Industrial Technology Research Institute v. Pacific Biosciences of California, Inc.

640 F. App'x 871
CourtCourt of Appeals for the Federal Circuit
DecidedJanuary 29, 2016
Docket2015-1200
StatusUnpublished
Cited by2 cases

This text of 640 F. App'x 871 (Industrial Technology Research Institute v. Pacific Biosciences of California, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Industrial Technology Research Institute v. Pacific Biosciences of California, Inc., 640 F. App'x 871 (Fed. Cir. 2016).

Opinion

LOURIE, Circuit Judge.

Industrial Technology Research Institute and TiShiue Biotech, Inc. (collectively, “ITRI”) appeal from the decision of the United States Patent and Trademark Office Patent Trial and Appeal Board (“Board”) awarding judgment to Pacific Biosciences of California, Inc. (“PacBio”) in Interference No. 105,970. Indus. Tech. Research Inst. v. Pac. Biosciences of Cal., Inc., Interference No. 105,970, 2014 WL 4381078, at *1 (P.T.A.B. Sept. 3, 2014) (“Board Decision ”). The Board terminated the interference after it determined that all of ITRI’s involved claims, viz., claims 1-28 of U.S. Patent 8,486,630 (“the '630 patent”), would have been obvious over the cited prior art, and that PacBio, the senior party, was entitled to the benefit of the filing date of its U.S. Provisional Application 61/201,551 (“the 551 application”) because that application adequately described an embodiment of the interference Count. Id. at *31. For the reasons that follow,- we affirm in part, vacate in part, and remand for further proceedings consistent with this opinion.

Background

I

The technology at issue relates to methods of detecting modified bases in nucleic acids. Deoxyribonucleic acid (“DNA”) is a polymeric molecule having repeating units of nucleotide bases — adenine (“A”), guanine (“G”), cytosine (“C”), and thymine (“T”) — that are covalently linked together *873 via a sugar-phosphate backbone. DNA carries genetic information in the sequence of those bases. DNA also carries epigen-etic information when one or more bases are chemically modified. For example, C at a given position in the DNA sequence may be naturally methylated and instead exist as 5-methylcytosine (“mC”), Such DNA methylation plays an important role in the regulation of gene expression. '630 patent col. 2 11. 14-15. Detecting modified bases in the DNA sequence would facilitate the further study of their epigen-etic effects.

DNA usually exists in a double-stranded form, with two strands coiled around each other in a double helix. The two strands are often referred to as the “forward” and “reverse” strands. In the double helix, each base on one strand pairs with a base on the other strand according to the Watson-Crick base pairing rules — A pairs with T, and C with G. Thus, the forward and reverse strands typically have complementary sequences.

A DNA sequence may be determined using sequencing-by-synthesis (“SBS”) methods. During DNA synthesis, a parent strand is separated from its complement, and an enzyme catalyzes the synthesis of a new complementary strand by adding nucleotides, one at a time, to that new strand, using the parent strand as a template and pairing bases according to the Watson-Crick rules. The SBS technique monitors the order of nucleotide addition to the growing new strand, and from that deduces the sequence of the complementary template strand.

Traditional SBS methods might not readily distinguish a base from its modified form. For example, C and m C would both pair with G during SBS. Detecting the addition of a G to the growing new strand only suggests that either C or m C is at the corresponding position of the template strand. According to ITRI, some prior-art methods relied on bisulfite conversion to distinguish C from"1 C. Appellant’s Br. 2, 10-11. Thus, one first, obtains a reference sequence of the DNA being studied. A sample of that DNA is then treated with bisulfite, which converts C to uracil (“U”), but does not affectm C or other bases. The bisulfite-treated DNA is then sequenced. Because U pairs preferentially with A, not G, comparing the bisulfite-treated DNA sequence with the untreated reference sequence would reveal the positions of the C-to-U conversion, whereas them C positions would show no change, thus distinguishing C from m C in the DNA sequence.

II

ITRI owns the '630 patent, which claims a method of determining the position of at least one modified base in a double-stranded nucleic acid. Claim 24 is representative and reads as follows: 1

24. A method of determining a sequence of a double-stranded nucleic acid sample and a position ■ of at least one modified base in the sequence, comprising:
a. locking the forward and reverse strands of the nucleic acid sample together to form a circular pair-locked molecule;
b. obtaining sequence data of the circular pair-locked molecule via single molecule sequencing, wherein sequence data comprises sequences of the forward and re *874 verse strands of the circular pair-locked molecule; and
c.- determining the sequence of the double stranded nucleic acid sample and the position of the at least one modified base in the sequence of the double stranded nucleic acid sample by comparing the sequences of the forward and reverse strands of the circular pair-locked molecule, wherein at least one modified base in the doublest-randed nucleic sample is paired with a base having a base pairing specificity different from its preferred partner base.

'630 patent col. 47 11. 31-49 (emphasis added).

Claim 24 thus requires three steps. First, a doublestranded nucleic acid is converted to a circular pair-locked molecule (“CPLM”) by linking the forward and reverse strands at their ends. The '630 patent illustrates a CPLM in Figures 3A and 3B; both are reproduced below.

[[Image here]]

Id. figs.3A & 3B.

Then, the CPLM is sequenced. Because the CPLM is a circular DNA that contains what were previously separate, but complementary, forward and reverse strands, the CPLM sequence includes the sequences of the forward and reverse strands. Then in step (c) of claim 24, one “determin[es] the sequence of the double stranded nucleic acid sample and the position of the at least one modified base in the sequence” by comparing the sequences of the forward and reverse strands. Id. col. 4711. 41-49.

The '630 patent describes the bisulfite conversion of a CPLM as one embodiment of the methods for detecting modified bases, id. col. 23 11. 44435, col. 26, 11. 10-23, and illustrates in Figure 5B, which is shown below, a bisulfitetreated CPLM with matched m C-G and mismatched G-U base pairs, id, col. 6 11. 16-23.

*875 [[Image here]]

Id. fig.5B.

Additionally, claim 28 of the '630 patent requires that the forward and reverse strands of the double-stranded nucleic acid be locked together by two nucleic acid inserts of known sequences to form the CPLM. See id. fig. 3A & 3B (depicting a CPLM made from the forward and reverse strands 11 and 12 and two inserts 13 and 14). Because sequencing data from a given experiment may not be 100% accurate, claim 23 provides that the CPLM is sequenced multiple times; that each set of the sequence data of the inserts is scored by comparing the measured sequence with the known sequence,

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Bluebook (online)
640 F. App'x 871, Counsel Stack Legal Research, https://law.counselstack.com/opinion/industrial-technology-research-institute-v-pacific-biosciences-of-cafc-2016.