Irving Berlin Music Corp. v. United States

487 F.2d 540, 203 Ct. Cl. 1, 179 U.S.P.Q. (BNA) 850, 32 A.F.T.R.2d (RIA) 6147, 1973 U.S. Ct. Cl. LEXIS 217
CourtUnited States Court of Claims
DecidedNovember 14, 1973
DocketNo. 508-69
StatusPublished
Cited by3 cases

This text of 487 F.2d 540 (Irving Berlin Music Corp. v. United States) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Irving Berlin Music Corp. v. United States, 487 F.2d 540, 203 Ct. Cl. 1, 179 U.S.P.Q. (BNA) 850, 32 A.F.T.R.2d (RIA) 6147, 1973 U.S. Ct. Cl. LEXIS 217 (cc 1973).

Opinion

Kashiwa, Judge,

delivered the opinion of the court:

Plaintiff filed this suit for the refund of federal personal holding company income taxes and assessed interest for the fiscal years ended January 31,1965, and January 31,1966, in the respective amounts of $137,524 and $160,851, plus interest.

The case comes before us on defendant’s motion for summary judgment and plaintiff’s cross-motion for summary judgment. The facts are stipulated and there are no material issues of fact. We hold for the defendant for the reasons hereinafter stated.

The essential facts are as follows. Irving Berlin has composed about 1,000 musical compositions, of which about 650 continued to be published and offered for sale to the general public and to professional users of music during the tax years in question. In 1946 he incorporated Irving Berlin [4]*4Music Corporation (hereinafter Berlin Music), a New York corporation. Irving Berlin has been the sole owner of all of the authorized and issued capital stock of Berlin Music since its formation. In 1946 Irving Berlin entered into an agreement with Berlin Music establishing their working relationship much along the lines prescribed by the Songwriters Protective Association standard form, contract used by most music publishers in the industry.1

On January 31, 1960, Irving Berlin and Berlin Music entered into a new agreement superseding the earlier 1946 agreement. Under the 1960 agreement, Berlin Music continued as exclusive licensee to publish or issue licenses to publish the music compositions of Irving Berlin; however, Irving Berlin engaged Berlin Music to act as his “exclusive agent”2 to: (1) issue licenses to manufacture parts of instruments serving to mechanically reproduce his compositions; (2) issue licenses to reproduce his compositions for broadcasting-purposes; and (3) issue licenses with regard to all performing rights to his music. The publisher’s share of the compensation remained substantially the same as under the 1946 agreement.

Ever since its establishment, Berlin Music has been actively engaged in the music-publishing business. During the tax [5]*5years in question, the company’s activities3 were performed solely with respect to compositions created in whole or in part by Irving Berlin, its sole shareholder. The Government does not make the claim that Berlin Music was a mere sham corporation. Indeed, in light of the substantial business activity of the plaintiff, as well as the admitted bona fide business purpose in creating the company, no such claim is feasible.

[6]*6In today’s ¡music industry, the composition of a song is only the first step in a highly sophisticated system of song creation, promotion, and distribution. By way of illustration, one powerful force in the music industry is the American Society of Composers, Authors and Publishers (hereinafter ASCAP). ASCAP’s constitution provides for two classes of participating membership: first, author and composer (or writer) membership, and, second, publisher membership. Irving Berlin was an original founder-member of ASCAP and remains a writer member to date. As a condition to writer membership, each writer member agrees that during the term of Ms written agreement with ASCAP, the nonexclusive, nondramatic rights of public performance of the writer’s musical compositions then existing or created during the term of Ms agreement ¡are immediately vested in ASCAP.

Berlin Music has been a publisher member of ASCAP from its inception and continues so to be. Each publisher member, as a condition to membership, agrees that during the term of its written agreement, the nonexclusive, nondramatic rights of public performance of compositions published by it during the term of its agreement are vested in ASCAP.

ASCAP is a performing rights society. It has nothing to sell — no sheet music, no phonograph records, no “Broadway musicals,” no musicians or vocalists. ASCAP simply licenses radio stations and networks, television stations and networks, wired music services, orchestras, electrical transcribers, and others who perform musical compositions for profit, to perform nondramatic performances of all compositions in its catalogues in return for payment of royalties by such music users. Nondramatic performing rights are commonly referred to in the music industry as “small performing rights.” After payment of operating expenses and such reserves as are established by the ASCAP board of directors, the remaining royalties are divided into two pools, a writers’ pool and a publishers’ pool, each pool receiving 50 percent of the royalties wMoh are thereafter distributed to the writer members and the publisher members.

In discussions with ASCAP as to its requirements for recognition of Berlin Music as a publisher member, ASCAP [7]*7insisted that Berlin Music obtain from Irving Berlin, the copyright owner, an exclusive printing and publishing license, but it did not object to Irving Berlin’s desire personally to retain title to his song copyrights and engage his corporation as exclusive agent therefor. Accordingly, the publishers’ share of the ASCAP royalties from small performing rights licenses issued for the use of Irving Berlin’s musical compositions were distributed quarterly by ASCAP to Berlin Music as a publisher member.

The major revenues obtained from the exploitation and promotion of musical compositions by music publishers are derived from royalties paid by music users for grand performing rights licenses. It is with respect to grand performing rights that the controversy in this case arises. Unlike the situation with respect to ASCAP, no actual license was granted to Berlin Music. Unlike the small performing rights licenses handled by ASCAP, grand performing rights encompass dramatic performances of music, including legitimate stage productions, electrical transcriptions, phonograph records, motion picture sound synchronization, stock and amateur theater rights, and dramatic uses on radio and television. Finally, unlike small performing rights to Irving Berlin’s music, grand performing rights licenses are not within the purview of ASOAP’s authority but are separately negotiated and issued by Berlin Music to music users. Berlin Music collects royalties from music users under licenses issued solely for the use of or the right to use Irving Berlin’s musical compositions. In the case of recording companies, Berlin Music typically employs the Harry Fox Agency, whose responsibility it is, as agent and trustee, to execute such licenses and collect and remit the royalties therefrom to Berlin Music. During the life span of a particular song, these licenses number many hundreds, requiring specialized business expertise to achieve the highest possible royalties without pricing the musical composition out of the market.

It has been stipulated that all of the services performed by Berlin Music were performed in a manner similar to other established music publishers typical of the music industry. Under both the 1946 and 1960 agreements between Irving Berlin and his corporation, Berlin Music was empowered to [8]*8deduct and retain as compensation for its music publisher services 50 per cent of the gross royalties paid by music users to Berlin Music under the performing rights licenses it issued. This arrangement represented the normal and customary percentage in the music industry as evidenced by the Songwriters Protective Association standard form contract.

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487 F.2d 540, 203 Ct. Cl. 1, 179 U.S.P.Q. (BNA) 850, 32 A.F.T.R.2d (RIA) 6147, 1973 U.S. Ct. Cl. LEXIS 217, Counsel Stack Legal Research, https://law.counselstack.com/opinion/irving-berlin-music-corp-v-united-states-cc-1973.