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5 6 7 UNITED STATES DISTRICT COURT 8 WESTERN DISTRICT OF WASHINGTON AT TACOMA 9 10 AARON J. I., CASE NO. 3:24-CV-6030-DWC 11 Plaintiff, v. ORDER RE: SOCIAL SECURITY 12 DISABILITY APPEAL ACTING COMMISSIONER OF SOCIAL 13 SECURITY, 14 Defendant.
15 Plaintiff filed this action, pursuant to 42 U.S.C. § 405(g), for judicial review of the denial 16 of his application for Supplemental Security Income (SSI) benefits. Pursuant to 28 U.S.C. § 17 636(c), Fed. R. Civ. P. 73, and Local Rule MJR 13, the parties have consented to proceed before 18 the undersigned. After considering the record, the Court finds no reversible error and affirms the 19 Commissioner’s decision to deny benefits. 20 I. BACKGROUND 21 Plaintiff applied for SSI on March 3, 2022. Administrative Record (AR) 23. His 22 requested hearing was held before an Administrative Law Judge (ALJ) on November 3, 2023. 23 AR 38–58. On January 11, 2024, the ALJ issued a written decision finding Plaintiff not disabled. 24 1 AR 20–37. The Appeals Council declined Plaintiff’s timely request for review making the ALJ’s 2 decision the final agency action subject to judicial review. AR 1–7. On December 19, 2024, 3 Plaintiff filed a Complaint in this Court seeking judicial review of the ALJ’s decision. Dkt. 5. 4 II. STANDARD
5 Pursuant to 42 U.S.C. § 405(g), this Court may set aside the Commissioner’s denial of 6 benefits if, and only if, the ALJ’s findings are based on legal error or not supported by 7 substantial evidence in the record as a whole. Bayliss v. Barnhart, 427 F.3d 1211, 1214 n.1 (9th 8 Cir. 2005) (citing Tidwell v. Apfel, 161 F.3d 599, 601 (9th Cir. 1999)). 9 III. DISCUSSION 10 The ALJ found Plaintiff was limited to the following Residual Functional Capacity 11 (RFC): 12 to perform a full range of work at all exertional levels but with the following nonexertional limitations: he can do no work requiring fine depth perception. He must 13 avoid all exposure to hazards. He must work in the same job environment from one day to the next. He needs a five-minute break every hour. 14 AR 26. 15 Plaintiff’s challenge to the ALJ’s decision concerns the five-minute-breaks limitation. 16 Specifically, he argues (1) such a limitation is incompatible with the performance of unskilled 17 work which the ALJ found Plaintiff could perform and (2) such a limitation constitutes a 18 reasonable accommodation which the ALJ could not base his step five finding on. Dkt. 13. 19 A. Inconsistency with Unskilled Work 20 Plaintiff relies upon the Commissioner’s Program Operations Manual System (POMS) 21 sections 25020.010(B)(2)(a) and (B)(3)(d) (“§2a” and “§3d,” respectively) in arguing that the 22 five-minute-breaks limitation is inconsistent with performing the unskilled work the ALJ found 23 Plaintiff capable of performing at step five. Those sections list maintaining attention for two- 24 1 hour periods (which is incompatible with taking a five-minute break each hour) as a “mental 2 abilit[y] needed for any job,” §2a, and a “mental abilit[y] critical for performing unskilled work,” 3 §3d. This argument fails for two reasons. 4 First, an inconsistency with POMS does not establish legal error. “Not all agency policy
5 pronouncements which find their way to the public can be considered regulations enforceable in 6 federal court.” Rank v. Nimmo, 677 F.2d 692, 698 (9th Cir. 1982). Under binding Ninth Circuit 7 precedent, POMS does not “impose[] judicially enforceable duties.” Lowry v. Barnhart, 329 F.3d 8 1019, 1023 (9th Cir. 2003) (citing Hermes v. Sec’y Health & Hum. Servs., 926 F.2d 789, 791 n.1 9 (9th Cir. 1991)). Indeed, the preface to the subchapter containing the sections of POMS relied 10 upon by Plaintiff describes itself as “provid[ing] some general adjudicative guidelines.” POMS 11 250020.001. Such guidance does not create substantive, enforceable law.1 See United States v. 12 Fifty-Three (53) Eclectus Parrots, 685 F.2d 1131, 1136 (9th Cir. 1982) (non-substantive rules 13 not judicially enforceable); Moore v. Apfel, 216 F.3d 864, 868 (9th Cir. 2000) (“internal 14 guidance tool” for ALJs not substantive rule).
15 Second, read in context, neither of the cited provisions of POMS requires an ALJ to find 16 a claimant incapable of performing unskilled work solely because they would have some 17 limitation in maintaining attention for two-hour segments. The first subpart of the cited provision 18
19 1 Although the heading for POMS 25020.010(A) begins by indicating it prescribes “policy,” Plaintiff relies upon POMS 25020.010(B). For this reason, SSR 13-2p, relied upon by Plaintiff (Dkt. 13 at 4), does not suggest POMS is 20 binding. That ruling states Commissioner “require[s] adjudicators at all levels of administrative review to follow agency policy, as set out in” several documents, including POMS. SSR 13-2p(15) (emphasis added). But, as discussed, the part of POMS relied upon by Plaintiff sets out agency guidance rather than agency policy, falling 21 outside that requirement. Even so, that an ALJ is required to follow a document does not necessarily make the document judicially enforceable. See Fifty-Three (53) Eclectus Parrots, 685 F.2d at 1136 (substantive rules also 22 must conform to certain procedural requirements); U.S. v. Alameda Gateway Ltd., 312 F.3d 1161, 1168 (9th Cir. 2000) (“[A]n agency’s characterization [of whether their documents are binding] is not dispositive.”). Indeed, 23 statements of general agency policy are not generally enforceable. See Fifty-Three (53) Eclectus Parrots, 685 F.2d at 1136 (contrasting “general statements of policy or rules of agency organization, procedure or practice” with 24 substantive rules). 1 indicates a “substantial loss of ability to meet” one of four basic mental demands would justify a 2 finding of disability. POMS 25020.010(A)(3)(a)–(b). The portions of the provision relied upon 3 by Plaintiff are intended to “show how the 20 specific abilities listed” on a particular form used 4 by adjudicators at the initial and reconsideration levels, one of which is the ability to maintain
5 attention for two-hour segments, relate to those four demands and “the ability to perform” certain 6 types of work. POMS 25020.010(B)(1). 7 But the section makes clear the assessment of those 20 abilities is not dispositive. Rather, 8 the adjudicators assess the claimant’s mental RFC in separate narrative sections, and 9 [i]t is the narrative written [. . .] that adjudicators use as the assessment of [mental RFC]. Adjudicators must take the [mental RFC] assessment and decide what significance 10 the elements discussed in this [mental RFC] assessment have in terms of the person’s ability to meet the mental demands of past work or adjust to other work. This must be 11 done carefully using the adjudicator’s informed professional judgment.
12 Id.
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5 6 7 UNITED STATES DISTRICT COURT 8 WESTERN DISTRICT OF WASHINGTON AT TACOMA 9 10 AARON J. I., CASE NO. 3:24-CV-6030-DWC 11 Plaintiff, v. ORDER RE: SOCIAL SECURITY 12 DISABILITY APPEAL ACTING COMMISSIONER OF SOCIAL 13 SECURITY, 14 Defendant.
15 Plaintiff filed this action, pursuant to 42 U.S.C. § 405(g), for judicial review of the denial 16 of his application for Supplemental Security Income (SSI) benefits. Pursuant to 28 U.S.C. § 17 636(c), Fed. R. Civ. P. 73, and Local Rule MJR 13, the parties have consented to proceed before 18 the undersigned. After considering the record, the Court finds no reversible error and affirms the 19 Commissioner’s decision to deny benefits. 20 I. BACKGROUND 21 Plaintiff applied for SSI on March 3, 2022. Administrative Record (AR) 23. His 22 requested hearing was held before an Administrative Law Judge (ALJ) on November 3, 2023. 23 AR 38–58. On January 11, 2024, the ALJ issued a written decision finding Plaintiff not disabled. 24 1 AR 20–37. The Appeals Council declined Plaintiff’s timely request for review making the ALJ’s 2 decision the final agency action subject to judicial review. AR 1–7. On December 19, 2024, 3 Plaintiff filed a Complaint in this Court seeking judicial review of the ALJ’s decision. Dkt. 5. 4 II. STANDARD
5 Pursuant to 42 U.S.C. § 405(g), this Court may set aside the Commissioner’s denial of 6 benefits if, and only if, the ALJ’s findings are based on legal error or not supported by 7 substantial evidence in the record as a whole. Bayliss v. Barnhart, 427 F.3d 1211, 1214 n.1 (9th 8 Cir. 2005) (citing Tidwell v. Apfel, 161 F.3d 599, 601 (9th Cir. 1999)). 9 III. DISCUSSION 10 The ALJ found Plaintiff was limited to the following Residual Functional Capacity 11 (RFC): 12 to perform a full range of work at all exertional levels but with the following nonexertional limitations: he can do no work requiring fine depth perception. He must 13 avoid all exposure to hazards. He must work in the same job environment from one day to the next. He needs a five-minute break every hour. 14 AR 26. 15 Plaintiff’s challenge to the ALJ’s decision concerns the five-minute-breaks limitation. 16 Specifically, he argues (1) such a limitation is incompatible with the performance of unskilled 17 work which the ALJ found Plaintiff could perform and (2) such a limitation constitutes a 18 reasonable accommodation which the ALJ could not base his step five finding on. Dkt. 13. 19 A. Inconsistency with Unskilled Work 20 Plaintiff relies upon the Commissioner’s Program Operations Manual System (POMS) 21 sections 25020.010(B)(2)(a) and (B)(3)(d) (“§2a” and “§3d,” respectively) in arguing that the 22 five-minute-breaks limitation is inconsistent with performing the unskilled work the ALJ found 23 Plaintiff capable of performing at step five. Those sections list maintaining attention for two- 24 1 hour periods (which is incompatible with taking a five-minute break each hour) as a “mental 2 abilit[y] needed for any job,” §2a, and a “mental abilit[y] critical for performing unskilled work,” 3 §3d. This argument fails for two reasons. 4 First, an inconsistency with POMS does not establish legal error. “Not all agency policy
5 pronouncements which find their way to the public can be considered regulations enforceable in 6 federal court.” Rank v. Nimmo, 677 F.2d 692, 698 (9th Cir. 1982). Under binding Ninth Circuit 7 precedent, POMS does not “impose[] judicially enforceable duties.” Lowry v. Barnhart, 329 F.3d 8 1019, 1023 (9th Cir. 2003) (citing Hermes v. Sec’y Health & Hum. Servs., 926 F.2d 789, 791 n.1 9 (9th Cir. 1991)). Indeed, the preface to the subchapter containing the sections of POMS relied 10 upon by Plaintiff describes itself as “provid[ing] some general adjudicative guidelines.” POMS 11 250020.001. Such guidance does not create substantive, enforceable law.1 See United States v. 12 Fifty-Three (53) Eclectus Parrots, 685 F.2d 1131, 1136 (9th Cir. 1982) (non-substantive rules 13 not judicially enforceable); Moore v. Apfel, 216 F.3d 864, 868 (9th Cir. 2000) (“internal 14 guidance tool” for ALJs not substantive rule).
15 Second, read in context, neither of the cited provisions of POMS requires an ALJ to find 16 a claimant incapable of performing unskilled work solely because they would have some 17 limitation in maintaining attention for two-hour segments. The first subpart of the cited provision 18
19 1 Although the heading for POMS 25020.010(A) begins by indicating it prescribes “policy,” Plaintiff relies upon POMS 25020.010(B). For this reason, SSR 13-2p, relied upon by Plaintiff (Dkt. 13 at 4), does not suggest POMS is 20 binding. That ruling states Commissioner “require[s] adjudicators at all levels of administrative review to follow agency policy, as set out in” several documents, including POMS. SSR 13-2p(15) (emphasis added). But, as discussed, the part of POMS relied upon by Plaintiff sets out agency guidance rather than agency policy, falling 21 outside that requirement. Even so, that an ALJ is required to follow a document does not necessarily make the document judicially enforceable. See Fifty-Three (53) Eclectus Parrots, 685 F.2d at 1136 (substantive rules also 22 must conform to certain procedural requirements); U.S. v. Alameda Gateway Ltd., 312 F.3d 1161, 1168 (9th Cir. 2000) (“[A]n agency’s characterization [of whether their documents are binding] is not dispositive.”). Indeed, 23 statements of general agency policy are not generally enforceable. See Fifty-Three (53) Eclectus Parrots, 685 F.2d at 1136 (contrasting “general statements of policy or rules of agency organization, procedure or practice” with 24 substantive rules). 1 indicates a “substantial loss of ability to meet” one of four basic mental demands would justify a 2 finding of disability. POMS 25020.010(A)(3)(a)–(b). The portions of the provision relied upon 3 by Plaintiff are intended to “show how the 20 specific abilities listed” on a particular form used 4 by adjudicators at the initial and reconsideration levels, one of which is the ability to maintain
5 attention for two-hour segments, relate to those four demands and “the ability to perform” certain 6 types of work. POMS 25020.010(B)(1). 7 But the section makes clear the assessment of those 20 abilities is not dispositive. Rather, 8 the adjudicators assess the claimant’s mental RFC in separate narrative sections, and 9 [i]t is the narrative written [. . .] that adjudicators use as the assessment of [mental RFC]. Adjudicators must take the [mental RFC] assessment and decide what significance 10 the elements discussed in this [mental RFC] assessment have in terms of the person’s ability to meet the mental demands of past work or adjust to other work. This must be 11 done carefully using the adjudicator’s informed professional judgment.
12 Id. 13 This context both confirms that the cited sections were mere guidance the court is not 14 entitled to enforce and shows that a full reading of those sections does not require the ALJ find 15 Plaintiff disabled. Rather, the ALJ was entitled to use his “informed professional judgment” and 16 rely upon the Vocational Expert (VE)’s testimony that the five-minute-breaks limitation was not 17 incompatible with the performance of work existing in significant numbers in the national 18 economy. See Kilpatrick v. Kijakazi, 35 F.4th 1187, 1192–93 (9th Cir. 2022) (“Given its inherent 19 reliability, a qualified vocational expert's testimony as to the number of jobs existing in the 20 national economy that a claimant can perform is ordinarily sufficient by itself to support an 21 ALJ's step-five finding.”) (quoting Ford v. Saul, 950 F.3d 1141, 1160 (9th Cir. 2020)). Plaintiff 22 has not showed legal error in this respect. 23 24 1 B. Reasonable Accommodation 2 Plaintiff argues the five-minute-breaks limitation is a “reasonable accommodation” which 3 the ALJ could not base his step five finding on. Dkt. 13 at 5–6. 4 At step five, the ALJ determines (based on the RFC and other factors) whether work
5 exists in significant numbers “having requirements which [the claimant is] able to meet with 6 [his] physical or mental abilities and vocational qualifications.” 20 C.F.R. § 404.1566(b). In so 7 doing, the ALJ “do[es] not consider whether [the claimant] could do so with accommodations,” 8 including “reasonable accommodations under the Americans with Disabilities Act (ADA).” See 9 SSR 11-2p(II)(D)(1)(e); see also Cleveland v. Pol’y Mgmt. Sys. Corp., 526 U.S. 795, 803 (1999) 10 (“SSA does not take the possibility of reasonable accommodation into account,” citing 11 Memorandum from Daniel L. Skoler, Associate Comm'r for Hearings and Appeals, SSA, to 12 Administrative Appeals Judges, reprinted in 2 Social Security Practice Guide, App. § 15E (2025) 13 (“Skoler Memo”)). 14 Accommodations are defined by Commissioner as “practices and procedures that allow a
15 person to complete the same activity or task as other people.” SSR 11-2p(II)(D)(1)(a). In the 16 ADA context, reasonable accommodations are “modifications or adjustments” to the “work 17 environment,” “the manner or circumstances under which the position . . . is customarily 18 performed,” or the job application process. See 29 C.F.R. § 1630.2(o)(1). 19 The bar on considering accommodations is not a bar on including limitations in the RFC 20 which could also be accommodations. Unsurprisingly, limitations on the sort of work one can do 21 (i.e., limitations in the RFC) substantially overlap with the sorts of modifications or adjustments 22 to a position or workplace one might request (i.e., accommodations). An RFC might limit a 23 claimant to alternating between sitting and standing, using an assistive device, or avoiding
24 1 certain chemicals, see SSR 96-9p; POMS 25020.015, which are also potential workplace 2 accommodations, see e.g., SSR 11-2p(II)(D)(1)(a). Thus, SSR 11-2p recognizes the need for an 3 accommodation will oftentimes be reflected as a limitation in the RFC: “If an adult with an 4 impairment(s) needs or would need greater supervision or assistance, or some other type of
5 accommodation, because of the impairment(s) than an employee who does not have an 6 impairment, the adult has a work-related limitation.” 7 Instead, the bar on considering accommodations demands, at most, that an ALJ determine 8 whether a claimant can perform work based on the “requirements” of that work, 20 C.F.R. § 9 404.1566(b), irrespective of whether the claimant “could do so with accommodations” (that is, 10 with modifications or adjustments to those requirements), SSR 11-2p(II)(D)(1)(e).2 To illustrate, 11 suppose an ALJ found a claimant limited to workplace environments with no excessive exposure 12 to fumes. See e.g., SSR 85-15. At step five, the ALJ could properly rely upon positions which do 13 not require such exposure. What the ALJ cannot do is rely upon positions which do require 14 exposure to fumes based on a perception that some employers may accommodate the claimant’s
15 need to avoid such exposure. 16 The relevant inquiry is therefore whether the ALJ properly found Plaintiff could 17 perform—without accommodation—the requirements of the positions identified at step five. 18 2 The Skoler Memo suggests the requirement is even narrower than this formulation suggests because of the method 19 Commissioner uses to discern whether a claimant can meet the requirements of work. The Memo suggests that the step five determination can include consideration of whether a claimant would require accommodations so long as 20 those accommodations are reflective of “functional demands and duties of jobs as ordinarily required by employers throughout the national economy” rather than “isolated variations on job demands.” Skoler Memo ¶8; see also id. (“To support a fifth-step finding that an individual can perform ‘other work’, the evidence (e.g., vocational expert 21 testimony) would have to show that a job, which is within the individual’s capacity because of employer modifications, is representative of a significant number of other such jobs in the national economy.”) (emphasis 22 added). Notably, the Skoler Memo appears to be the genesis of the bar on considering accommodations: SSR 11- 2p(II)(D)(1)(e) cites SSR 00-1c, which is SSA’s publication of Cleveland, 526 U.S. 795, which itself cites 23 exclusively to the Memo for its statement that SSA does not consider accommodations, see id. at 803. The case relied upon by Plaintiff for the proposition that ALJs cannot consider accommodations, Swanks v. Wash. Metro. 24 Area Transit Auth., 116 F.3d 582, 585 (D.C. Cir. 1997), similarly relies exclusively upon the Memo. 1 Here, the VE testified the five-minute-breaks requirement would be “a little irregular, but not 2 inconsistent with . . . allowable breaks, like . . . a 15 minute [break] every two hours.” AR 52. 3 Plaintiff contends in his Reply Brief that this testimony suggests the five-minute-breaks 4 limitation would require an accommodation. Dkt. 16 at 4. The Court disagrees. The VE’s
5 testimony was that the breaks would be consistent with those “allowable.” AR 52. The 6 testimony, at the very least, is rationally interpreted as showing Plaintiff could perform the 7 requirements of the identified positions without accommodation. “Where the evidence is 8 susceptible to more than one rational interpretation, it is the ALJ's conclusion that must be 9 upheld.” Morgan v. Comm'r of Soc. Sec. Admin., 169 F.3d 595, 599 (9th Cir. 1999). 10 Plaintiff has put forth no evidence contrary to the VE’s testimony, and the VE’s 11 testimony on the matter constitutes substantial evidence supporting the ALJ’s step five decision. 12 See Kilpatrick, 35 F.4th at 1192–93. The ALJ did not err in considering the five-minute-breaks 13 limitation at step five. 14 IV. CONCLUSION
15 For the foregoing reasons, the Court hereby AFFIRMS Defendant’s decision denying 16 benefits. 17 Dated this 9th day of May, 2025. 18 A 19 David W. Christel United States Magistrate Judge 20 21 22 23 24