Iowa Supreme Court Attorney Disciplinary Board v. Lori J. Kieffer-Garrison

CourtSupreme Court of Iowa
DecidedNovember 13, 2020
Docket20-0844
StatusPublished

This text of Iowa Supreme Court Attorney Disciplinary Board v. Lori J. Kieffer-Garrison (Iowa Supreme Court Attorney Disciplinary Board v. Lori J. Kieffer-Garrison) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Iowa Supreme Court Attorney Disciplinary Board v. Lori J. Kieffer-Garrison, (iowa 2020).

Opinion

IN THE SUPREME COURT OF IOWA No. 20–0844

Submitted October 14, 2020—Filed November 13, 2020

IOWA SUPREME COURT ATTORNEY DISCIPLINARY BOARD,

Complainant,

vs.

LORI JO KIEFFER-GARRISON,

Respondent.

On review of the report of the Iowa Supreme Court Grievance

Commission.

In an attorney disciplinary action, the grievance commission

recommends a one-year suspension for the attorney’s violation of ethical

rules. LICENSE SUSPENDED.

Christensen, C.J., delivered the opinion of the court, in which all

justices joined.

Tara van Brederode and Wendell J. Harms, Des Moines, for

complainant.

Lori J. Kieffer-Garrison, Davenport, pro se. 2

CHRISTENSEN, Chief Justice.

The Iowa Supreme Court Attorney Disciplinary Board charged an

Iowa attorney with violations of the Iowa Rules of Professional Conduct

after she failed to consult with her client before signing his name to court

filings, including a waiver of the client’s preliminary hearing and his right

to a speedy trial, and allegedly made knowingly false statements to the

court. The Iowa Supreme Court Grievance Commission found various

violations of our ethical rules and recommended suspending the attorney’s

license to practice law indefinitely for a period of at least one year from the date of our holding in this matter. Upon our de novo review of the record,

we conclude the Board proved the alleged violations and suspend the

attorney’s license to practice law indefinitely with no possibility of

reinstatement for one year from the date of this opinion.

I. Factual and Procedural Background.

Lori Jo Kieffer-Garrison has been licensed to practice law in Iowa

since 2002. In her approximately eighteen years of practice in Iowa,

Kieffer-Garrison has incurred numerous sanctions for her violations of our

ethical rules of conduct. In 2009 and 2010, she was privately admonished

for violating Iowa Rules of Professional Conduct 32:1.3 and 32:8.4(d), each

time for failure to cure a notice of default from the clerk of this court. In

2010, she also received a public reprimand from our court for violating

rule 32:4.2 after she engaged in negotiations with an adverse party outside

the presence of said party’s counsel and prepared a handwritten

agreement for the adverse party to sign that already contained her client’s

signature. In 2014, we suspended Kieffer-Garrison’s license to practice

law for six months for violating rules 32:1.2(a), 32:1.3, 32:3.2, 32:3.3(a)(1),

32:8.4(c), and 32:8.4(d). See Iowa Supreme Ct. Att’y Disciplinary Bd. v.

Kieffer-Garrison, 847 N.W.2d 489, 492–96 (Iowa 2014). There, Kieffer- 3

Garrison “repeatedly missed appellate deadlines in several criminal cases,

received twenty default notices as a consequence of those missed

deadlines, failed to pay resulting penalties in a timely fashion over a period

of two years,” and falsely represented to her client and the clerk of this

court that she had timely filed an application for further review in a

postconviction appeal by mail. Id. at 491–92.

Shortly after Kieffer-Garrison’s law license was reinstated, she was

publicly reprimanded in January 2015 for violating rules 32:1.1,

32:1.4(a)(2)–(4), 32:1.4(b), and 32:1.16(d) in the course of representing three clients in postconviction-relief actions. Kieffer-Garrison failed to

inform one client of the court of appeals decision denying the client’s

postconviction-relief action within the time available to seek further review

by our court and of the need to apply for further review to preserve the

client’s ineffective assistance claim for possible federal habeas corpus

relief. In response to the complaint, Kieffer-Garrison declared she did not

practice in federal court and did not “know the procedures for habeas

corpus.”

She similarly failed to communicate with another client in a

postconviction-relief action, including communications about the next

step in his appeal after the court of appeals denied his application for

postconviction relief. Kieffer-Garrison also failed to take the steps

necessary to protect a client in another postconviction-relief action when

she was ordered to withdraw from representing the client and

subsequently ignored requests from the client and his new attorney for the

client’s file. The Board concluded a suspension was unnecessary because

her 2014 suspension “was contemporaneous or nearly contemporaneous”

with the misconduct at issue in the reprimand. 4

Kieffer-Garrison was publicly reprimanded again in October 2017

for violating rules 32:3.4(c) and 32:8.4(d) after she cut her client’s

signature from a court document and attempted to attach the cutout

signature to a required pretrial conference form in front of a court

attendant. She also permitted her client to leave before the pretrial

conference had concluded, resulting in the district court’s issuance of a

bench warrant for the client’s failure to appear that led to the client’s arrest

and a pretrial conference at a later date.

The alleged violations in this case stem from Kieffer-Garrison’s court-appointed representation of Joseph Johnson in a criminal case in

2019. The district court first appointed Kieffer-Garrison to represent

Johnson at his initial appearance on February 13, 2019. Kieffer-Garrison

filed an appearance and waived the preliminary hearing for Johnson’s case

the next day, and the district court subsequently canceled Johnson’s

preliminary hearing and scheduled his arraignment for March 14. Kieffer-

Garrison never communicated with Johnson about waiving the

preliminary hearing.

On February 15, Kieffer-Garrison wrote Johnson a letter noting her

appointment as his attorney and stated,

We must enter a written arraignment form and plea of not guilty. Please complete the enclosed documents, sign where indicated and return to me ASAP. I have provided a self- addressed stamped envelope for your convenience. If an arraignment form is not filed, a warrant will be issued for your arrest.

Johnson never received the letter, and he arrived at the district court to

attend his preliminary hearing on February 22 because Kieffer-Garrison

did not inform him she had advised the court it was being waived. On

March 12, Kieffer-Garrison filed a written arraignment and plea of not

guilty on Johnson’s behalf, which included a signature purporting to be 5

Johnson’s, dated March 11, on the written arraignment and the plea of

not guilty. However, as of March 12, Kieffer-Garrison had yet to

communicate with Johnson or receive the written arraignment and plea

she mailed him on February 15.

Two days later, the Scott County Attorney filed a trial information

charging Johnson, who had been previously convicted of a felony, with

having dominion or control of a firearm, and Johnson appeared before the

district court for his arraignment. He told the court he had not met with

Kiefer-Garrison about his case and denied ever seeing the written arraignment Kieffer-Garrison filed on his behalf. Johnson denied signing

the written arraignment and provided the court with three forms of

identification containing his signature.

The court and the assistant county attorney both compared the

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Iowa Supreme Court Attorney Disciplinary Board v. Lori J. Kieffer-Garrison, Counsel Stack Legal Research, https://law.counselstack.com/opinion/iowa-supreme-court-attorney-disciplinary-board-v-lori-j-kieffer-garrison-iowa-2020.