance, to those with legal education and years of practical experience to be, as Appellant describes them in his brief, “bizarre,” they are less than bizarre when considered in the context of a layperson’s attempting to defend himself against criminal charges. The trial court reasonably could have construed these statements in this context as Appellant’s lodging every potential “legal” argument he could devise, in the hope that one of the arguments would prove fruitful.

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Related

Faretta v. California
422 U.S. 806 (Supreme Court, 1975)
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443 U.S. 307 (Supreme Court, 1979)
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LaHood v. State
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Alcott v. State
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Payne v. State
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Grant v. State
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Fuller v. State
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Collier v. State
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Geeslin v. State
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James Alton Sumrall, Sr. v. the State of Texas, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-alton-sumrall-sr-v-the-state-of-texas-texapp-2021.