Jaffess v. Secretary, Department of Health, Education & Welfare

393 F. Supp. 626, 1975 U.S. Dist. LEXIS 12499
CourtDistrict Court, S.D. New York
DecidedMay 6, 1975
Docket75 Civ. 785 (JMC)
StatusPublished
Cited by8 cases

This text of 393 F. Supp. 626 (Jaffess v. Secretary, Department of Health, Education & Welfare) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jaffess v. Secretary, Department of Health, Education & Welfare, 393 F. Supp. 626, 1975 U.S. Dist. LEXIS 12499 (S.D.N.Y. 1975).

Opinion

MEMORANDUM DECISION AND ORDER

CANNELLA, District Judge:

The Secretary’s motion for summary judgment pursuant to Fed.R.Civ.P. 56(b) is hereby granted and plaintiff’s like motion pursuant to Fed.R.Civ.P. 56(a) is hereby denied.

The plaintiff, Ira G. Jaffess, is a World War II Navy veteran who has received a disability benefits pension from the Veterans Administration (VA) since 1943. Such benefits are awarded pursuant to 38 U.S.C. § 521 and are based upon the payments formula contained therein. Under the statute, the amount of benefits payable varies depending upon the veteran’s annual income from other sources, including- income received under the Social Security Act, 38 U.S.C. § 503. A veteran who receives § 521 benefits is obligated by law to report changes in his annual income to the VA. 38 U.S.C. § 506 and 38 CFR §§ 3.660(a) and 3.661. The applicable regulation, 38 CFR § 3.660(a), declares, inter alia, that:

A veteran . . . who is receiving pension . . . must notify the Veterans Administration of any material change or expected change in his income or other circumstances which would affect his entitlement to receive, or the rate of, the benefit being paid. Such notice must be furnished when he acquires knowledge that he will begin to receive additional income at a rate which if continued will cause his income to exceed the income limitation or increment applicable to the rate of the benefit being paid or when his marital or dependency status changes.

In the more recent past, Jaffess has also been receiving disability benefits from the Social Security Administration (SSA), but he has not reported such payments to the VA as required by law. Thus, in effect, he has received in recent years government benefits beyond those to which he was lawfully entitled.

On January 6, 1975, Jaffess received notice from the VA that his benefits under § 521 would be reduced from $143.00 to $6.32 per month because his expected income for 1975 included $2,913 in social security benefits. (See Complaint Exhibit 1.) Such adjustment apparently resulted from a computer comparison of persons who received § 521 benefits with those receiving social security benefits. This survey was performed “in order to locate persons who have failed to report their social security benefits to the VA as required by law,” so that an appropriate adjustment of VA benefits could be made. Richter Affidavit of March 14, 1975 at 2 ¶¶ 6 and 7. Jaffess, it appears, is exactly the sort of person this computer check was designed to discover.

Given this drastic reduction in his benefits, Jaffess commenced the instant suit to recover $50,000 in damages. His complaint is premised upon the Privacy Act of 1974 (Act of Dec. 31, 1974, Pub.L. 93-579, 88 Stat. 1897 which, upon effectiveness, will be codified as 5 U.S.C. § 552a), the Freedom of Information Act, as amended, 5 U.S.C. § 552, as well as the constitutionally secured right of privacy. For the reasons which we discuss below, we find each of these grounds to be an insufficient predicate for the relief now sought.

The Privacy Act of 1974 can not serve as basis for the present claim *629 because such law, insofar as it is here relevant, does not become effective until 270 days after December 31, 1974, or September 27th of this year. Similarly, the provisions of the Freedom of Information Act are unavailing to plaintiff as he has failed to exhaust the administrative remedies specified thereunder prior to commencing this action. 5 U.S.C. § 552(a)(6)(C).

Thus, plaintiff’s claim resolves itself into one purportedly arising under the right of privacy guaranteed to citizens by the Constitution. In this regard, certain other provisions of the law are to be noted. 42 U.S.C. § 1306(a) prohibits the disclosure of matters concerning social security benefits which are contained in the Department of Health, Education and Welfare files, except in a fashion prescribed by appropriate regulations. The statute was enacted to preserve the privacy of social security recipients and the Secretary, in compliance with the statutory grant, has promulgated certain regulations which both limit the disclosure of information and advance legitimate governmental purposes. See, 20 CFR § 401.1 et seq. With regard to the precise factual contours of this case, 20 CFR § 401.3(f) is particularly pertinent. That regulation states, inter alia:

Disclosure of any such file, record, report, or other paper, or information, is hereby authorized in the following cases and for the following purposes:
(f) To any officer or employee of an agency of the Federal Government lawfully charged with the administration of a law providing for public assistance, or work relief, or pension, or retirement, or other benefit payments, only for the purpose of the proper administration of such law, or of the Social Security Act ....

Thus, the disclosure of Jaffess’ social security benefits to the VA was clearly lawful under the regulation in view of the fact that the VA is obligated by statute to take such payments into account in its determination of benefits under 38 U.S.C. § 521. See discussion supra.

This does not end the matter, however, as we recognize that compliance with these statutory and regulatory dictates can not justify conduct which has deprived Jaffess of constitutionally secured privacy rights. However, the short answer to plaintiff’s privacy claim is that despite the recognition which courts have given to a constitutional right of privacy in other contexts, i. e., the most intimate phases of one’s personal life (see, e. g., Roe v. Wade, 410 U.S. 113, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973); Rosenberg v. Martin, 478 F.2d 520, 525 (2 Cir.), cert. denied, 414 U.S. 872, 94 S.Ct. 102, 38 L.Ed.2d 90 (1973); Roe v.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Michigan Welfare Rights Organization v. Dempsey
462 F. Supp. 227 (E.D. Michigan, 2008)
Dodge v. Trustees of the National Gallery of Art
326 F. Supp. 2d 1 (District of Columbia, 2004)
Stoianoff v. Commissioner of Motor Vehicles
107 F. Supp. 2d 439 (S.D. New York, 2000)
Doyle v. Wilson
529 F. Supp. 1343 (D. Delaware, 1982)
Lamb v. Connecticut General Life Insurance
509 F. Supp. 560 (D. New Jersey, 1980)
Bergman v. Stein
404 F. Supp. 287 (S.D. New York, 1975)

Cite This Page — Counsel Stack

Bluebook (online)
393 F. Supp. 626, 1975 U.S. Dist. LEXIS 12499, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jaffess-v-secretary-department-of-health-education-welfare-nysd-1975.