Iowa Supreme Court Board of Professional Ethics & Conduct v. Pracht

627 N.W.2d 567, 2001 Iowa Sup. LEXIS 94
CourtSupreme Court of Iowa
DecidedMay 31, 2001
Docket01-0190
StatusPublished
Cited by4 cases

This text of 627 N.W.2d 567 (Iowa Supreme Court Board of Professional Ethics & Conduct v. Pracht) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Iowa Supreme Court Board of Professional Ethics & Conduct v. Pracht, 627 N.W.2d 567, 2001 Iowa Sup. LEXIS 94 (iowa 2001).

Opinion

LAVORATO, Chief Justice.

In this lawyer disciplinary proceeding, we review the Grievance Commission’s recommendation that Michael T. Pracht’s license to practice law in Iowa be suspended for two years. The recommended suspension is for Pracht’s violations of DR 1-102(A)(4), (5), and (6) stemming from his unauthorized removal of court document filing system records from the Scott County District Court Clerk’s office. Upon our de novo review, we agree with the commission that a two year suspension is warranted.

I. Facts.

The facts in this case are for the most part undisputed. Michael “Mick” Pracht practices law in Davenport. He has practiced law since 1976. His practice consists primarily of real estate transactions and preparation of title abstracts. Pracht’s work often required him to spend much of his day in the Scott County Courthouse in the offices of the auditor, recorder, and clerk of court.

Marlene Nelson is the clerk of court. In her capacity as clerk, Nelson is responsible for approximately 55,000 active court flies located in the clerk’s office, plus an additional 120,000 inactive flies stored in the courthouse basement.

Through the years, an honor system had developed in which lawyers were allowed to remove court files for certain periods of time. According to the system in place just before the events in question, lawyers could “check out” flies for twenty-four hours. However, in doing so, lawyers had to fill out a check-out card with his or her name, phone number, and file name and number. The lawyer had to leave the card in place of the removed file.

*569 Over time, problems arose because lawyers would not put a properly completed card in place of the removed file or would not return the file within the specified time. Because of these breaches of the rule, the clerk’s office had difficulty tracking case files. On occasion, clerk’s office employees had to go to lawyers’ offices to retrieve files. Additionally, at times, files would be missing on matters that were scheduled for hearing. In those instances, judges hearing the case had to rely on court documents furnished by the lawyers trying the case.

These problems prompted Judge John A. Nahra, Chief Judge of the Seventh Judicial District, to install a sensormatic electronic system in the clerk’s office. The system called for placing mylar strips on case files. The strips would activate an audible alarm if a file was removed from the clerk’s office without first being properly checked out and without the mylar strip being deactivated by office employees.

Before installing the system, Chief Judge Nahra informed the local bar by letter dated June 24, 1999 of his intentions to install the system. He asked lawyers to return all files to the clerk’s office by July 2,1999.

Following this communication, the clerk’s office began receiving files in large numbers. Pracht, himself, returned 100 files to the clerk’s office. The clerk of court made arrangements for fifteen people to come into the office on July 10 to put the mylar strips on the files.

Sometime after June 24 but before July 2, Pracht talked with Nelson. In this conversation, Nelson told Pracht that once the deadline had expired, the clerk’s office was going to pull all remaining check-out cards and track down the remaining files.

Though he did not express his concern to Nelson, Pracht was frustrated because he believed Nelson was operating under the false assumption that for every missing file, there was a corresponding check-out card. He also believed that many files were missing for which no one had ever prepared check-out cards.

To “remedy” the problem, Pracht took matters into his own hands. On July 2, 1999, during office hours, Pracht and his son removed — without authorization — all remaining check-out cards from the clerk’s office and from the storage area in the basement. ' Pracht’s plan was to keep these cards hidden, intending to force the clerk’s office to conduct a full inventory of every court file for which the office was responsible. Pracht apparently hoped that forcing a full accounting would lead Nelson to realize there were many more files missing than she believed. Later that afternoon, the clerk’s office discovered the cards were missing.

The Scott County Sheriffs office and the Division of Criminal Investigation (DCI) began investigating immediately. Investigators placed crime scene tape in the clerk’s office. They also checked files, cabinets, and desks for fingerprints. Additionally, they interviewed Chief Judge Nahra, asked several persons to take polygraph tests, and fingerprinted employees. They also questioned two local attorneys and searched the attorneys’ garbage at their homes and offices for signs of the removed cards. Pracht’s removal of the cards caused the clerk’s office to conduct a full inventory of its files.

On or about July 20, an attorney told William Davis, the Scott County Attorney, that Pracht probably had the missing cards. Davis confronted Pracht who admitted he had the cards and turned them over to Davis. Davis turned the cards over to Chief Judge Nahra.

*570 In early December, Pracht met with Chief Judge Nahra at the Chiefs suggestion and apologized for taking the cards. He explained his actions to the Chief by stating he knew the clerk’s records better than the clerk herself, that there had been a “misappropriation” or “misallocation” of court funds amounting to between $100,000 and $250,000, and that by taking the cards, he hoped to prompt a full investigation. Pracht also told Chief Judge Nahra that there was a conspiracy that ran from the top of the system, which included the chief judge, through the clerk and through people on staff down through the ranks. Additionally, Pracht stated he had told this to the DCI investigators in July.

The allegations about the misappropriation were never mentioned in the DCI reports. Pracht had never mentioned these allegations to the Chief before this December meeting. Several weeks later, Pracht renewed the allegations during a second meeting with the Chief. Also present at this meeting were Pracht’s attorney and another judge.

These allegations prompted another investigation by the DCI. Investigators reviewed approximately twenty-five years of clerk records, audit reports, and state court administration reports. The investigators also looked into Pracht’s allegations that the previous chief judge was aware of the alleged misallocation and cover-up. The investigators ultimately concluded that there had been no misappropriation or misallocation of funds and no conspiracy. To the contrary, the investigators concluded the audits had approved all actions of the clerk.

The county attorney declined to file charges against Pracht because he believed Pracht had no criminal intent and placing a value on the check-out cards would be difficult. Chief Judge Nahra, however, barred Pracht from entering the clerk’s office. Pracht never responded to a request from the attorney general’s office as to whether he intended to voluntarily make restitution sufficient to cover the cost — approximately $12,000 — of the file inventory.

On February 8, 2000, Pracht sent a letter of apology to the clerk’s office.

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627 N.W.2d 567, 2001 Iowa Sup. LEXIS 94, Counsel Stack Legal Research, https://law.counselstack.com/opinion/iowa-supreme-court-board-of-professional-ethics-conduct-v-pracht-iowa-2001.