NUMBER 13-17-00625-CR
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
JACOB LEE RIVAS, Appellant,
v.
THE STATE OF TEXAS, Appellee.
On appeal from the 156th District Court of Bee County, Texas.
MEMORANDUM OPINION Before Chief Justice Contreras and Justices Benavides and Longoria Memorandum Opinion by Justice Benavides
By one issue, appellant Jacob Lee Rivas challenges his conviction for murder.
See TEX. PENAL CODE ANN. § 19.02(c). Rivas argues the trial court committed error by
denying his request for a self-defense instruction. We affirm.
I. BACKGROUND
Rivas was charged by indictment for the murder of Serafin Gonzales. See id. At trial, the testimony showed that on August 23, 2016, Chris Curtis, Sharon Underwood,
and Gonzales were gathered at Curtis’s home in Beeville. Curtis testified that Rivas
visited his home two times that evening; the first time, Curtis asked him to leave and Rivas
complied. Later Rivas returned, walked into the garage, but Curtis again asked him to
leave. Curtis stated that as Rivas walked away, Rivas began taunting Gonzales.
Gonzales followed Rivas, and they got into an altercation. Curtis saw Rivas throw the
first punch and agreed that Gonzales threw some punches. Curtis then saw Rivas punch
towards Gonzales’s rib cage and hit him on his left side. As Gonzales walked back
towards Curtis, Gonzales stated Rivas stabbed him, but Curtis did not see any blood.
Curtis explained he ran after Rivas while carrying a pipe, but when he heard Underwood
screaming, he ran back to the house. Curtis stated he did not see Gonzales with a
weapon prior to or after the fight. He agreed that when he ran after Rivas, he was going
to attack Rivas because he felt that his life was in danger.
Underwood testified that she saw Rivas twice that day as well; the first time it was
just her and Curtis at his house. The next time, Rivas walked into the garage, sat next
to Gonzales, and was asked to leave. Rivas walked outside, called to Gonzales, and
they began fighting in the street. Underwood said that after the altercation, Rivas went
one way and Gonzales another. As Gonzales approached the garage, he was dusting
himself off with his t-shirt and stated to her, “that motherfucker stabbed me.” Right after
he said that, Gonzales collapsed, vomited blood, stood up and walked to the couch, and
collapsed again. Underwood said she did not see anyone with a weapon prior to the
fight but that Curtis grabbed something out of the garage and took off running after Rivas
2 when he heard Gonzales’s statement. However, when he heard her yelling, Curtis came
back and started CPR on Gonzales. Underwood stated that during the fight she just saw
arms swinging but did not want to watch.
Yvette Cruz, Curtis’s neighbor, also testified. Cruz explained she was on her way
home from work when she saw Gonzales and Rivas fighting by the road and that she
knew both of them. Cruz said she saw Rivas swing, run off, and she saw Gonzales walk
up the sidewalk before collapsing. Cruz also testified that when she approached Curtis’s
home, she saw Gonzales with a wound to his upper left side. Cruz stated she did not
see Curtis involved in the fight.
Beeville Police Department Detective Christopher Vazquez explained that he
interviewed Rivas at the police department after he was detained. Detective Vasquez
gave Rivas his Miranda warnings, but Rivas refused to sign a document acknowledging
those warnings. Detective Vazquez stated that Rivas never claimed self-defense during
the interview; instead Rivas kept saying he had nothing to do with Gonzales’s murder.
Rivas also stated that the red stains on his shorts were from Kool-Aid. Detective
Vazquez explained that police collected a knife and clothing from Rivas, as well as
additional knives from his home, and sent the items to the Texas Department of Public
Safety (DPS) crime lab for analysis. Detective Vazquez agreed on cross-examination
that Rivas kept saying that he thought the police were joking but that he would not sign
anything.
Analysts from the DPS crime lab explained that Rivas’s shorts, both of his shoes,
and knife all contained a presumptive positive indicator for blood. However, they were
3 unable to gather a DNA profile from the knife. Although the analysts were unable to
exclude Rivas or Gonzales as a contributor to the blood on Rivas’s shorts, Rivas’s shoes
were determined to have Gonzales’s blood on them. Additionally, Dr. Adel Shaker, the
medical examiner, explained the findings from his autopsy. He stated that Gonzales had
a wound that went through the left lung and into the right side of the heart, most likely
made by a sharp instrument. Dr. Shaker found that Gonzales’s death was due to a stab
wound to the chest or heart. Dr. Shaker also testified that Gonzales had an “elevated”
level of methamphetamines and amphetamines in his system at the time of his death.
During the jury charge conference, Rivas objected to the jury charge and
requested a self-defense instruction. Rivas explained that there were witnesses who
testified about a fight between himself and Gonzales; Rivas was outnumbered; Curtis
testified that he had a deadly weapon; and Rivas’s perception of an attack justified the
instruction. Rivas also stated that forcing him to testify in order to receive a self-defense
instruction would be a violation of the Fifth Amendment. The State countered by arguing
there was no evidence that Curtis was involved in the altercation or that Gonzales used
a deadly weapon. The trial court denied Rivas’s request.
Rivas was found guilty of murder and sentenced to ninety-nine years’
imprisonment in the Texas Department of Criminal Justice–Institutional Division and a
$10,000 fine. This appeal followed.
II. JURY CHARGE ERROR
By his sole issue, Rivas alleges that the trial court committed reversible error by
not giving a self-defense jury instruction.
4 A. Standard of Review and Applicable Law
Under Texas law, the judge must provide the jury with “a written charge distinctly
setting forth the law applicable to the case; not expressing any opinion as to the weight
of the evidence, not summing up the testimony, discussing the facts or using any
argument in his charge calculated to arouse the sympathy or excite the passions of the
jury.” TEX. CODE CRIM. PROC. ANN. art. 36.14. This law requires the trial judge to instruct
the jury on statutory defenses, affirmative defenses, and justifications whenever they are
raised by the evidence. Walters v. State, 247 S.W.3d 204, 208–09 (Tex. Crim. App.
2007).
A defendant is entitled to an instruction on any defensive issue raised by the
evidence, whether that evidence is weak or strong, unimpeached or contradicted, and
regardless of the trial court’s opinion about the credibility of the defense. Granger v.
State, 3 S.W.3d 36, 38 (Tex. Crim. App. 1999). This rule is designed to ensure that the
jury, not the trial court, will decide the relative credibility of the evidence. Id. A
defendant need not testify in order to raise a defense. VanBrackle v. State, 179 S.W.3d
708, 712 (Tex. App.—Austin 2005, no pet.).
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NUMBER 13-17-00625-CR
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
JACOB LEE RIVAS, Appellant,
v.
THE STATE OF TEXAS, Appellee.
On appeal from the 156th District Court of Bee County, Texas.
MEMORANDUM OPINION Before Chief Justice Contreras and Justices Benavides and Longoria Memorandum Opinion by Justice Benavides
By one issue, appellant Jacob Lee Rivas challenges his conviction for murder.
See TEX. PENAL CODE ANN. § 19.02(c). Rivas argues the trial court committed error by
denying his request for a self-defense instruction. We affirm.
I. BACKGROUND
Rivas was charged by indictment for the murder of Serafin Gonzales. See id. At trial, the testimony showed that on August 23, 2016, Chris Curtis, Sharon Underwood,
and Gonzales were gathered at Curtis’s home in Beeville. Curtis testified that Rivas
visited his home two times that evening; the first time, Curtis asked him to leave and Rivas
complied. Later Rivas returned, walked into the garage, but Curtis again asked him to
leave. Curtis stated that as Rivas walked away, Rivas began taunting Gonzales.
Gonzales followed Rivas, and they got into an altercation. Curtis saw Rivas throw the
first punch and agreed that Gonzales threw some punches. Curtis then saw Rivas punch
towards Gonzales’s rib cage and hit him on his left side. As Gonzales walked back
towards Curtis, Gonzales stated Rivas stabbed him, but Curtis did not see any blood.
Curtis explained he ran after Rivas while carrying a pipe, but when he heard Underwood
screaming, he ran back to the house. Curtis stated he did not see Gonzales with a
weapon prior to or after the fight. He agreed that when he ran after Rivas, he was going
to attack Rivas because he felt that his life was in danger.
Underwood testified that she saw Rivas twice that day as well; the first time it was
just her and Curtis at his house. The next time, Rivas walked into the garage, sat next
to Gonzales, and was asked to leave. Rivas walked outside, called to Gonzales, and
they began fighting in the street. Underwood said that after the altercation, Rivas went
one way and Gonzales another. As Gonzales approached the garage, he was dusting
himself off with his t-shirt and stated to her, “that motherfucker stabbed me.” Right after
he said that, Gonzales collapsed, vomited blood, stood up and walked to the couch, and
collapsed again. Underwood said she did not see anyone with a weapon prior to the
fight but that Curtis grabbed something out of the garage and took off running after Rivas
2 when he heard Gonzales’s statement. However, when he heard her yelling, Curtis came
back and started CPR on Gonzales. Underwood stated that during the fight she just saw
arms swinging but did not want to watch.
Yvette Cruz, Curtis’s neighbor, also testified. Cruz explained she was on her way
home from work when she saw Gonzales and Rivas fighting by the road and that she
knew both of them. Cruz said she saw Rivas swing, run off, and she saw Gonzales walk
up the sidewalk before collapsing. Cruz also testified that when she approached Curtis’s
home, she saw Gonzales with a wound to his upper left side. Cruz stated she did not
see Curtis involved in the fight.
Beeville Police Department Detective Christopher Vazquez explained that he
interviewed Rivas at the police department after he was detained. Detective Vasquez
gave Rivas his Miranda warnings, but Rivas refused to sign a document acknowledging
those warnings. Detective Vazquez stated that Rivas never claimed self-defense during
the interview; instead Rivas kept saying he had nothing to do with Gonzales’s murder.
Rivas also stated that the red stains on his shorts were from Kool-Aid. Detective
Vazquez explained that police collected a knife and clothing from Rivas, as well as
additional knives from his home, and sent the items to the Texas Department of Public
Safety (DPS) crime lab for analysis. Detective Vazquez agreed on cross-examination
that Rivas kept saying that he thought the police were joking but that he would not sign
anything.
Analysts from the DPS crime lab explained that Rivas’s shorts, both of his shoes,
and knife all contained a presumptive positive indicator for blood. However, they were
3 unable to gather a DNA profile from the knife. Although the analysts were unable to
exclude Rivas or Gonzales as a contributor to the blood on Rivas’s shorts, Rivas’s shoes
were determined to have Gonzales’s blood on them. Additionally, Dr. Adel Shaker, the
medical examiner, explained the findings from his autopsy. He stated that Gonzales had
a wound that went through the left lung and into the right side of the heart, most likely
made by a sharp instrument. Dr. Shaker found that Gonzales’s death was due to a stab
wound to the chest or heart. Dr. Shaker also testified that Gonzales had an “elevated”
level of methamphetamines and amphetamines in his system at the time of his death.
During the jury charge conference, Rivas objected to the jury charge and
requested a self-defense instruction. Rivas explained that there were witnesses who
testified about a fight between himself and Gonzales; Rivas was outnumbered; Curtis
testified that he had a deadly weapon; and Rivas’s perception of an attack justified the
instruction. Rivas also stated that forcing him to testify in order to receive a self-defense
instruction would be a violation of the Fifth Amendment. The State countered by arguing
there was no evidence that Curtis was involved in the altercation or that Gonzales used
a deadly weapon. The trial court denied Rivas’s request.
Rivas was found guilty of murder and sentenced to ninety-nine years’
imprisonment in the Texas Department of Criminal Justice–Institutional Division and a
$10,000 fine. This appeal followed.
II. JURY CHARGE ERROR
By his sole issue, Rivas alleges that the trial court committed reversible error by
not giving a self-defense jury instruction.
4 A. Standard of Review and Applicable Law
Under Texas law, the judge must provide the jury with “a written charge distinctly
setting forth the law applicable to the case; not expressing any opinion as to the weight
of the evidence, not summing up the testimony, discussing the facts or using any
argument in his charge calculated to arouse the sympathy or excite the passions of the
jury.” TEX. CODE CRIM. PROC. ANN. art. 36.14. This law requires the trial judge to instruct
the jury on statutory defenses, affirmative defenses, and justifications whenever they are
raised by the evidence. Walters v. State, 247 S.W.3d 204, 208–09 (Tex. Crim. App.
2007).
A defendant is entitled to an instruction on any defensive issue raised by the
evidence, whether that evidence is weak or strong, unimpeached or contradicted, and
regardless of the trial court’s opinion about the credibility of the defense. Granger v.
State, 3 S.W.3d 36, 38 (Tex. Crim. App. 1999). This rule is designed to ensure that the
jury, not the trial court, will decide the relative credibility of the evidence. Id. A
defendant need not testify in order to raise a defense. VanBrackle v. State, 179 S.W.3d
708, 712 (Tex. App.—Austin 2005, no pet.). Defensive issues may be raised by the
testimony of any witnesses, even those called by the State. Id.
When reviewing a trial court’s decision denying a request for a self-defense
instruction, we view the evidence in the light most favorable to the defendant’s requested
submission. Gamino v. State, 537 S.W.3d 507, 510 (Tex. Crim. App. 2017); see Bufkin
v. State, 207 S.W.3d 779, 782 (Tex. Crim. App. 2006). A trial court errs in denying a
self-defense instruction if there is some evidence, from any source, when viewed in the
5 light most favorable to the defendant, that will support the elements of self-defense.
Gamino, 537 S.W.3d at 510; see Shaw v. State, 243 S.W.3d 647, 657–58 (Tex. Crim.
App. 2007).
According to § 9.31 of the Texas Penal Code, a person is justified in using force
against another when and to the degree that the person reasonably believes the force is
immediately necessary to protect himself against another person’s use or attempted use
of unlawful force. Gamino, 537 S.W.3d at 510 (citing TEX. PENAL CODE ANN. § 9.31).
The use of force against another is not justified in response to verbal provocation alone.
TEX. PENAL CODE ANN. § 9.31(b)(1). Under Texas Penal Code § 9.32, a person is
justified in using deadly force if he would be justified in using force under § 9.31, and he
reasonably believes that deadly force is immediately necessary to protect him against
another’s use or attempted use of deadly force. Id. § 9.32(a)(1), (2)(A).
Appellate review of purported error in a jury charge involves a two-step process.
Kirsch v. State, 357 S.W.3d 645, 649 (Tex. Crim. App. 2012). First, we determine
whether the jury charge is erroneous. Id. Second, if error occurred, then an appellate
court must analyze that error for harm. Id.
If “an error is preserved with a timely objection . . . then the jury-charge error
requires reversal if the appellant suffered some harm as a result of the error.” Sanchez
v. State, 376 S.W.3d 767, 774 (Tex. Crim. App. 2012) (citing Almanza v. State, 686
S.W.2d 157, 171 (Tex. Crim. App. 1985) (op. on reh’g)). The Texas Court of Criminal
Appeals “has interpreted this to mean that any harm, regardless of degree, is sufficient to
require reversal.” Rodriguez v. State, 456 S.W.3d 271, 280 (Tex. App.—Houston [1st
6 Dist.] 2014, pet. ref’d.). To establish harm, the “appellant must have suffered actual,
rather than theoretical, harm.” Warner v. State, 245 S.W.3d 458, 461 (Tex. Crim. App.
2008) (citing Almanza, 686 S.W.2d at 171). Neither the State nor the appellant bears
the burden on appeal to prove harm. Reeves v. State, 420 S.W.3d 812, 816 (Tex. Crim.
App. 2013).
B. Discussion
In this case, as in Gamino, Rivas requested that a self-defense charge be given to
the jury. He did not specify whether § 9.31 or § 9.32 applied. See Gamino, 537 S.W.3d
at 511. However, as a general rule, the requested charge need only be sufficient “to
bring the request to the trial court’s attention.” Id. (quoting Chapman v. State, 921
S.W.2d 694, 695 (Tex. Crim. App. 1996)). In support of the self-defense instruction,
Rivas argued to the trial court there was sufficient evidence supported by the record.
Though we must view the evidence in the light most favorable to the defendant to
determine if a defensive issue should have been submitted, no error is shown in the denial
of a defensive instruction if the evidence establishes as a matter of law that the defendant
is not entitled to rely on this defense. Johnson v. State, 157 S.W.3d 48, 50 (Tex. App.—
Waco 2004, no pet.). Accordingly, the defendant is not entitled to a self-defense
instruction if the evidence establishes as a matter law that one of the exceptions to the
justification of self-defense listed in § 9.31(b) applies. Id. (citing TEX. PENAL CODE ANN.
§ 9.31(b)). As pertinent to Rivas’s case, § 9.31(b) states:
The use of force against another is not justified:
(1) in response to verbal provocation alone;
7 ...
(3) if the actor consented to the exact force used or attempted by the other;
(4) if the actor provoked the other’s use or attempted use of unlawful force, unless:
(A) the actor abandons the encounter, or clearly communicates to the other his intent to do so reasonably believing he cannot safely abandon the encounter; and
(B) the other nevertheless continues our attempts to use unlawful force against the actor.
TEX. PENAL CODE ANN. § 9.31(b)(1), (3), (4).
Rivas argues that, because he began to leave after Curtis asked him to and
Gonzales followed him down the driveway while removing his shirt, he was entitled to the
self-defense charge. He also alleges that, because he began walking down the driveway
in a “direction of retreat,” his movement satisfies the requirement of an “attempt to
abandon the encounter” and therefore, justifies a self-defense instruction. See id. §
9.31(b)(4)(A). Additionally, Rivas notes that Gonzales had an “elevated” level of
methamphetamine in his system at the time of death, and he argues that resorting to a
knife was necessary for his own safety and protection against the “amphetamine-
enhanced Gonzales.”
However, based on the testimony of other witnesses at the scene, Rivas was the
one who sought out the individuals gathered in Curtis’s garage. Both Curtis and
Underwood testified that Rivas began “taunting” Gonzales as he walked down the
driveway after being asked to leave. Curtis testified that Rivas was the one who threw
the first punch, and then Gonzales punched back. Curtis, Underwood, and Cruz all saw
8 both men fight until they both went their separate ways. It was at that time that Gonzales
stated to Curtis and Underwood, who had been near the garage, that Rivas had stabbed
him.
A defendant may forfeit his right to self-defense if he provokes the attack. See id.
§ 9.31(b)(4). Based on the evidence presented, the trial court could reasonably believe
that Rivas either consented to the exact force used by Gonzales in fighting him or that
Rivas provoked Gonzales’s use of force in response to Rivas’s initial use of force. See
id. § 9.31(b); see also Elizondo v. State, 487 S.W.3d 185, 196 (Tex. Crim. App. 2016)
(holding that a defendant can forfeit his right to claim self-defense). We hold that the trial
court did not err in denying Rivas’s request for a self-defense instruction.
Because we find the trial court did not error in denying Rivas his self-defense jury
charge request, we do not need to evaluate for harm. Therefore, we overrule Rivas’s
sole issue.
III. CONCLUSION
We affirm the judgment of the trial court.
GINA M. BENAVIDES, Justice
Do not publish. TEX. R. APP. P. 47.2 (b).
Delivered and filed the 3rd day of July, 2019.