Jafarzadeh v. Nielsen
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Opinion
JOHN D. BATES, United States District Judge
All that is old in this case has been made new again. Manouchehr Jafarzadeh, an Iranian national seeking to become a lawful permanent resident ("LPR") of the United States, alleges that his application was placed in a government program that delays and denies immigration petitions on overly broad national security grounds. The government filed a motion to dismiss the first complaint in this matter, arguing, among other things, that the issues in the case must be adjudicated in removal proceedings, to which the government had already consigned Jafarzadeh. The Court granted the motion as to some aspects of the complaint, but rejected the idea that the Court lacked jurisdiction and denied the motion as to most of the claims raised. That complaint has since been amended, but the new version includes many of the same allegations and causes of action as the original. And the government has responded in kind, with another motion to dismiss that raises many-but not all-of the same arguments it raised the first time around. As before, the Court finds that it has jurisdiction, and that some-but not all-claims can proceed.
BACKGROUND
Jafarzadeh is an Iranian citizen who has lived legally and continuously in the United States since he entered the country on a student visa in 1979. See Am. Compl. [ECF No. 30] ¶ 8. He has been married since 1982 to plaintiff Shahnaz Karami, an Iranian citizen and American LPR who has continuously resided in the United States since 1978. Id. ¶¶ 7, 9. Plaintiffs have three adult daughters, all of whom are American citizens and reside in the United States. Id. ¶ 9. Jafarzadeh worked for the Interests Section of the Islamic Republic of Iran, which is housed in the Pakistani Embassy in Washington, D.C., from June 1991 until he was denied LPR status in 2017. Id. ¶ 20.
*25On January 25, 2010, plaintiffs' daughter Razeyeh filed a Form I-130 Petition for Alien Relative on behalf of Jafarzadeh, and Jafarzadeh concurrently filed a Form I-485 Application to Register Permanent Residence or Adjust Status as her immediate relative. Id. ¶¶ 1, 21. Both petitions remained pending at the U.S. Citizenship and Immigration Services (USCIS), a component of the Department of Homeland Security (DHS), for over six years. Id. ¶ 21. During those years, Jafarzadeh was interviewed twice by USCIS-once in 2011 and once in 2014-and was interviewed or contacted a number of times by the Federal Bureau of Investigation (FBI). Id. ¶¶ 22-23. Jafarzadeh believed, based on the "content and nature of these interviews," that the FBI wanted him to become a government informant, id. ¶ 24, and that the FBI "would have used its power to remove the roadblocks hindering the adjudication of his applications before USCIS" if he had agreed, id. ¶ 25. Jafarzadeh cooperated with the agents' questioning, but refused to become an informant. Id. He also "consistently denied ever having provided support to, expressed support for, or of having engaged in, terrorism or terrorist-related activity." Id. ¶ 26.
For six years, USCIS did not act on Jafarzadeh and Razeyeh's applications. Plaintiffs allege that the applications were funneled into a secret, alternate claims-processing system known as the Controlled Application Review and Resolution Program (CARRP), which was created in April 2008. Id. ¶¶ 26, 28-29. Plaintiffs allege that applications on this separate track "are reviewed under protocols that lack any authority or foundation in statute or regulation," and which "mandate[ ] denial or perpetual delay" of those applications, "regardless of the applicant's statutory eligibility for a particular immigration benefit." Id. ¶ 33.
Plaintiffs further contend that applications are selected for inclusion in CARRP if the applicant is a "Known or Suspected Terrorist" ("KST"), which in turn is based on whether the individual is listed in the "Terrorism Screening Database" ("TSDB"); or is a "Non-Known or Suspected Terrorist[ ]" ("non-KST"), meaning she has an "articulable link to ... an activity, individual or organization that has engaged in terrorist activity or been a member of a terrorist organization." Id. ¶¶ 30-32 (internal quotation marks omitted). According to plaintiffs, the TSDB is maintained by the FBI, and that agency, among others, is authorized to add individuals to the database. Id. ¶¶ 31, 34. Under CARRP, once an individual is deemed a KST, USCIS field officers are prohibited from granting that immigration application, "even if the applicant has satisfied all statutory and regulatory criteria."Id. ¶ 38. Thus, plaintiffs argue, CARRP unlawfully delegates authority over immigration to the FBI and other agencies that add names to the TSDB. Id. ¶ 56. Plaintiffs also allege that CARRP requires USCIS to deny applications on national security grounds far broader than those listed in the Immigration and Nationality Act (INA). Id. ¶¶ 47, 56.
Jafarzadeh and Razeyeh filed this action in June 2016, more than six years after filing their applications with DHS. The original complaint challenged CARRP on a number of administrative and constitutional grounds. On December 2, 2016, USCIS granted Razeyeh's petition, thereby recognizing Jafarzadeh as her immediate relative. See Collett Decl. [ECF No. 12-1] ¶ 3; Pls.' Response [ECF No. 21] at 1. But on February 10, 2017, USCIS denied Jafarzadeh's application for adjustment of status and placed him in removal proceedings. See Collett Decl. ¶¶ 4-5; USCIS Decision [ECF No. 15-2]; Notice to Appear [ECF No. 17-1]. The government argued that *26because plaintiffs sought an order requiring USCIS to act on their applications, their complaint had become moot. See Defs.' Mot. to Dismiss [ECF No. 12] at 7-8. DHS also asserted that the relief plaintiffs sought can only be obtained through the administrative process before an immigration judge ("IJ") and the Board of Immigration Appeals (BIA), followed by appeal to the appropriate circuit court. See Defs.' Reply Br. [ECF No. 17] at 5-7 & n.1. Additionally, DHS argued that plaintiffs' claims should be dismissed on the merits. Defs.' Mot. to Dismiss at 8-12.
In September 2017, the Court granted in part and denied in part defendants' motion to dismiss the case. See Sept. 7, 2017 Order [ECF No. 25]; Mem. Op. [ECF No. 26]. The Court first determined that the claim seeking adjudication of Jafarzadeh's and Razeyeh's petitions was moot, but that the other claims in the case-seeking invalidation of CARRP and a new adjudication free of CARRP-were not. See Mem. Op. at 8-10. The Court then found that the claims remaining in the case were ripe and free of finality or exhaustion concerns, because Jafarzadeh did not seek review of the ultimate decision USCIS had made on his LPR application (which would have to go through the administrative process outlined above) but rather had brought a collateral challenge to the procedure by which his application had been adjudicated-a claim which, under the reasoning of McNary v. Haitian Refugee Center, Inc.,
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JOHN D. BATES, United States District Judge
All that is old in this case has been made new again. Manouchehr Jafarzadeh, an Iranian national seeking to become a lawful permanent resident ("LPR") of the United States, alleges that his application was placed in a government program that delays and denies immigration petitions on overly broad national security grounds. The government filed a motion to dismiss the first complaint in this matter, arguing, among other things, that the issues in the case must be adjudicated in removal proceedings, to which the government had already consigned Jafarzadeh. The Court granted the motion as to some aspects of the complaint, but rejected the idea that the Court lacked jurisdiction and denied the motion as to most of the claims raised. That complaint has since been amended, but the new version includes many of the same allegations and causes of action as the original. And the government has responded in kind, with another motion to dismiss that raises many-but not all-of the same arguments it raised the first time around. As before, the Court finds that it has jurisdiction, and that some-but not all-claims can proceed.
BACKGROUND
Jafarzadeh is an Iranian citizen who has lived legally and continuously in the United States since he entered the country on a student visa in 1979. See Am. Compl. [ECF No. 30] ¶ 8. He has been married since 1982 to plaintiff Shahnaz Karami, an Iranian citizen and American LPR who has continuously resided in the United States since 1978. Id. ¶¶ 7, 9. Plaintiffs have three adult daughters, all of whom are American citizens and reside in the United States. Id. ¶ 9. Jafarzadeh worked for the Interests Section of the Islamic Republic of Iran, which is housed in the Pakistani Embassy in Washington, D.C., from June 1991 until he was denied LPR status in 2017. Id. ¶ 20.
*25On January 25, 2010, plaintiffs' daughter Razeyeh filed a Form I-130 Petition for Alien Relative on behalf of Jafarzadeh, and Jafarzadeh concurrently filed a Form I-485 Application to Register Permanent Residence or Adjust Status as her immediate relative. Id. ¶¶ 1, 21. Both petitions remained pending at the U.S. Citizenship and Immigration Services (USCIS), a component of the Department of Homeland Security (DHS), for over six years. Id. ¶ 21. During those years, Jafarzadeh was interviewed twice by USCIS-once in 2011 and once in 2014-and was interviewed or contacted a number of times by the Federal Bureau of Investigation (FBI). Id. ¶¶ 22-23. Jafarzadeh believed, based on the "content and nature of these interviews," that the FBI wanted him to become a government informant, id. ¶ 24, and that the FBI "would have used its power to remove the roadblocks hindering the adjudication of his applications before USCIS" if he had agreed, id. ¶ 25. Jafarzadeh cooperated with the agents' questioning, but refused to become an informant. Id. He also "consistently denied ever having provided support to, expressed support for, or of having engaged in, terrorism or terrorist-related activity." Id. ¶ 26.
For six years, USCIS did not act on Jafarzadeh and Razeyeh's applications. Plaintiffs allege that the applications were funneled into a secret, alternate claims-processing system known as the Controlled Application Review and Resolution Program (CARRP), which was created in April 2008. Id. ¶¶ 26, 28-29. Plaintiffs allege that applications on this separate track "are reviewed under protocols that lack any authority or foundation in statute or regulation," and which "mandate[ ] denial or perpetual delay" of those applications, "regardless of the applicant's statutory eligibility for a particular immigration benefit." Id. ¶ 33.
Plaintiffs further contend that applications are selected for inclusion in CARRP if the applicant is a "Known or Suspected Terrorist" ("KST"), which in turn is based on whether the individual is listed in the "Terrorism Screening Database" ("TSDB"); or is a "Non-Known or Suspected Terrorist[ ]" ("non-KST"), meaning she has an "articulable link to ... an activity, individual or organization that has engaged in terrorist activity or been a member of a terrorist organization." Id. ¶¶ 30-32 (internal quotation marks omitted). According to plaintiffs, the TSDB is maintained by the FBI, and that agency, among others, is authorized to add individuals to the database. Id. ¶¶ 31, 34. Under CARRP, once an individual is deemed a KST, USCIS field officers are prohibited from granting that immigration application, "even if the applicant has satisfied all statutory and regulatory criteria."Id. ¶ 38. Thus, plaintiffs argue, CARRP unlawfully delegates authority over immigration to the FBI and other agencies that add names to the TSDB. Id. ¶ 56. Plaintiffs also allege that CARRP requires USCIS to deny applications on national security grounds far broader than those listed in the Immigration and Nationality Act (INA). Id. ¶¶ 47, 56.
Jafarzadeh and Razeyeh filed this action in June 2016, more than six years after filing their applications with DHS. The original complaint challenged CARRP on a number of administrative and constitutional grounds. On December 2, 2016, USCIS granted Razeyeh's petition, thereby recognizing Jafarzadeh as her immediate relative. See Collett Decl. [ECF No. 12-1] ¶ 3; Pls.' Response [ECF No. 21] at 1. But on February 10, 2017, USCIS denied Jafarzadeh's application for adjustment of status and placed him in removal proceedings. See Collett Decl. ¶¶ 4-5; USCIS Decision [ECF No. 15-2]; Notice to Appear [ECF No. 17-1]. The government argued that *26because plaintiffs sought an order requiring USCIS to act on their applications, their complaint had become moot. See Defs.' Mot. to Dismiss [ECF No. 12] at 7-8. DHS also asserted that the relief plaintiffs sought can only be obtained through the administrative process before an immigration judge ("IJ") and the Board of Immigration Appeals (BIA), followed by appeal to the appropriate circuit court. See Defs.' Reply Br. [ECF No. 17] at 5-7 & n.1. Additionally, DHS argued that plaintiffs' claims should be dismissed on the merits. Defs.' Mot. to Dismiss at 8-12.
In September 2017, the Court granted in part and denied in part defendants' motion to dismiss the case. See Sept. 7, 2017 Order [ECF No. 25]; Mem. Op. [ECF No. 26]. The Court first determined that the claim seeking adjudication of Jafarzadeh's and Razeyeh's petitions was moot, but that the other claims in the case-seeking invalidation of CARRP and a new adjudication free of CARRP-were not. See Mem. Op. at 8-10. The Court then found that the claims remaining in the case were ripe and free of finality or exhaustion concerns, because Jafarzadeh did not seek review of the ultimate decision USCIS had made on his LPR application (which would have to go through the administrative process outlined above) but rather had brought a collateral challenge to the procedure by which his application had been adjudicated-a claim which, under the reasoning of McNary v. Haitian Refugee Center, Inc.,
After determining that it had jurisdiction to hear the case, the Court dismissed plaintiffs' claim to compel compliance with the INA, reasoning that the same claim could be and had been asserted under the Administrative Procedure Act (APA) and that neither the Mandamus Act nor the Court's inherent power to correct ultra vires agency action applied when relief was available elsewhere. See id. at 20-22. Because the government's only response to plaintiffs' substantive APA claim was that it was moot-an argument the Court rejected-the Court denied the motion to dismiss that claim. See id. at 22. The Court denied without prejudice the motion to dismiss plaintiffs' notice-and-comment claim, observing that the Court did not have enough information to resolve the issue because neither party had placed any CARRP materials in the record. See id. at 22-23. However, the Court granted the motion to dismiss plaintiffs' due process claim, finding that Jafarzadeh had no liberty or property interest protected by the Due Process Clause and that Razeyeh had not asserted such an interest herself. See id. at 23-25, 25 n.7. Finally, the Court found that joining the Director of the Executive Office of Immigration Review (EOIR) as a defendant, as plaintiffs requested, was unnecessary because the Attorney General was already a defendant and "is certainly empowered to grant the relief sought." Id. at 25-26.
Plaintiffs have since filed an amended complaint. See Am. Compl. The new complaint substituted Karami, Jafarzadeh's wife, for his daughter Razeyeh as the second plaintiff. Otherwise, the amended complaint makes factual allegations essentially identical to those in the original. Plaintiffs also bring many of the same claims for relief, though they have adjusted some in response to the Court's prior opinion. They claim that USCIS must re-adjudicate Jafarzadeh's LPR application "exclusive of CARRP" (Count I), id. ¶¶ 49-53; that CARRP violates the separation of powers by creating criteria and procedures not authorized by the INA (Count II), id. ¶¶ 54-57; that CARRP violates the APA because it is not in accordance *27with the INA or the Constitution (Count III), id. ¶¶ 58-59; that adjudicating Jafarzadeh's application under CARRP without explanation or a process to challenge his subjection to CARRP violates Karami's due process rights to family unity and the maintenance and enjoyment of her marriage in the United States (Count IV), id. ¶¶ 60-64; and that CARRP is an agency rule that was improperly promulgated without notice and comment in violation of the APA (Count V), id. ¶¶ 65-70. The government has filed a motion to dismiss the amended complaint, which is now ripe for decision. See Defs.' Mot. to Dismiss Pls.' Am. Compl. ("2d Mot. to Dismiss") [ECF No. 31].
LEGAL STANDARD
Defendants have moved to dismiss this case both for lack of subject-matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1) and for failure to state a claim under Rule 12(b)(6). On a motion to dismiss for lack of subject-matter jurisdiction, a plaintiff "bears the burden of showing that he has standing." Summers v. Earth Island Inst.,
To survive a motion to dismiss under Rule 12(b)(6), a complaint must "contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' " Ashcroft v. Iqbal,
ANALYSIS
I. JURISDICTION
The government raises-with varying degrees of explication-four arguments why the Court lacks jurisdiction over plaintiffs' suit. They claim: (1) the case is moot; (2) the INA strips the Court of jurisdiction while Jafarzadeh is in removal proceedings; (3) plaintiffs lack Article III standing; and (4) the statute of limitations has run. The Court will examine each assertion in turn.
A. Mootness
The government first argues that the case is moot because USCIS has already adjudicated Jafarzadeh's application, depriving the Court of a live controversy. This assertion formed "[t]he government's primary argument" in its first motion to *28dismiss. Mem. Op. at 8. The Court held that plaintiffs' claims were rendered moot only "[t]o the extent that the relief the plaintiffs seek is an order requiring USCIS to act on their application."
However, the government also argues that, because the IJ can make a de novo determination of Jafarzadeh's eligibility for LPR status "that is not affected by either USCIS's decision or CARRP," the Court cannot grant any meaningful relief beyond what Jafarzadeh can already receive in removal proceedings. 2d Mot. to Dismiss at 8; see Reply in Supp. of Mot. to Dismiss ("Reply") [ECF No. 33] at 6-7. Therefore, the government asserts, "[a]ny opinion issued at this point would be an impermissible advisory opinion." 2d Mot. to Dismiss at 9; Reply at 7.
"A case becomes moot-and therefore no longer a 'Case' or 'Controversy' for purposes of Article III-'when the issues presented are no longer "live" or the parties lack a legally cognizable interest in the outcome.' " Already, LLC v. Nike, Inc.,
B. The INA and Jurisdiction-Channeling
In its opinion on the first motion to dismiss, the Court determined that
The Supreme Court has rejected a broad reading of § 1252(g)'s scope, holding that it "applies only to [the] three discrete actions" explicitly mentioned in the text-that is, to the Attorney General's " 'decision or action' to 'commence proceedings, adjudicate cases, or execute removal orders." Reno v. Am.-Arab Anti-Discrimination Comm. ("AAADC"),
The same factors that led the Court to find § 1252(a) - (b) inapplicable also confirm that § 1252(g) does not forbid review of plaintiffs' claims. The text of § 1252(g) does not expressly limit district court jurisdiction for claims arising from events other than the three enumerated actions. See Free Enter. Fund v. Pub. Co. Accounting Oversight Bd.,
Nor does the combination of provisions in § 1252(a) - (b) and § 1252(g) implicitly forbid review. "Provisions for agency review do not restrict judicial review unless the 'statutory scheme' displays a 'fairly discernible' intent to limit jurisdiction, and the claims at issue 'are of the type Congress intended to be reviewed within th[e] statutory structure.' " Free Enter. Fund,
Finally, "[a]ny lingering doubt about the proper interpretation of
C. Article III Standing
In addition to its arguments on mootness and jurisdiction-channeling, the government asserts that these plaintiffs lack standing to pursue this case. The government first contends that plaintiffs have suffered no injury and cannot receive relief on any of their claims, and then makes more particular arguments regarding plaintiffs' standing to bring their separation of powers claim.
1. Standing for All Claims
i. Injury-in-fact
The government claims that plaintiffs cannot identify a cognizable injury for standing purposes because they "have made no allegations that CARRP applies in immigration court, where Jafarzadeh ... can renew his application for adjustment of status." 2d Mot. to Dismiss at 10. "CARRP is now irrelevant to [Jafarzadeh's] immigration proceedings," the government *32avers, and therefore "[Jafarzadeh] is currently receiving the relief that Plaintiffs seek": adjudication free of CARRP.
"To establish injury in fact, a plaintiff must show that he or she suffered 'an invasion of a legally protected interest' that is 'concrete and particularized' and 'actual or imminent, not conjectural or hypothetical.' " Spokeo, Inc. v. Robins, --- U.S. ----,
Plaintiffs allege that the INA provides them with the right to a particular process in evaluating Jafarzadeh's LPR application, one that is based solely on statutory criteria and the agency's discretion rather than on CARRP's alleged mandate to deny applications for those the FBI has placed on a watch list. See Am. Compl. ¶¶ 45, 52 (citing
The government nevertheless argues that plaintiffs have no ongoing injury or imminent threat thereof, because the IJ will provide Jafarzadeh with a CARRP-free *33review of his application. But this assertion misunderstands the nature of the harm in a procedural injury case. In such cases, the procedural violation is almost always in the past; it is only the injury to the concrete interest protected by the procedural right that is ongoing. In Lujan, for instance, the Court provided two examples of cognizable procedural injuries: "the procedural requirement for a hearing prior to denial of [plaintiffs'] license application, or the procedural requirement for an environmental impact statement before a federal facility is constructed next door to them."
Similarly, here, the alleged procedural violations stemming from CARRP continue to injure plaintiffs' concrete interests in travel, work, and maintenance of the marriage and family unit, even if a second, separate adjudicatory body (the IJ) may not commit the same violation. Plaintiffs' concrete interests remain injured; Jafarzadeh still cannot travel or work, and indeed now finds himself in removal proceedings, where the injury to his interests is even more acute. Cf. Clinton v. City of New York,
ii. Redressability
The government also claims that any injury plaintiffs have received would not be redressable because no relief is available. See 2d Mot. to Dismiss at 11-13.
This is a case in which "the claimed injury arises from an alleged failure on the part of the injury-causing party to adhere to a prescribed process in adjudicating the [plaintiff's] substantive rights, rather than from the substantive decision itself." Spectrum Five LLC v. FCC,
The government sees things differently, claiming that the "Court lacks jurisdiction over the type of relief Plaintiffs attempt to seek" because of § 1252(g). Reply at 5. But the question whether relief is in fact available under federal law is not part of the redressability analysis. Rather, it is part of the Rule 12(b)(6) inquiry into whether plaintiffs have a valid cause of action. As the Supreme Court has explained, "the fundamental distinction between arguing no cause of action and arguing no Article III redressability" is "that the former argument is not squarely directed at jurisdiction itself, but rather at the existence of a remedy for the alleged violation of ... federal rights, which issue is not of the jurisdictional sort which the Court raises on its own motion." Steel Co.,
*35Hamdi ex rel. Hamdi v. Napolitano,
2. Standing for Separation of Powers Claim
Plaintiffs assert that CARRP impermissibly intrudes on Congress's sole authority to "establish an uniform Rule of Naturalization." U.S. Const. art. I, § 8, cl. 4 ; see Am. Compl. ¶¶ 55- 56. The government argues that plaintiffs lack standing to pursue this separation of powers claim, because only Congress would be injured by such a violation. See 2d Mot. to Dismiss at 14. This is an odd argument on the government's part. History provides a list as long as one's arm of cases in which private parties alleged injuries sufficient to bring separation of powers claims-and, indeed, often obtained relief. See, e.g., Patchak v. Zinke, --- U.S. ----,
The reason for this is clear. While Congress would certainly "suffer[ ] an[ ] invasion of a legally protected interest as a result of" a violation of the Uniform Rule of Naturalization Clause, 2d Mot. to Dismiss at 14, it is not the constitutional violation alone that provides plaintiffs with standing in separation of powers cases. Rather, that violation must itself cause a separate injury to a plaintiff's interests, and it is that harm that provides standing to sue. In Patchak, for instance, an allegedly unconstitutional statute forbade Patchak from suing to prevent the federal government from taking a neighboring property-on which a Native American tribe wished to build a casino-into trust. 138 S.Ct. at 903-04. The alleged separation of powers violation most directly affected the federal judiciary rather than Patchak, as the statute at issue stripped the courts' jurisdiction over claims involving the fought-over property. Yet Patchak, who would be deprived of access to the federal courts and might be forced to live near a casino because of the statute, had standing.
The same principles apply here. At least two district courts in the past year have held that plaintiffs have standing to claim that agencies violated the Uniform Rule of Naturalization Clause. See Kirwa v. U.S. Dep't of Def.,
D. Statute of Limitations
In a footnote in its reply brief-"a dangerous place to put an important point," Sheikh v. Republic of Sudan,
Normally, the government's decision to wait until its second-round reply brief to raise the statute of limitations issue would instead doom its own untimely argument. Statutes of limitations are among the defenses that must be "affirmatively state[d]" when "responding to a pleading." Fed. R. Civ. P. 8(c)(1). The government did not mention § 2401(a) in its first motion to dismiss-even though most of plaintiffs' claims were the same-and did not raise the issue in its motion to dismiss the amended complaint. As with other affirmative defenses, a defendant who does not invoke the statute of limitations "at the first available opportunity, typically in filing his first responsive pleading or motion to dismiss, has presumptively forfeited that right." Zuckerman Spaeder, LLP v. Auffenberg,
However, the D.C. Circuit "has long held"-for at least thirty-five years, see Walters v. Sec'y of Def.,
In light of Supreme Court decisions, several judges in this district have recently questioned the D.C. Circuit's cases holding § 2401(a) to be jurisdictional. See, e.g., Burt Lake Band of Ottawa & Chippewa Indians v. Zinke,
But what about plaintiffs' procedural APA claim (Count V)? Unlike claims of substantive invalidity, "challenges to the procedural lineage of agency regulations," whatever the context in which they are brought, "will not be entertained outside the" limitations period. JEM Broad. Co.,
Plaintiffs allege that CARRP was a secret program when it was enacted in 2008. See Am. Compl. ¶ 29. In fact, CARRP was *39unknown to anyone outside the government until it was discovered in a court case that was filed in 2010 and decided in 2012, and USCIS released no details about CARRP to the public until it was forced to respond to Freedom of Information Act (FOIA) requests and litigation beginning in 2012. Wagafe,
II. CLAIM FOR USCIS DECISION EXCLUSIVE OF CARRP (COUNT I)
Plaintiffs' first claim is not really a claim at all. Rather, Count I of the amended complaint asks for a "decision by USCIS exclusive of CARRP." Am. Compl. at 10. It alleges that Jafarzadeh has met all of the statutory requirements to become an LPR, but that USCIS unlawfully refused to exercise its discretion in deciding on his application and instead delegated its authority to the FBI through the TSDB. Id. ¶¶ 51-52. It also states that Jafarzadeh has exhausted all other avenues for relief. Id. ¶ 53. These allegations are essentially the same ones that undergird Counts II and III, the separation of powers and substantive APA claims. See id. ¶¶ 54-59. No separate legal basis for liability is mentioned in Count I; the claim appears merely to request a particular form of relief that is also included in the Prayer for Relief. Therefore, Count I will be dismissed.
III. SEPARATION OF POWERS CLAIM (COUNT II)
Plaintiffs allege that "CARRP violates the separation of powers" because "only Congress has the authority to 'establish an uniform Rule of Naturalization." Am. Compl. ¶ 55 (quoting *40U.S. Const. art. I, § 8, cl. 4 ). According to the complaint, "CARRP creates additional, secret, nonstatutory, substantive criteria that applicants must meet before USCIS will grant an application for adjustment of status." Id. ¶ 56. CARRP allegedly allows USCIS to skirt Congress's determination of which national security concerns warrant a finding of inadmissibility by defining "national security concerns" more broadly, and flouts Congress's decision to give DHS exclusive statutory authority over adjustment of status applications by delegating authority to other agencies to predetermine who should be denied. Id. Plaintiffs claim that these illegal flaws in the CARRP program caused the delay and denial of Jafarzadeh's LPR application. Id. ¶ 57.
The government's motion to dismiss focuses on plaintiffs' standing to bring this separation of powers claim. But the government (briefly) makes a feint toward a merits argument as well. See 2d Mot. to Dismiss at 13-14. The Court need not respond to each of the government's assertions, because plaintiffs' concerns are better addressed by another count of their complaint. Cf. Ashwander v. Tenn. Valley Auth.,
IV. SUBSTANTIVE APA CLAIM (COUNT III)
Plaintiffs next claim that the denial of Jafarzadeh's LPR application "was an arbitrary and capricious agency action because CARRP is not in accordance with law, is contrary to the Constitution, and abdicates responsibility to apply (not create) the immigration laws." Am. Compl. ¶ 59.12 The government challenges this *41substantive APA claim solely by arguing that CARRP is not a final agency action, but rather "an administrative application handling protocol." 2d Mot. to Dismiss at 16. The Court must therefore determine whether the CARRP memo-now provided to the Court-is an action that (1) "mark[s] the 'consummation' of the agency's decisionmaking process," rather than being "tentative or interlocutory"; and (2) is "one by which 'rights or obligations have been determined,' or from which 'legal consequences will flow.' " Bennett v. Spear,
The first of these requirements is certainly met. The government argues that CARRP does not "mark the consummation of USCIS's decision-making process on any individual immigration benefit application." 2d Mot. to Dismiss at 16. But this is beside the point. Plaintiffs challenge the 2008 memorandum creating the CARRP program, and this memorandum clearly represents the consummation of the agency's decision-making on the question of how to handle applications of individuals with national security concerns. The "memorandum outlines USCIS policy for identifying and processing cases with national security (NS) concerns," and it explicitly "rescinds existing policy memoranda pertaining to reporting and resolving NS concerns." Memorandum from Jonathan R. Scharfen, Deputy Dir., USCIS, to Field Leadership (Apr. 11, 2008) ("CARRP Mem.") [ECF No. 33-1] at 1.13 These formal, definite acts were taken by the Deputy Director of USCIS, under a regime which allows the Secretary of Homeland Security to delegate regulatory power to him-all signs that CARRP meets the first Bennett prong. See
The government concentrates on the second Bennett prong, claiming that no legal consequences flow from CARRP because it "does not change the statutory requirements for any immigration benefit ... and does not mandate the outcome of any individual case." 2d Mot. to Dismiss at 17. But there are significant indications from the CARRP memo itself that it creates the legal consequences necessary to be considered final agency action. To start, the general language of CARRP suggests that it is binding as a practical matter. CARRP is "a document issued at headquarters [that] is controlling in the field." Appalachian Power Co. v. EPA,
The CARRP memo suggests that legal consequences flow from it for those subject to CARRP adjudication, as well. For instance, as plaintiffs allege, CARRP classifies those on the TSDB who meet certain criteria as KSTs, see Am. Compl. ¶ 31; CARRP Mem. at 1 n.3, thus subjecting them all to CARRP's increased screening requirements. If a KST national security concern is confirmed through vetting, an application for immigration benefits cannot be approved except by senior leadership-even if the application would otherwise warrant approval. See CARRP Mem. at 7; Revision Mem. at 57. These sorts of mandates both restrict agency activities that previously involved greater discretion, see Scenic Am., Inc. v. U.S. Dep't of Transp.,
Most importantly, CARRP's definition of "national security concern" covers any "articulable link" to "involvement in" or "association with" an entity or activity that would qualify for inadmissibility under
Perhaps legal consequences would not flow if CARRP's "articulable link" standard applied only when determining how wide to cast CARRP's net in the first instance, with the INA's inadmissibility standard ultimately determining who is denied. But see Am. Compl. ¶ 35 (alleging *43that all applications placed in the CARRP process are "steered towards one of two outcomes: delay or denial"). However, the "articulable link" standard does not appear to serve merely as a proxy triggering CARRP review. Rather, an articulable link to activities, individuals, or organizations described in
There is some indication to the contrary among the other CARRP materials submitted to the Court, but not of a clear enough nature to conclude that plaintiffs have failed to state a claim. A later guidance memo does tell officers that-at least for those with non-KST NS concerns-"[a]ny denial, referral, or Notice of Intent to Deny (NOID) an application or petition with NS concerns must be based on statutory or regulatory grounds of ineligibility that can be cited in a decision." Addt'l Guidance at 34. But more recent guidance implies that there is a difference between the "articulable link" standard for NS concerns and the INA's inadmissibility standards, and outlines a process for adjudicating KST cases that is at least consistent with plaintiffs' claim that CARRP is geared toward finding a way to deny applications. See Revision Mem. at 2 ("[I]f, after completing the vetting and deconfliction process in KST cases, there continue to be national security concerns, and there is insufficient evidence or other grounds to deny the application, offices are to seek further guidance from their respective HQ Directorate, in consultation with local and HQ counsel when appropriate."); USCIS Operational Guidance for Vetting and Adjudicating Cases with Nat'l Sec. Concerns [ECF No. 33-1] at 30 ("If there are remaining KST NS concerns after receipt of the results from HQFDNS/BCAU, and the individual remains eligible for the benefit, the application/petition must be returned to the respective Field HQ component for further evaluation and coordination with HQFDNS." (footnote omitted) ). At this stage, the Court must accept plaintiffs' allegations regarding CARRP as true unless the record before the Court squarely disproves it. And, as explained, the CARRP materials themselves provide some support for plaintiffs' reading of the original CARRP memo and policy. Thus, plaintiffs have plausibly claimed that CARRP meets Bennett's test for final agency action and is subject to the APA.14
Other than its bare assertion that CARRP "does not change the statutory requirements for any immigration benefit," 2d Mot. to Dismiss at 17-a statement that is also central to the final agency action question-the government does not argue that CARRP affirmatively complies with the Constitution and the INA. The Court will therefore deny the motion to dismiss Count III and defer that merits question to a later stage. See *44Fed. R. Civ. P. 12(h)(2) (allowing defendants to raise failure to state a claim defenses in later motions or at trial). The Court's ultimate decision on plaintiffs' substantive APA claim may depend on several issues which are simply not discussed in the papers before the Court. For instance, the strength of plaintiffs' claim may depend on whether and how much the Court must defer to DHS's interpretation of the INA's inadmissibility standards or of its own memo; whether individuals are submitted to the TSDB, and therefore subjected to CARRP, "even if there is no reasonable suspicion that the person is actually involved in terrorist activity," Am. Compl. ¶ 34; and whether CARRP's eligibility assessment process "lead[s] to pretextual denials that lack a legitimate basis in fact and law,"
The final element of the APA cause of action that the government has addressed is the availability of a remedy. The APA's waiver of sovereign immunity is limited by Congress's directive "that nothing in the APA 'confers authority to grant relief if any other statute that grants consent to suit expressly or impliedly forbids the relief which is sought.' " Spectrum Leasing Corp. v. United States,
The government notes that, while plaintiffs do not explicitly ask for an injunction to terminate removal proceedings, the relief plaintiffs do seek-a declaration that CARRP is unlawful and a remand to USCIS for reexamination of Jafarzadeh's LPR application free of CARRP-functionally requires such an injunction to have any effect. 2d Mot. to Dismiss at 11. DHS has the ability to request, and the IJ the power to grant at DHS's request, termination of the removal proceedings or remand to USCIS. See
Although § 1252(g) does not strip the courts of jurisdiction over Jafarzadeh's claims, the government nevertheless argues that § 1252(g) strips the Court of jurisdiction to grant a remedy that would interfere with removal proceedings. See 2d Mot. to Dismiss at 11-12. But this distinction is "slicing the baloney mighty thin." Sessions v. Dimaya, --- U.S. ----,
Of course, § 1252 might still impliedly forbid injunctive relief. See
Indeed, § 1252(f)(1), which the government does not mention, supports the idea that a court could enjoin removal proceedings in some cases. Section 1252(f)(1) is styled a "[l]imit on injunctive relief," and in sweeping terms strips all courts but the Supreme Court of "authority to enjoin or restrain the operation" of certain provisions of the INA "[r]egardless of the nature of the action or claim."
V. NOTICE-AND-COMMENT CLAIM (COUNT V)
Plaintiffs also claim that CARRP is a legislative rule subject to notice and comment, and that the CARRP memorandum is procedurally invalid because it did not go through notice-and-comment rulemaking. See Am. Compl. ¶¶ 66-70. The government responds that CARRP is a "rule of agency procedure or practice," and thereby exempt from the APA's notice-and-comment requirement. See 2d Mot. to Dismiss at 19.
The APA generally requires agencies to publish proposed rules in the Federal Register and seek public comment before settling on a final version. See
The government argues that CARRP is merely a procedural rule because it is "simply part of USCIS's vetting process," 2d Mot. to Dismiss at 20, and thus "merely provides guidance to [USCIS] officials in exercising their discretionary power,"
Relatedly, CARRP allegedly alters some aliens' legal rights and imposes new burdens on them. "A rule is legislative if it supplements a statute, adopts a new position inconsistent with existing regulations, or otherwise effects a substantive change in existing law or policy." Mendoza,
The substantive effect of CARRP also cuts against applying the procedural rule exception. One need only look at the front page of this past decade's newspapers to see that both the media and the public at large have focused on the proper balance between pursuing national security interests and safeguarding immigrants' rights. See EPIC,
VI. CLAIM UNDER THE DUE PROCESS CLAUSE (COUNT IV)
Finally, plaintiffs claim in Count IV that the application of CARRP to Jafarzadeh violated Karami's Fifth Amendment right to due process. They allege that Karami has liberty interests in "family unity," "the maintenance and enjoyment of her marriage," and "her right to remain in the United States." Am. Compl. ¶¶ 61-62. By subjecting Jafarzadeh's LPR application to CARRP without notice, and without any process to challenge the basis for his placement in the CARRP program, the government allegedly violated Karami's due process rights. Id. ¶¶ 63-64.
"In the enforcement of the [immigration] policies, the Executive Branch of the Government must respect the procedural safeguards of due process." Galvan v. Press,
The parties fiercely debate whether the liberty interests Karami identifies are protected by the Fifth Amendment in the circumstances of this case. The government points to the D.C. Circuit's decision in Swartz v. Rogers,
This is certainly how plaintiffs hope the Court will view things. They attempt to distinguish Swartz in just this way, arguing that it does not apply because plaintiffs seek only "the lawful adjudication of Plaintiff Jafarzadeh's application" rather than an order "compel[ling] the government to approve [Jafarzadeh's] application." Pls.' Opp'n at 29. They instead ask the Court to follow the reasoning of Escobar v. INS,
Whether liberty interests can suffice for the former when they do not for the latter is a question the Supreme Court has hotly debated without reaching a definitive conclusion. Compare Kerry v. Din, --- U.S. ----,
So we have one old, (perhaps) not entirely on-point, binding precedent favoring the government's position and one newer, (perhaps) more on-point, non-binding precedent favoring plaintiffs' position. But the law ultimately falls on the government's side here. The district court consular nonreviewability decisions that rely on Swartz, for instance, do not suggest that there is any difference between substantive and procedural due process in their analyses of *49the plaintiffs' alleged interests. Many of those plaintiffs' claims themselves were procedural, asserting that the denial of their spouses' visas deprived them of constitutionally protected marital interests "without due process." Mostofi,
CONCLUSION
For the reasons explained above, the Court finds that it has subject-matter jurisdiction to hear this case. Counts I, II, and IV will be dismissed. The APA claims in Counts III and V, however, have run the gauntlet of the government's present objections, and therefore the motion to dismiss these claims will be denied. None of this is to say that the government may not be successful later on in this suit, particularly if it provides more specific arguments on the remaining claims and if the record, as it develops, shows reality to be closer to the government's conception than to plaintiffs'. At this point, however, the government has not shown that the allegations underlying Counts III and V are implausible. A separate order will issue on this date.
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Cite This Page — Counsel Stack
321 F. Supp. 3d 19, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jafarzadeh-v-nielsen-cadc-2018.