Isaacs v. Barnhart

196 F. Supp. 2d 934, 2001 U.S. Dist. LEXIS 23588, 2001 WL 1844124
District Court, D. Nebraska·Decided April 17, 2001·No. 4:01CV581·Published

Opinion

MEMORANDUM AND ORDER

KOPF, Chief Judge.

This is a social security appeal. 1 The primary issue is whether the Administra *936 tive Law Judge (ALJ) erred when she relied upon the opinion of a treating psychiatrist and a treating psychologist that Plaintiff was a malingerer and an alcohol and drug abuser, who did not suffer from an incapacitating mental illness. Finding no error, I affirm.

I. BACKGROUND

To provide context, I first review the procedural history. Then I describe the supplemental evidence submitted by Plaintiffs counsel. I also describe Plaintiffs unusual request to reopen an Ohio case. After that, I summarize the facts presented to the ALJ in this case.

A. Procedural History

This suit involves two applications made under the Social Security Act (the Act). The first is an application for disability insurance benefits under Title II of the Act, 42 U.S.C. §§ 401 et seq. (Tr. 2 154-56). The second is an application for supplemental security income (SSI) benefits based on disability under Title XVI of the Act, 42 U.S.C. §§ 1381 et seq. (Tr. 616-18). Section 205(g) of the Act, 42 U.S.C. § 405(g), provides for judicial review of a “final decision” of the Commissioner of the Social Security Administration under Title II. Section 1631(c)(3) of the Act, 42 U.S.C. § 1383(c)(3), provides for judicial review of decisions under Title XVI to the same extent as the Commissioner’s final determination under section 205.

Plaintiffs applications were denied initially (Tr. 81, 88-90, 619) and on reconsideration (Tr. 83, 94-96, 621). On September 14, 2001, following a hearing, an administrative law judge (ALJ) rendered a decision (Tr. 11-26), in which she found that Plaintiff was not under a “disability” as defined in the Social Security Act. 3 On October 17, 2001, the Appeals Council of the Social Security Administration denied Plaintiffs request for review. (Tr. 7-9.) Thus, the decision of the ALJ stands as the final decision of the Commissioner.

The ALJ found that Plaintiff had “severe” impairments including drug and alcohol abuse, schizoaffective disorder, and antisocial personality disorder (Tr. 19), but did not have an impairment or combination of impairments listed in or medically equal to one contained in 20 C.F.R. § 404, Sub-part P, Appendix I, Regulations No. 4 (Tr. 19). The ALJ found that Plaintiffs impairments would not preclude him from performing his former work as a laborer. (Tr. 23-24.) Additionally, the ALJ found that Plaintiff could perform other work existing in substantial numbers in the national economy including inventory stock clerk, laundry work, janitorial work, and horticultural worker/grounds keeper. (Tr. 24.)

B. Supplemental Evidence and Attempt to Reopen

Attached to Plaintiffs brief is “Appendix 1-‘A’ File.” (“Appendix 1.”) This information relates to a claim submitted in Ohio to the Social Security Administration wherein Plaintiff sought disability benefits. The information described in “Appendix 1” spans 1994 through 1996.

Plaintiffs counsel represents that an ALJ denied Plaintiff benefits in Ohio even though Plaintiff was not given an opportunity to testify. The matter was appealed, and the Appeals Council remanded for a further hearing. Counsel represents that a remand hearing was never held, and Plaintiff testified at the evidentiary hearing in this case that he was unaware that *937 the Ohio application had been remanded. (Tr. 69.)

Plaintiffs counsel requests two things. First, counsel asks that I consider the information contained in “Appendix 1” in support of the instant application. Second, counsel requests that I reopen the Ohio case, and award benefits starting from April 31, 1994, the date of the Ohio application. Counsel represents in her brief that:

At the last administrative hearing on September 7, 2001 [the ALJ] admitted into evidence the “A” file, which is the administrative record of evidence from the first application and hearing concerning the Plaintiff, which took place in Ohio. These exhibits were not included in the transcript prepared by [the Social Security Administration] and filed in this case on January 8, 2002.... By agreement of Ellyn Grant, counsel for Defendant, the Plaintiff has attached a photocopy of the “A” file to this Brief and marked it as Appendix 1.

Pl.’s Br. in Supp. of Pl.’s Mot. for Summ. J. at 2 n. 1.

The government has not disputed the representations made by Plaintiffs counsel. However, the government objects to any attempt to reopen the Ohio case.

The record reflects that the ALJ in this case intended to “consider everything in the A file.” (Tr. 42.) Thus, although Plaintiffs counsel asserted an onset date of November, 1998 (Tr. 41-42), the ALJ, at the request of Plaintiffs counsel, apparently considered evidence prior to the 1998 onset date to the extent it was considered helpful in understanding matters taking place on and after the onset date. That is, she apparently considered the “Appendix-1” information as relevant medical history.

When deciding the merits of this appeal (as opposed to the reopening question), I have considered the supplemental evidence. Leaving the question of reopening to one side for the moment, nothing in “Appendix 1” changes the outcome of this case. 4 To avoid any further confusion, I shall direct the clerk of the court to file “Appendix 1” in the court file. In that way a record will be made of what Plaintiffs counsel tendered to me.

As for the reopening request, it will be denied. The reasons for that denial are set forth later in this opinion.

C. Factual Summary

At the time of the hearing in this matter, Plaintiff was a 39-year-old male with a high school education. (Tr. 59.) When not in prison 5 , his previous jobs included landscaping (Tr. 60), roofing repairs (Tr. 61), and tow truck driver (Tr. 72). He had not engaged in substantial gainful activity since his alleged onset date of November 1998. (Tr. 41.)

The medical evidence shows that prior to his alleged onset date, Plaintiff received medical treatment for various conditions. For example, in October 1997, Plaintiff received impatient treatment at Trumbull Memorial Hospital, Warren, Ohio. (Tr. *938 330-349.) He was admitted there on October 17, 1997, and discharged eight days later. (Tr.

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Isaacs v. Barnhart, 196 F. Supp. 2d 934, 2001 U.S. Dist. LEXIS 23588, 2001 WL 1844124 (D. Neb. 2001).

196 F. Supp. 2d 934 (Isaacs v. Barnhart) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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