Independent Union of Pension v. FLRA

961 F.3d 490
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 12, 2020
Docket19-1065
StatusPublished
Cited by1 cases

This text of 961 F.3d 490 (Independent Union of Pension v. FLRA) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Independent Union of Pension v. FLRA, 961 F.3d 490 (D.C. Cir. 2020).

Opinion

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT

Argued February 19, 2020 Decided June 12, 2020

No. 19-1065

INDEPENDENT UNION OF PENSION EMPLOYEES FOR DEMOCRACY AND JUSTICE, PETITIONER

v.

FEDERAL LABOR RELATIONS AUTHORITY, RESPONDENT

On Petition for Review of an Order of the Federal Labor Relations Authority

Eden Brown Gaines argued the cause and filed the briefs for petitioner.

Rebecca J. Osborne, Deputy Solicitor, Federal Labor Relations Authority, argued the cause and filed the brief for respondent. Noah B. Peters, Attorney, entered an appearance.

Before: ROGERS and TATEL, Circuit Judges, and GINSBURG, Senior Circuit Judge.

Opinion for the Court by Circuit Judge ROGERS. 2 ROGERS, Circuit Judge: The Independent Union of Pension Employees for Democracy and Justice (“Union”) petitions for review of a Federal Labor Relations Authority (“Authority”) order finding that it committed unfair labor practices by attempting to dismantle the pool of arbitrators selected by a predecessor union and thereby impeding access to the grievance process. Because the Union has not demonstrated that the Authority acted arbitrarily, capriciously, or contrary to law, the court denies the petition for review.

I.

The Union of Pension Employees (“UPE”) was the exclusive representative of bargaining unit employees of the Pension Benefit Guaranty Corporation (“PBGC”) between March 2009 and November 2011. During that period, UPE and PBGC negotiated a collective bargaining agreement (“CBA”), which went into effect on May 3, 2011. Article 2 of the CBA governed arbitration procedures, with Section 3(B) describing how arbitrators would be selected:

B. Arbitration Procedure:

1. Selection of the Pool – Within thirty (30) days of implementation of this Agreement, the Parties will exchange lists of the names of ten (10) arbitrators they deem acceptable to serve as arbitrator for disputes under this Agreement. Up to five arbitrators common on both Parties’ lists will be informed of their selection to serve as a member of a rotating panel. If there are not five (5) names common to both lists, the Parties will repeat the process until five (5) common names have been identified. If a vacancy is created, the Parties will repeat the selection 3 process to fill the vacancy. Any fees or costs in establishing the pool of arbitrators will be borne by the Employer.

2. Invocation – A Party has seven (7) days, from receipt of the Agency’s final grievance decision, to invoke arbitration. Failure to invoke arbitration within this period waives a Party’s right to adjudicate the matter in arbitration.

3. Selection of the Arbitrator – Once the pool has been identified, as arbitrations are invoked, arbitrators will be selected alphabetically by their last name.

The UPE was not, however, the only union interested in representing PBGC employees. As early as July 2010, the Union had requested that an election be held so that employees could vote on which union they preferred. A week after the CBA went into effect, the Authority conducted the representation election. The Union won. After denying the UPE’s application for review, the Authority certified the Union on November 16, 2011, as the exclusive representative of PBGC bargaining unit employees, thereby displacing the UPE.

While the Authority was considering the UPE’s application for review of the election, the UPE and the PBGC selected the five arbitrators who would serve in the pool. On September 20, 2011, they signed a Memorandum of Agreement (“MOA”) naming the five arbitrators: James Conway, Charles Feigenbaum, Allen Foster, Joshua Javits, and Seymour Strongin. 4 Over a year later, in December 2012, the Union invoked arbitration over four pending grievances. The following month, on January 18, 2013, Conway and Feigenbaum were designated as the arbitrators for the first two grievances (they were the first two arbitrators alphabetically). That same day, the president of the Union sent an email to both Conway and Feigenbaum noting that they had been selected by the prior union and requesting that the two arbitrators share any conversations they had with the UPE or the PBGC about their selection and participate in an interview with the Union. Conway and Feigenbaum both responded that they had not communicated with the prior union and declined the Union’s interview request. The Union replied with a letter dated January 29 staking out its position:

As explained in our January 18 letter, as a new union at PBGC and as a new party, the Independent Union of Pension Employees for Democracy and Justice (“IUPEDJ”) believes that it should have a role in the selection of arbitrators. In fairness and as a matter of professionalism, we respectfully suggest that you voluntarily withdraw your participation in the arbitrator pool.

Feigenbaum sent an email the following week resigning from the arbitration pool, explaining that he did “not wish to preside over cases where the non-selecting party does not wish me to be the decision maker.”

Conway, however, refused the Union’s initial request to step down. On February 21, the Union sent Conway an email with the subject line “Request That You Reconsider Resignation in Light of Ethics Violations.” In the email, the Union alleged that Conway’s “refusal to resign violates the very first rule at the top of” the applicable Code of Professional 5 Responsibility, namely, that an arbitrator be selected by mutual agreement of the parties. Because the Union had not participated in or agreed to Conway’s selection, it “demand[ed]” his resignation due to his “outright violation” of the ethics rule and his “unprofessional” behavior. Conway did not resign; to the contrary, he subsequently issued an award against the Union in the case he had been assigned to arbitrate. The Authority upheld that award over the Union’s objections, concluding that the Union was bound by the arbitration provisions of the CBA and that Conway’s appointment to the arbitrator pool was valid. See Indep. Union of Pension Emps. for Democracy & Justice, 68 F.L.R.A. 999, 1003–08 (2015) (“IUPEDJ 2015”), recons. denied, 69 F.L.R.A. 158 (2016). The Union did not petition this court for review. Following a dispute over Conway’s fees, and Conway filing a lawsuit in D.C. Superior Court, the Union and Conway entered into a settlement agreement in October 2015 pursuant to which the Union paid his fees and Conway resigned from the pool of arbitrators.

Problems arose with the other arbitrators, too. On February 14, the Union emailed Foster, the next arbitrator on the list, to tell him that the Union had not participated in his selection and thus it believed he should not hear the assigned grievance. Strongin served as an arbitrator but reported difficulty collecting his arbitration fees from the Union and ultimately resigned from the arbitration pool in December 2013. Javits was selected to arbitrate a grievance in May 2014, but the Union told Javits that it had not participated in his selection. Seven months later, the Union sent Javits an email accusing him of violating the “paramount rule” of the ethics code that the arbitrator be selected by mutual agreement of the parties and restated its position that the Union had not mutually agreed to his selection. 6 The PBGC filed its first unfair labor practice charge in February 2013 based on the Union’s communications with arbitrators Conway and Feigenbaum. It filed a second unfair labor practice charge in January 2015 after arbitrators reported difficulty collecting fees from the Union and the Union accused Javits of ethics violations. The Authority’s general counsel later issued a complaint on each charge, alleging that the Union violated 5 U.S.C.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Brookens v. Gamble
District of Columbia, 2020

Cite This Page — Counsel Stack

Bluebook (online)
961 F.3d 490, Counsel Stack Legal Research, https://law.counselstack.com/opinion/independent-union-of-pension-v-flra-cadc-2020.