Jackson v. Nicholson

124 F. App'x 646
CourtCourt of Appeals for the Federal Circuit
DecidedMarch 1, 2005
Docket2004-7116
StatusUnpublished
Cited by1 cases

This text of 124 F. App'x 646 (Jackson v. Nicholson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Jackson v. Nicholson, 124 F. App'x 646 (Fed. Cir. 2005).

Opinions

PER CURIAM.

Opinion for the court filed by Circuit Judge Gajarsa. Dissenting opinion filed by Circuit Judge Linn.

Melton Jackson, Jr. appeals from the judgment of the United States Court of Appeals for Veterans Claims (“Veterans’ [647]*647Court”) in favor of the government, dismissing Jackson’s contention that his service-connected schizophrenia is entitled to an effective-date of November 1991, and affirming the decision of the Board of Veterans Appeals setting the effective-date of the entitlement at September 24, 1997. Jackson v. Principi, No. 01-1975, 18 Vet.App. 535, 2004 WL 1045921 (Vet.App. Apr. 16, 2004) (“Jackson’').

Jackson grounds his argument of entitlement to a November 1991 effective-date on the basis that equity prevents the government from deeming his 1991 informal claim abandoned. His premise is that the government failed to provide him sufficient notice of the claim abandonment provisions in applicable federal regulations. The Veterans’ Court determined that Jackson waived this argument. Because we find jurisdiction established, and that the Veterans’ Court properly determined that Jackson waived his abandonment argument, we affirm.

I.

Jackson served on active duty in the military from November 1973 to January 1976. Jackson at *1. In 1981, he filed a formal application to the Veteran’s Administration (“VA”) for disability benefits, claiming a connection between a nervous condition and his military service. The VA denied his application, observing that Jackson’s service record showed no connection between the claimed nervous condition and Jackson’s military service. Jackson did not appeal.

In 1986, Jackson tried to reopen his 1981 claim using medical records spanning August 1975 to June 1985. At this point he claimed that his nervous condition included schizophrenia. In May 1987, the VA notified Jackson that it could not reopen his claim, as there was still no evidence showing that his condition was incurred during, or aggravated by, his military service. Jackson did not appeal.

In 1991, Jackson mailed letters to President George H.W. Bush and Senator Strom Thurmond, copies of which were forwarded to a VA regional office (“RO”). The letters sought assistance in establishing service-connected disability benefits. In December 1991, the RO replied to Jackson’s letter in the following terms:

In 1981, you filed for service-connection for a paranoid reaction. This claim was denied as there was no indication, or notation made in your service medical records, of treatment for a nervous condition. You were notified of that decision by letter of October 23, 1981. In the absence of a timely appeal, our decision became final.
You may reopen your claim at any time by submitting new and material evidence showing that these conditions were incurred in or aggravated by military service .... [describing relevant evidence] ... Upon receipt of such evidence, your claim will be carefully considered.

The December 1991 letter made no mention of regulations controlling whether a claim is abandoned for lack of prosecution. That regulation, 38 C.F.R. § 3.158(a), provides in relevant part:

[WJhere evidence requested in connection with an original claim, a claim for increase or to reopen or for the purpose of determining continued entitlement is not furnished within 1 year after the date of request, the claim will be considered abandoned. After the expiration of 1 year, further action will not be taken unless a new claim is received. Should the right to benefits be finally established, pension, compensation, dependency and indemnity compensation, or [648]*648monetary allowance under the provisions of 38 U.S.C. chapter 18 based on such evidence shall commence not earlier than the date of filing the new claim.

38 C.F.R. § 3.158(a) (emphasis added).

There is no evidence Jackson ever responded to the RO’s December 1991 letter.

But Jackson kept writing. On September 24, 1997, the RO received a letter Jackson had sent to Senator Strom Thurmond, again seeking assistance in prosecuting his claim of service-connected schizophrenia. In October 1997, the RO denied this claim. Jackson appealed this denial.

On May 1, 1999, a VA examiner reported Jackson’s illness likely began while in the service. On May 20, 1999, the RO granted Jackson’s claim for service-connected schizophrenia at a 100% disability rating, effective September 24, 1997. Jackson appealed that decision to the Board of Veterans Appeals (“Board”), arguing his claim is entitled to an earlier effective-date.

On August 2, 2001, the Board rejected Jackson’s appeal. It noted the RO’s 1981 and 1987 denials were final, and that Jackson had not replied to the RO’s 1991 denial. Mentioning Jackson’s 1991 and 1997 letters, the Board stated that “even if such letters may be construed to be informal claims under 38 C.F.R. § 3.155, the fact remains that nexus opinion relating the veteran’s schizophrenia to his service was not received until May 1999.” In re Jackson, No. 99-23 875A, at 12 (Bd.Vet.App. Aug. 2, 2001). The Board concluded Jackson’s entitlement “arose” on May 1, 1999, the date of his VA medical examination, and was entitled to an effective date no earlier than September 24, 1997, the date of his reopened claim. Id. Jackson appealed.

Before the Veterans’ Court, Jackson made a series of arguments. First, in his opening brief, Jackson argued his November 1991 letter was “a valid informal claim” that required the VA to forward him a formal application under 38 C.F.R. § 3.155(a) before the “one-year filing requirement of a formal claim” could run. In its opposition the government correctly observed, as the Veterans’ Court found, that there was no such requirement regarding a formal application. Jackson, 2004 WL 1045921 at *4. The government further argued that the December 1991 RO letter satisfied all VA notice obligations. In reply, Jackson argued the RO’s December 1991 letter did not satisfy the VA’s notice obligations because “[t]he letter gave the impression that [Jackson’s] claim remained indefinitely viable so long as new and material evidence were ultimately submitted.” Therefore, Jackson argued, the government could not apply the abandonment provisions of Rule 3.158(a) to the December 1991 denial letter. Jackson characterizes this argument from his reply brief to the Veterans’ Court as the “equitable estoppel” argument in this appeal.

The Veterans’ Court rejected this contention, deeming Jackson’s equitable argument waived.

The Court declines to address [Jackson’s notice argument] because it was raised for the first time in his reply brief. See Costantino v. West, 12 Vet.App. 517, 521 (1999); Henderson v. West, 12 Vet.App. 11, 18-19 (1998); Carbino v. Gober, 10 Vet.App. 507, 511 (1997), aff'd, 168 F.3d 32

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