Iowa Supreme Court Board of Professional Ethics & Conduct v. Mears

569 N.W.2d 132, 1997 Iowa Sup. LEXIS 235
CourtSupreme Court of Iowa
DecidedSeptember 17, 1997
Docket97-774
StatusPublished
Cited by19 cases

This text of 569 N.W.2d 132 (Iowa Supreme Court Board of Professional Ethics & Conduct v. Mears) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Iowa Supreme Court Board of Professional Ethics & Conduct v. Mears, 569 N.W.2d 132, 1997 Iowa Sup. LEXIS 235 (iowa 1997).

Opinion

McGIVERIN, Chief Justice.

This attorney disciplinary proceeding involves respondent Philip B. Mears’ handling of two prisoner relief eases. A division of our Grievance Commission (Commission) found that Mears’ conduct violated the Iowa Code of Professional Responsibility for Lawyers (Code) and recommended that he be publicly reprimanded. We agree with the Commission’s findings and recommendation.

I. Background facts and proceedings. Philip B. Mears, an attorney licensed to practice law in Iowa, maintains an office in Iowa City and employs several attorney associates and staff. Since 1986 or 1987 he has specialized in prisoner relief cases, including post-conviction relief and civil rights actions. The present complaint against Mears arose out of his conduct in connection with two such prisoner cases.

A.On May 27, 1994, the Iowa district court for Jones County appointed Mears to investigate a request for posteonvietion relief by Iowa Men’s Reformatory inmate Raymond Freie, Jr., determine whether an application for posteonvietion relief should be filed, and report back to the court within thirty days. Freie had been convicted of murder in 1982 in the Iowa district court for Hancock County. He already had unsuccessful appeals from his conviction and a first posteonvietion relief action.

After visiting Freie on August 19 at the reformatory in Anamosa, Mears wrote to him on August 23 and advised him that he had no grounds for posteonvietion relief in Jones County; however, Mears offered to review the paperwork from Freie’s prior appeals to determine whether his present posteonvietion claims could be raised in Hancock County, the county of Freie’s conviction. Inmate Freie sent the extensive appeals materials to Mears along with a letter explaining the grounds Freie alleged for posteonvietion relief. Despite a March 1995 letter to Mears from a Jones County district court judge requesting a response to the court within three weeks, Mears did not file the report, as directed by the district court, until November 17, 1995. In addition, he did not review Freie’s paperwork or respond to numerous letters from Freie seeking information about the status of his case. In October 1995 Freie filed a complaint regarding Mears with the Iowa Supreme Court Board of Professional Ethics and Conduct (Board).

B. On July 22, 1994, Mears was appointed by the district court for Jones County to represent another Iowa Men’s Reformatory inmate, Tony Youngblood, in a posteonvietion relief action concerning a prison disciplinary matter. At the time he initially requested assistance with the posteonvietion relief action, Youngblood had not filed in district court a financial affidavit, stating his inability to pay filing fees and costs, which ordinarily tolls the statute of limitations on filing actions. See Iowa Code § 610.1 (1993). Mears failed to discover that omission after he was appointed to represent Youngblood.

Mears did not file the application for post-conviction relief on Youngblood’s behalf until September 20, 1995, after the limitations period had expired. See Iowa Code §§ 822.2(6), 822.3 (ninety-day limitation period on filing prison discipline posteonvietion relief action). Consequently, any court hearing was delayed and a dispute arose concerning the timeliness of the application for post-conviction relief. Both the district court and new counsel, after Mears finally withdrew, had to spend considerable time resolving that issue. Youngblood’s posteonvietion relief action would have been barred if the district court later had not resolved the dispute in his favor. Inmate Youngblood filed a complaint concerning Mears with the Board on July 25,1995.

C. Based on the complaints by inmates Freie and Youngblood, the Board filed a complaint against Mears with the Commission alleging violations of several provisions of the Iowa Code of Professional Responsibility for Lawyers. See Iowa Sup.Ct. R. 118.5. Mears answered the complaint and represented himself at a hearing before a division of the Commission. See Iowa Sup.Ct. R. 118.7. In substance, he agreed he had been *134 dilatory in handling the two matters. While he did not dispute the material allegations of the complaint or attempt to excuse his conduct, Mears described the challenges and frustrations associated with prisoner relief work. He noted that the work load is often overwhelming, the success rate and compensation are low, and the clients can be difficult to deal with. In addition, Mears pointed out that during the time periods in question, his office had been inadequately staffed because of employee turnover. According to Mears, that situation made it difficult “doing much of anything other than putting out fires.”

Although the Commission recognized the difficulties cited by Mears, it found that he had violated several Code provisions, noted his three prior private admonitions due to dilatory handling of unrelated cases, and recommended that Mears be publicly reprimanded. See Iowa Sup.Ct. R. 118.9. Mears did not appeal.

II. Proof burden and standard of review. The Board bears the burden of establishing by a convincing preponderance of the evidence that respondent Mears has committed the Code violations as alleged. See Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Gilliam, 560 N.W.2d 1, 3 (Iowa 1997); Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Sikma, 533 N.W.2d 532, 535 (Iowa 1995).

No appeal was taken from the Commission’s recommendation and our task is to review de novo the record made before the Commission, determine the matter, and impose any appropriate discipline. See Iowa Sup.Ct. R. 118.10. Such discipline can be a lesser or greater sanction than that recommended by the Commission. Id.

III. Violations of the Code. The Commission concluded that Mears’ conduct violated several provisions of the Code. It determined that because of the dilatory manner in which he handled the Freie and Youngblood cases, Mears in each of the cases violated DR 1-102(A)(5) (lawyer shall not engage in conduct that is prejudicial to the administration of justice); DR 1-102(A)(6) (lawyer shall not engage in conduct adversely reflecting on fitness to practice law); and DR 6-101(A)(3) (lawyer shall not neglect a client’s legal matter).

Upon our de novo review of the record in this case, we conclude that a convincing preponderance of the evidence supports the Commission’s findings and conclusions concerning Mears’ violations of the Code. The evidence, which is not disputed by Mears, shows that he did not attend to his responsibilities to Freie and Youngblood within a reasonable period of time. As the court-appointed attorney for these individuals, Mears should have fulfilled his duties and responded to the district court’s instructions in a timely manner.

IV. Discipline.

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569 N.W.2d 132, 1997 Iowa Sup. LEXIS 235, Counsel Stack Legal Research, https://law.counselstack.com/opinion/iowa-supreme-court-board-of-professional-ethics-conduct-v-mears-iowa-1997.