Iowa Supreme Court Attorney Disciplinary Board Vs. Jean M. Curtis

CourtSupreme Court of Iowa
DecidedMay 23, 2008
Docket60 / 07–2059
StatusPublished

This text of Iowa Supreme Court Attorney Disciplinary Board Vs. Jean M. Curtis (Iowa Supreme Court Attorney Disciplinary Board Vs. Jean M. Curtis) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Iowa Supreme Court Attorney Disciplinary Board Vs. Jean M. Curtis, (iowa 2008).

Opinion

IN THE SUPREME COURT OF IOWA No. 60 / 07–2059

Filed May 23, 2008

IOWA SUPREME COURT ATTORNEY DISCIPLINARY BOARD,

Complainant,

vs.

JEAN M. CURTIS,

Respondent.

On review from the Grievance Commission.

The Iowa Supreme Court Grievance Commission recommends a

one-year suspension of respondent’s license to practice law in this state.

LICENSE SUSPENDED.

Charles L. Harrington and David J. Grace, Des Moines, for

complainant.

Jean M. Curtis, Guttenberg, respondent, pro se. 2

WIGGINS, Justice.

The Iowa Supreme Court Attorney Disciplinary Board filed a

complaint against Jean Curtis with the Grievance Commission of the

Iowa Supreme Court alleging Curtis committed various violations of the

Iowa Code of Professional Responsibility for Lawyers and the Iowa Rules

of Professional Conduct.1 The Commission found Curtis’s conduct

violated numerous provisions of the Iowa Code of Professional

Responsibility for Lawyers and the Iowa Rules of Professional Conduct.

The Commission recommended we suspend Curtis’s license to practice

law indefinitely with no possibility of reinstatement for a period of one

year.

Because we find Curtis’s conduct violated numerous provisions of

the Iowa Code of Professional Responsibility for Lawyers and the Iowa

Rules of Professional Conduct, we suspend Curtis’s license to practice

law indefinitely with no possibility of reinstatement for a period of one

I. Prior Proceedings.

In February 2000 we admitted Curtis to practice law in Iowa by

motion. She practices law in Guttenberg. She has one prior disciplinary

action. In February 2004 we publicly reprimanded Curtis for her failure

to recognize the inherent conflict in attempting to represent both parties

in matters relating to a marriage dissolution and for communicating with

a party who was represented by counsel when she did not have

permission to speak directly to the represented party.

1The Iowa Rules of Professional Conduct became effective July 1, 2005, replacing the Iowa Code of Professional Responsibility for Lawyers. The Iowa Rules of Professional Conduct govern all conduct occurring after its effective date. 3

On June 26, 2007, the Board filed a five-count complaint with the

Commission alleging numerous violations of the Iowa Code of

Professional Responsibility for Lawyers and the Iowa Rules of

Professional Conduct. Count I alleged Curtis misapplied a client’s fee.

Count II alleged Curtis disclosed confidential information about a client.

Count III alleged Curtis did not act with reasonable diligence and

promptness when representing a client. Count IV alleged Curtis did not provide competent representation in an estate matter and failed to

deposit an unearned fee into her trust account. Count V alleged Curtis

failed to file a proper objection in a bankruptcy proceeding and then

misrepresented the status of the matter to a client.

The Commission found the Board failed to prove the allegations

contained in counts I, II, and III, but that the Board proved the violations

alleged in counts IV and V. The Commission also found Curtis suffers

from depression and attention deficit disorder. Both conditions are being

treated with medication.

Based on her prior disciplinary action and her medical condition

the Commission recommended: (1) Curtis’s license to practice law in the

state of Iowa be suspended indefinitely with no possibility of reinstatement for one year; (2) as a condition of reinstatement, Curtis

present evidence from her treating healthcare provider that she is not

suffering from any illness that would interfere with her ability to be

attentive to her clients’ legal needs and to competently handle the

matters entrusted to her; (3) as a condition of reinstatement, Curtis be

required to pass the Iowa Bar Exam; and (4) as a condition of

reinstatement, Curtis be barred from practicing in probate or bankruptcy

matters unless and until she associates with a practitioner having

experience in those areas. 4

II. Scope of Review.

Our review of a report filed by the Commission is de novo. See

Iowa Ct. R. 35.10(1). “Under this standard of review, we give weight to

the factual findings of the Commission, especially with respect to witness

credibility, but we find the facts anew.” Iowa Supreme Ct. Bd. of Prof’l

Ethics & Conduct v. Beckman, 674 N.W.2d 129, 131 (Iowa 2004).

Although we consider the discipline recommended by the Commission, we have the final decision regarding the appropriate sanction. Id.

Therefore, the court can impose a greater or lesser sanction than what

the Commission recommends.

The Board bears the burden of proving misconduct by a convincing

preponderance of the evidence. Id. “ ‘This burden of proof is greater

than that in a civil case but less than that in a criminal case.’ ” Iowa

Supreme Ct. Att’y Disciplinary Bd. v. Zenor, 707 N.W.2d 176, 178 (Iowa

2005) (citation omitted).

III. Analysis.

On our de novo review of the record, we find the following as to

each count.

A. Count I. Curtis represented Jeffrey Reinhardt in domestic relations matters. At some point during the representation, Reinhardt

asked Curtis whether she could represent him in his Chapter 7

bankruptcy proceedings. Then, in April 2004 Reinhardt issued Curtis a

check for $209. The Board claimed this money was earmarked for filing

Reinhardt’s bankruptcy petition. Curtis produced a letter she wrote to

Reinhardt in which she stated she could not represent him in his

bankruptcy proceeding and that she was going to apply the $209 check

to his outstanding bill on the domestic relations matters. Reinhardt did 5

not testify. The Board claimed Curtis committed numerous ethical

violations by not earmarking these funds for a bankruptcy proceeding.

The Commission determined the evidence presented by the Board

did not meet its burden to prove by a convincing preponderance of the

evidence that the check was earmarked for a bankruptcy proceeding.

Factually, Curtis’s letter refutes this allegation. Accordingly we agree

with the Commission’s findings on count I and find the Board has failed to prove its allegations of misconduct.

B. Count II. Curtis represented the father of children who had

been removed from the father’s home by the state. The Board alleged

Curtis told a department of human services (DHS) representative that the

next time they went to court Curtis was going to put witnesses on the

stand to testify negatively about her client. The Board also alleged Curtis

told a DHS representative that her client was drunk many times when

Curtis called, and she felt DHS should have her client submit to urine

tests. If the Board’s allegations are true, Curtis may have violated the

confidences of her client. Curtis not only denied these allegations, but

presented evidence showing personal animus between herself and DHS

representatives. The Commission determined the evidence presented by the Board

did not meet its burden to prove by a convincing preponderance of the

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Related

Iowa Supreme Court Attorney Disciplinary Board v. Frerichs
718 N.W.2d 763 (Supreme Court of Iowa, 2006)
Iowa Supreme Court Attorney Disciplinary Board v. Walker
712 N.W.2d 683 (Supreme Court of Iowa, 2006)
Iowa Supreme Court Attorney Disciplinary Board v. Tompkins
733 N.W.2d 661 (Supreme Court of Iowa, 2007)
Iowa Supreme Court Attorney Disciplinary Board v. Zenor
707 N.W.2d 176 (Supreme Court of Iowa, 2005)
Iowa Supreme Court Attorney Disciplinary Board v. Moonen
706 N.W.2d 391 (Supreme Court of Iowa, 2005)

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